I nternat. J. Math. Mth. Sci. (1981)39-53 Vol. 4 No. 39 ZUR SPACES ALBERT WlLANSKY Department of Mathematics #14 Lehigh University Bethlehem, Pennsylvania 18015 U.S.A. (Received October 3, 1979) ABSTRACT. every f A Mazur space is a locally convex topological vector space X such that X s is continuous where X s is the set of sequentially continuous linear functionals on X; X s is studied when X is of the form C(H), H a topological space, and when X is the weak * dual of a locally convex space. new classification of compact T 2 spaces C(H) is a Mazur space. 1980 MATHEIIATICS 54C45, 28A25 i. H, those for which the weak * dual of An open question about Banach spaces with weak * sequen- tially compact dual ball is settled: KEY WORDS AND PHRASES. compact T 2 space. This leads to a the dual space need not be Mazur. Sequentially continuous linear maps, SUBJE’CT CLASSIFICATION CODES: classification of 46A15, 46B99, 46E10, 54D60, 54C40, INTRODUCTION. By a E.c. space we shall understand a locally convex Hausdorff topological A. WILANSKY 40 vector space over the real numbers, and use the terminology and ideas of standard texts such as [9], [14]. For a E.c. space X’ X, its dual X of continuous linear functionals (= real valued functions) and X’ c X of sequentially continuous linear functionals, so that s s. is the set is the set be a H Let completely regular Hausdorff space; C(H), (respectively, C*(H)) is the set of H; 8H, uH real, continuous (respectively, continuous and bounded) functions on are, respectively, the Stone-Cech and real compactifications of 8.6). a Banach space We shall refer several times to convergent. GB spaces. such that weak * convergent sequences in X =. An example is A Mazur space, [15, [13], C*(H) with C(BH), C(H) with C(uH). As usual we identify REMARK 0.i. (See H. See [14], G.B A space is X’ are weakly s X’. 14-7. p. 51, is a E.c. space such that of such spaces leads naturally to a new class of compact X T 2 spaces The study called H spaces; those for which C(H)’ with its weak * topology is a Mazur space. These include from the he Eberlein compacts and lie at the opposite end of a spectrum spaces, those for which C(H) is a GB space. G See 4 for details. The study of Mazur spaces had its origins in an unpublished result of S. Mazur, which is the last sentence of Th i.i. The Theorem is known [8], [12]. We give a new and somewhat simpler proof. In Section 2 a generic method is given for constructing non-Mazur spaces. Section 3 shows that the important class of weakly compactly generated Banach spaces have Mazur duals and lays the groundwork for proving that compacts are question. spaces in 4. Eberlei Whether the converse holds is an intriguing Heredity properties are studied in Section 5 and in Section 6 are considered relevant properties of Banach spaces whose duals have weak * sequentially compact unit discs. I. POI..NW,IS E C(H). Each point t of uH may be considered as a linear HAZUR SPACES functional on C(H), namely, to C(H} f 41 C(VH) we assign the number This functional is called the evaluation at IS ]denotes space, the span of THEOREM i.i. H Let pointwise topology. For any set t. X in a vector S. be a completely regular Then S s= [UH] T space, X 2 C(H) with the i.e. a linear functional is sequentially continuous iff it is a linear combination of evaluations at points of particular PROOF. Ian-Xn(z) r. n i.e. h s H {xn} If A2 F(x -n for each H n. x(z) for F(x) X. Now for [13, we apply this to X xn(h) such that F Hence x x(z); see for example x(h) is a sequence in h In uH. is realcompact. such that and obtain xn(h) n) H and define uH there exists Problem 8.5.9. a z First let x e X each is a Mazur space Iff X f(t). x (z) n for each is sequentially continuous. The converse will be proved after three Lemmas, the first two of which are due to A. K. Snyder. LEMMA 1.2. Let infinite support {Fn} F n S be a finite positive regular Borel measure with on a regular {Gn} of closed sets and C G (Fn) > 0 and n PROOF. and (SN s e S N G G) > 0. considerable if We show first that if V is infinite. , is not the support of so S s Namely, choose N G) H. Then there exist sequences N G pairwise disjoint n SN G is infinite is considerable, there exists G G is open, U such that U G is also which has a neighborhood ({s}) < (S G) Now s {G } n. which has a closed neighborhood considerable: that (S G space 2 of open sets with for each Call a set T such {s) (S G) since has a closed neighborhood V U U c V, with (U) < (SN G). Apply this with with G H U 1 G yielding H obtaining s 2 S U 1 U 1 with considerable complement; again with a closed neighborhood U 2 disjoint 42 A. WILANSKY from U such that (H 1 disjoint sequence I) U whose interiors G includes a closed n H Let PROOF. II-II= uix(z i) continuous on / X x d. udlB d X s T lI with on H. Fn and choose u Un I choice of scalars f (u follows that n) 0 f(un)-tnl noting that LEMMA 1.4. H. Zl,Z2,...,zn for t E H PROOF. H Let and Let t f H. Let Finally let Let u E C*(H), 0 x < n F g _< u 0 n I nu f(u n. T x e C*(H) 2 g e x [uH], f G f(% u n / n n g(z) _< 0, u(z i) 1, u(z) it 0 for all x(z) 0, x(t) R) O, g(h) # 0 1 for n. 8H uH, and E one point compactification of Then Now for any n pointwise for any 0 space, z with i/(Iflvl). be the 1 This is contradicted by i # 0 have for 1,2,...,n. g+u. To complete the proof of Theorem I.i in which now s / n n L E off IUn-CnIIl< tn be a completly regular Zl,Z2,...,zn + H / R (the f(z) =-, f e C(H). h for sufficiently large Then there exists SH on for it can be G n, and so f (Un-Cn) dI is f lUn-Cnl Ii < tn C*(H) with E Since this implies that n 8H is infinite Cn Let i. SH on 0 n for all but one value of 0 E Zl,Z2,...,zn The Radon-Nikodym theorem implies multiplied by a continuous function which is 1 on n(h) C(SH) X. LI(H,)and lu(h) u Since C*(H) If the result is false, the support of We may assume also that h, u space, X 2 Then there exist x S) > 0. (F) > 0. n with n n) _> (Gn have (G and the Riesz theorem gives a measure characteristic function of II (Fn)- f for all and we may apply Lemma 1.2 to that F Continuing, we obtain a Since uniform convergence implies pointwise convergence, f(x) with E f(x) {Gn } be a completely regular with the pointwise topology, and such that is considerable. 2 {Un } is regular each LEMMA 1.3. U glC*(H). By Lemma 1.3, X C(H), let the first half of Theorem and 43 MAZUR SPACES the fact that C*(H) ux(z) + Z n f(x) i=l Lemma 1.4 and set on H Uix(z i) EXAMPLE 1.5. u with /(l+kx 2) 1 0, z E 8H for UH. / u as in / pointwise 0 0. Using Theorem i.I we can give a very easy example to show involving distribution spaces. H u k Then that Mazur is not inherited by closed subspaces. space, x Choose 1,2 k ui/ [l+kx(zi )2] u + 7. f(uk) but X, we may assume that is dense in [I0] for an example be a Banach space; as a metrizable H Let (See is realcompact (at least for spaces of non-measurable cardinal; for example, all known spaces.) subspace of H’ Then with its weak * topology is a closed C(H), (in addition it is sequentially complete.) H’ Mazur by Theorem I.i but is not if, for example, Now H C(H) is See Remark 0.i. It follows that there is no extension theorem for sequentially continuous linear functionals. REMARK 1.6. The Nachbin-Shirota theorem has been extended in Prop. 5.2: C(H) compact and iff C(H) SAME CONVERGENT op..en topolocjy is Mazur iff H compact wit. the [I], is real- is Mazur in its weak topology. SEQUENCES. In this section we give a generic method for constructing non-Mazur spaces. Among the applications are an improvement of 2. Example 1.5 and a simplified treatment of a result of J. Isbell. .c. Topology T .c. A THEOREM 2.1. 1 space (X,T) is a non-Mazur space if such that (X,T I) convergent sequences. PROOF. A slightly stronger result is true. and that every (X,TI)’ C ’ (X,T)’ and (X,TI) convergent sequence is T s C (X,T) s (X,T)’. We give three applications. Remark 0.i, and X (B’,weak *). 1 have the same Suppose that (X,T) is Mazur convergent. I has another Then // First let Then T T, T X X B be a non-reflexive is not Mazur. GB space, A. WILANSKY 44 I1 c II-If 1 (the Mackay topology) and O Hence (, [14], D. J. H. Garling (see EXAMPLE 2.2. i,Co)) Prob. 14-2-107) showed that have the same convergent sequences. Thus a space with the Mackey is not a Mazur space. topology need not be Mazur. EXAMPLE 2.3. be a Banach space and B Let subspace of (B’, norm). the same convergent sequences. [B,(B,S)] 15-1, 15-2, Problems 12-2-107, spa.ca. B’ proper subspace of (B’, norm). (See Example 2.6). Mazur by Theorem I.i. BIHc X Let be a Banach space and B S, the span of such that a H C(H) (pointwise) with Let Compare Example 1.5. a weak * compact set in B’.) in B is not Mazur. A non-Mazur closed subspace of EXAMPLE 2.4. compact metric [14], (Apply these to the natural embedding of 9-3-104, Theorem 9-3-4. By Theorem 2.1 See B, have w, the weak topology of (B,S) and Then a dense barrelled proper S H H, is a barrelled dense Then C(H), considering [C(H), pointwise] is Bc B’. is X Then not a Mazur space by Example 2.3 since its (pointwise) topology is (X,S) (B,S). is closed in X That C(H) will now be proved under weaker hypotheses. LEMMA 2.5. Note that PROOF. F e C(H), xU(h) by F(7. tihl if s 7. t h H F(h) / .c. i 7. u .h 1 i 1 7. u 1 in which H (as in Example 2.4). C(H). (B’ ,B). to F Let u x be a net in S, the span of H X, B’, in This extension is well-defined, hence linear, since we have .(h i) Now 1 In Extend 7. t.F(h 1 continuous, thus EXAMPLE 2.6. h e H. BIH H C B’, X space, has the topology for Zt.F(hi). 1 u i lim 7. u .X (h C(H) be a is a pointwise closed subspace of X Then B Let F i u(h i lira 7. t.x 1 is a linear functional lim xu(s) S on which is F e B. [7], p. 223, J. Isbell gives a non-Mazur subspace is the Cantor set, not considering whether X X is closed. of 45 MAZUR SPACES His ultimate aim was to find such a subspace of countable dimension. (Our proof in 2.4 of the show that his example has the properties we require. non-Mazur character of the subspace is different from Isbell’s). O’s and the set of all sequences of (=,i) H be H, and, on so that 2 coincides with the product topology of see is dense and barrelled: 3. Hc So Let is the Cantor H Our task fs completed by Rxample 2.4 and the observation that the span of set. H l’s. We shall [14], Example 15-1-13. .c. In many situations involving a WEAK * DUALS. X’ greatest interest is the Space space X, the object of To mention only with the weak * topology. three examples: interesting forms of the closed graph theorem have been given involving X see such that (X’,weak *) is sequentially complete: [14], Problem 15-3-110; Banach spaces in which the dual disc is weak * sequentially [4]; compact have been studied as members of a variety in famous discovery that and Grothendieck’s GB space deals with the weak * dual of this is a space. In this and the next 3 sections we pursue the study of these duals. any c. space X’. continuous linear functionals on sX c X". X X a BB It is clear that space iff Banach space is BB X and GB iff to be a Banach space we have X X is a GB space. (X’, weak *) is a Mazur space. We shall call Obviously a iff it is reflexive. GB space condition is not sufficient the set of weak * sequentially Taking X" sX i.e. sX We remark that a *)s (X’, weak sX X, let For [Take satisfies X X c o [X’,T(X’,x)]S=x and apply but the latter 2.2.] It is convenient to work in more generality to show the role of complete- ness. (X’ Let a Z.c. space X be called a DEc space if sX X i.e. weak *) is Mazur. THEOREM 3.1. A Bc space is complete in its strong topology. A. WILANSKY 46 PROOF. [14], This is by This is improved by: space is complete. [14], f e A, f n n sequentially closed for if is equicontinuous so that F {f } A space is complete. X’. continuous linear functional on aw* be an F Let this and the rest of the proof see Thus c A sequentially barrelled THEOREM 3.2. PROOF. A special case is that a barrelled Cor. 8-6-6. / 12-2.). is weak * f, the hypothesis yields that {f } n is weak * sequentially continuous and so, by hypothesis it is The result follows by Grothendieck’s completeness theorem. continuous. In the converse direction we give a quite general criterion. is called N sequential if for T topological space Let THEOREM 3.3. X’ tinuous set in be a X .c. complete space such that each equiconis a X Then with the weak * topology is N sequential. F e sX Let the weak * topology. / n contains A C T, t e A, A space. PROOF. a A t. a sequence converging to c f e A. A; hence is weak * closed in n # A Then (For lim f(a F continuous, i.e. is E be an equicontinuous set in n E F[A]. a Then there exists A C E, f e A. Let F(f) f, hence and let F[] F[A] Thus aw* continuous. n X’ e A and so with with FIE By Grothendieck’s theorem, is F is continuous. COROLLARY 3.4. A separable complete COROLLARY 3.5. Every closed subspace Banach space PROOF. Let Now is onto. i D x Y space is a c space. of a weakly compactly generated BB space. is a X .c. Y / X Then be inclusion. is an Eberlein compact by [3], i’ D x / Dy (The unit discs) Corollary 5.2.3 and so is also by [2]. The result follows from 3.3 since Eberlein compacts are sequential [14], 14-1. Dy N 47 MAZUR SPACES REMARK 3.6. whose language we use without explanation. If since each equicontinuous set is metrizable. X complete, equivalently c. is is separable m(X)D T (X,X’) X So This is 3.4. 9 (X) c T EXAMPLE 3.7. and so T m(X) complete implies X 9(X) Also smallest sequentially barrelled topology so, if (X,T) barrelled; [i] Some of these results can be deduced from Prop. 4.1 of is the is sequentially is complete, yielding 3.2. The converse of Corollary 3.5 is false, i.e. a space B need not be weakly compactly generated, or even a subspace of such a space. Our example assumes the continuum hypothesis. If c. [i], space by B This is a Let i(I) X To prove the assertion, p. 29, Remark. D c X’ it suffices by the argument of 3.5 to show that the disc weak * sequentially compact, hence not N sequential. I [0,i], X’ k 0 i,.. E[I]. [1/2(n-l)]; f (h) Let otherwise. -i fJ gn weak * (hence pointwise) then g 0 almost everywhere. 4. p AND that G C(H) studied. SPACES. is a See [14] THEOREM 4. i. PROOF. GB A G for every interval 0 pB space. C(H) c I. / g Hence H T 2 space H such spaces have been extensively G Only a finite space is both This is by 3.5 since j gn for all h. 1 Each Eberlein compact for some has a subsequence n space (p space) is a compact space, (a 14-7. / g(h) But {f } If is not Take if 2k/n < h < (2k+l)/n 1 n with p and G. space. is a is weakly compactly generated; [3] Prop 4.2.1. This includes all compact metric spaces, a result which also follows from 3.4; and the one point compactification of a discrete space. We conjecture that the converse is false; that not Eberlein compacts. 5. HEREDITY. p spaces exist which are This is made even more plausible in the next section. The four properties GB, G, B, obey the following table A. WILANSKY 48 whose entries will be discussed below: The row headed space is a Q GB G BB B Q yes no no yes c no yes yes ? signifies that a quotient of a GB (respectively, GB (respectively, B) space; but a quotient of a B) space need not be a G (respectively, B) space. G (respectively, The row headed C signifies that a closed subspace of a G (respectively, B) space is a (respectively, B) GB space. space but a closed subspace of a G space need not be a GB It is thus most natural to conjecture that a closed subspace of a space need not be a space. An example to verify this would also settle the conjecture of 4 since a closed subspace of an Eberlein compact is also an Eberlein compact. The properties given for + ( are well known. integers) is a quotient map from a Since a quotient of a subspace of GB a G GB space is a GB space is a is a quotient map from a B space. G The natural map form space onto a non-G G space. space it follows that a closed The natural map from space to a non-B space. quotients will follow when we show (Corollary 5.2) that i(I) / Inheritance of = B by B is inherited by closed subspaces. We need the concept of a Tauberian map property that X" F u"F e Y implies u F e X X / Y i.e. a map with the All we need is that the inclusion map from a closed subspace is Tauberian; see LEMMA 5.1. Let exists a Tauberian PROOF. If Y u be a X + Y. F e sX, then COROLLARY 5.2. BB B space, X Then u"F X is sY Y [14], Th. 11-4-5. a Banach space and suppose there B. hence F X. is inherited by closed subspaces. 49 MAZUR SPACES There is also a 3-space theorem: COLLARY 5.3. is If has a reflexive supspace X X/S B with S then X B. PROOF. F E sX, q"F If E X/S. s(X/S) Since q is Tauberian, the result follows. 6. SEQUENTIAL COMPACTNESS. the unit disc in X’ Let us call a Banach space is weak * sequentially compact. space if an SCB X Every closed subspace of a weakly compactly generated space is an SCB space as shown in 3. [5] interest attaches to the study of SCB spaces due to the proof in non-SCB space has a separable quotient. that every SCB space is a B Some that every It was conjectured by Faires [4] That this is false is shown by means of space. Example 6.1 due to W. Schachermayer which is published here with his kind permission. (The slightly stronger condition of 3.3 is sufficient. By 3.5 it follows that an SCB space need not be (a closed subspace of) a weakly compactly generated space. By analogy with 4 a compact C(H) is an SCB space. space 2 H is called an Each Eberlein compact is an conversely (Example 6.1). [Hc D(X’)] T Every SC space if SC SC space but not space is sequentially compact but not conversely: M Talagrand presented an example at the 1979 Kent State conference of a first countable space includes a copy of 8N. (This shows that even an H such that N D C C(H)’ sequential space need not be an Eberlein compact. EXAMPLE 6.1. (W. Schachermayer). uncountable ordinal. (See [1311 14.5.) Let H H [0,] is not a G convergent sequences, and not an Eberlein compact since limit, or because it is not a define F e X" by F() ({}). space as will be shown. Then if is the first where space since it has is not a sequential Let X C(H) and F e X, we would have (letting h A. WILANSKY 50 F Thus which is false. f F() ), 0 h e H, h be the point mass at Bn(e) n, for all exists of (h,), H e for all h n H ({n}) There exists is , h < an upper bound x e X f F( n) such xdB n [h+l ] n ({n}) {x e X x(i) x e N}. X’. Choose 0 < i < h for 0 Since each e N n b < h each isolated point )) + and i }, N let Let { e D (x) 0 It is sufficient, since it is compact, to show For this it is sufficient to find a sequence Let let b x b < h, [0,b) if i > b or if i if as in 6.1.1. h SC is H the result will follow when it is shown For each non-isolated 0 ([h+l To prove that as claimed. F e sX {x } X which is total over n and n n that it has a sller metric. b xd n F( ). is weak * metrizable. that f Then be the characteristic function X as in 6.1.1 and let D, the unit disc in i [0,b] space which supports no measure. 2 {nX’. h Choose It follows that for T is a co)act of the open and closed set N eC hence n. PROOF. {n (b,]; and may take hn we obtain MMA 6.1.2. let n e n Note that for all there For any conpact subset i e (h,). for 0 i By regularity this is true for all Borel sets. 0. Doing this for each such that, for only countably many 0 is open, thus includes some (e) countable and ({i}) Since ({i}) such that h H e c (h,). whenever 0 , h e H, h Then there exists n B e X’. -Let PROOF. { }c X’. Let 0 we will know that is not a B-space. LEMMA 6.1.1. F and so F(h) F e sX and when we show X Fd x () o l, x o 0 on [0,hi. be the characteristic function of is countable, say c_ c_ I 2 Cn {Ck}, Since let xb(i) n [0,h] is For b. i 51 MAZUR SPACES b {x0,x countable we have named in all a countable set of functions N.t. is total over ({}) b < h. some If 7. b) 1,.ICXnb) + ({}) =({}) ({b}) 0; ({b}) b if not, x n 0. for 0 / M f, the / xbn d ({b}) 9 0 / (Xnb) hence some 0. FURTHER RESULTS It is clear that if topology, (X,T T( for 1) l,c o (X,T) is Mazur. is Mazur and i T is a smaller compatible I This is not necessarily true if (I,c o T( 1, c 0) is is not Mazur by 2.2 while "compatible" cannot be omitted since on is {b}, lintise lundedly and so by the l:unded characteristic function of convergence theorem, f[0,a] x0d (x It 0, then, since ec [0,hi; hence for some is isolated, b ({}) If f x0d (x0) 0 (e) then 0 e N 0 [0,hi U {}, supported on If for let b ,x }. n T is by 3.4. 1 is larger, Also not Mazur while the norm is. The following result is due to J. H. Webb. THEOREM 7.1. (X’ Let X .c. be a space with a Schauder basis such that weak *) is sequentially complete Let f e X s For n (bl)t" fn 7"i=i f-- 1 THEOREM 7.2. x e’X, x X’.. Thus Then Z t.1b i X f(x) is a Mazur space (b Z t.f 1 similarly to the result that for a space X’ X [6] and leads leads to its strong sequential completeness. [14], T(1,co ), respectively. [=,T((R),I)] is a Mazur space. This Prob. 10-3-301 (in is barrelled:), and X EXAMPLE 7.3. The Schauder basis is given in [1 T(1 where with Schauder basis, weak * Neither hypothesis can be omited in 7.1 as shown by which lira f (x) n f E X’ This result generallzes Theorem 2 of sequential completeness of i c O )] Example 2 2 [14], Prob. 9-5-107. follows from 7.1. This is in contrast with The difference lies only in the completeness part. A. WILANSKY 52 .c. Equivalent conditions for a 7.4. THEOREM space (X,T) are: Every sequentially continuous linear map i. X u / .c. any Y, Y space, is continuous. C-sequential ii. X is iii. T T + + convergent sequences as is the largest T Webb’s topology PROOF. 0 (x n convex sequential neighborhood U is a neighborhood of i => iii (X,T) i / (X,T+). topology with the same is called C-sequential if every absolutely T; X That 0. .c. of [14], The rest is U x eventually whenever / n 0) follows from consideration of 8.4, Probs. 128, 201. The conditions of 7.4 do not imply that X has the Mackey topology; indeed there may exist two such comparable compatible topologies, for example, with X c W (respectively, n) be the weak (respectively, norm) let o + w Now :pologies. + Finally C-sequential. w Let THEOREM 7.5. T n; further (X,T) ++ T + for every T T so w + is by the next result. n be a .c. space. Then + T is compatible with iff (X,T), is Mazur. PROOF. (x,)’c (X,T) /: S =(X,T+), (X,T)’. / +)’ (X,T (X,T) s (x,+) ’. A Mazur space which has the Mackey topology must be COROLLARY 7.6. C-sequential, but need not be bornological. PROOF. This follows from 7.3, 7.4 and 7.5. It has the interesting application that every sequentially continuous linear map from to an arbitrary .c. not bornological. 0(i,co space is continuous (by 7.3) even though this space is Along the same lines one might conjecture that if is C-sequential then T [=,T(=,I)] T (X,X’) is also; but this is false: + then T( I, c0 is not even Mazur. take X (X,T) , MAZUR SPACES QUESTIONS. Must a subspace of a space be a Eberlein compact? space be a ACKNOWLEDGMENTS. 53 Must a closed space? I thank D. B. Anderson, J. Diestel, E. G. Ostling, A. K. Snyder and J. Vivian for their assistance. REFERENCES i. Bellenot S. and E. G. Ostling. Completeness and intertwined completeness of .c. spaces. Pro.___c..Camber. Phi____l. So___c. 81(1977) 25-30. 2. Benyamini Y, M. E. Rudin and M. Wage. Continuous images of weakly compact subsets of Banach spaces. Paci.fic J_. Math 70(1977) 309-324. 3. Diestel, J. 4. Faires, B. 5. Hagler J. and W. B. Johnson. 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