LECTURE 8 APPLY THE QUEENSLAND CRIMINAL CODE CHAPTER 5 CRIMINAL RESPONSIBILITY 1 CRIMINAL RESPONSIBILITY An important principle of the common law has been that a person may not be convicted unless the prohibited act or omission done or made by him or her (actus reus) was accompanied by a guilty mind (mens rea). “The act does not constitute guilt unless the mind is guilty.” 2 CRIMINAL RESPONSIBILITY Actus reus : A guilty act – voluntary actions or omissions constituting a crime – the physical element of an offence. Mens rea: A guilty mind – the state of mind required to constitute a particular crime – the mental element of an offence (handout) 3 s 36 Application of rules (1) The provisions of this Chapter apply to all persons charged with any criminal offence against the statute law of Queensland. (2) Except for sections 22(3) , 29 and 31 , this Chapter does not apply to regulatory offences. “Sections 22 (Ignorance of the law—bona fide claim of right), 29 (Immature age) and 31 (Justification and excuse— compulsion)”. 4 s 36 Application of rules The provisions as to criminal responsibility contained in Ch 5 apply to all persons charged with any criminal offence against Queensland statute law. However, with respect to regulatory offences, only ss 22(3) , 29 and 31 apply. 5 CRIMINAL RESPONSIBILITY “A person cannot be guilty of the defined offence unless the Crown negatives the operation of any excuse provided by the Code which has been raised on the evidence.” 6 s 22 Ignorance of the law — bona fide claim of right s 22 (1) Ignorance of the law does not afford any excuse for an act or omission which would otherwise constitute an offence, unless knowledge of the law by the offender is expressly declared to be an element of the offence. 7 s 22 Ignorance of the law — bona fide claim of right s 22 (2) But a person is not criminally responsible, as for an offence relating to property, for an act done or omitted to be done by the person with respect to any property in the exercise of an honest claim of right and without intention to defraud. 8 s 22 Ignorance of the law — bona fide claim of right s 22 (3) A person is not criminally responsible for an act or omission done or made in contravention of a statutory instrument if, at the time of doing or making it, the statutory instrument was not known to the person and had not been published or otherwise reasonably made available or known to the public or those persons likely to be affected by it. 9 s 22 Ignorance of the law — bona fide claim of right s 22 (4) In this section — “publish” (a) in relation to a statutory instrument that is subordinate legislation — means notify in accordance with section 47 (Notification) of the Statutory Instruments Act 1992 ; and (b) in relation to a statutory instrument that is not subordinate legislation — means publish in the Gazette. 10 s 22 (1) Ignorance of the law cannot be set up as a defence, even by a foreigner in whose country the act is not an offence (R v Esop (1836) 7 C — C P 456 ; Re Barronet and Allain (1852) 1 E — B 1 ), but it seems that it may be a ground for mitigation of punishment (R v Crawshaw (1860) Bell CC 303 ). 11 s 22 (3) & (4) Subsections (3) and (4) bring the law in Queensland into line with the position in England where it has been held that the common law maxim “ignorance of the law is no excuse” does not apply where lack of publicity makes the law unknowable. The defence under subs (3) of this section was held to have been made out in Hogan v Sawyer; Ex parte Sawyer [1992] 1 Qd R 32; (1990) 51 A Crim R 46 where a rule forbidding prisoners to have money in their possession had not been made known either to the public or those prisoners likely to be affected by it. 12 What about criminally responsible?? 13 An Honest Claim of Right (handout) 14 s 23 Intention — motive (1) Subject to the express provisions of this Code relating to negligent acts and omissions, a person is not criminally responsible for— (a) an act or omission that occurs independently of the exercise of the person's will; or (b) an event that occurs by accident. 15 s 23 Intention — motive (1A) However, under subsection (1)(b) , the person is not excused from criminal responsibility for death or grievous bodily harm that results to a victim because of a defect, weakness, or abnormality even though the offender does not intend or foresee or cannot reasonably foresee the death or grievous bodily harm. 16 s 23 Intention — motive (2) Unless the intention to cause a particular result is expressly declared to be an element of the offence constituted, in whole or part, by an act or omission, the result intended to be caused by an act or omission is immaterial. 17 s 23 Intention — motive (3) Unless otherwise expressly declared, the motive by which a person is induced to do or omit to do an act, or to form an intention, is immaterial so far as regards criminal responsibility. 18 Two Substantive Rules A person will escape criminal responsibility either if the act or omission has occurred independently of his or her will; or If the event has occurred by accident. 19 First limb – Act independent of their will Timbu Kolian (1968) 119 CLR 47 In Kaporonovski (1973) 133 CLR 209 v R the High Court held that the appellant was not relieved of criminal responsibility by this section because, firstly, his act , namely the forcing of the glass into B's face, did not occur independently of the exercise of his will and, secondly, the event , namely the grievous bodily harm to B, did not occur by accident but was the obvious, natural and probable consequence of the act. Recent Important Rulings (handout) 20 First limb – Act independent of their will EXCUSES?? 21 First limb – Act independent of their will Affliction Reflex Automatism Concussion/Sleepwalking - Cooper v McKenna (1960) Qd R 406 Epileptic fit Mental disease/Insanity/Intoxication?? 22 First limb – Act independent of their will In R v Tralka [1965] Qd R 225; (1965) 60 QJPR 19 Mansfield CJ said at 228 : “I adhere to what I said in R v Martyr [1962] Qd R 398; 57 QJPR 3 , and I hold that the test to be applied is that an event occurs by accident if it is caused by a happening which is not foreseeable by the actor and also is not reasonably foreseeable by any ordinary person.” 23 Second limb – Event which occurs by accident This second limb relieves a person from criminal responsibility for an event which occurs by accident. The distinction is between willed acts and an intended result. The event referred to in the provision is the result which is brought about by the accused’s conduct. 24 Second limb – Event which occurs by accident As to the meaning of the word “event” in the expression “event which occurs by accident”, see R v Van Den Bemd [1995] 1 Qd R 401 , where the Court of Appeal, following Kaporonovski v R (1973) 133 CLR 209; 1 ALR 296 at CLR 231-2 and not following R v Martyr [1962] Qd R 398; 57 QJPR 3 , held that the word “event” means a consequence of an accused person's willed act. 25 Second limb – Event which occurs by accident Reading R v Van Den Bemd [1995] 1 Qd R 401 R v Martyr [1962] Qd R 398; 57 QJPR 3 26 Second limb – Event which occurs by accident In R v Van Den Bemd (1994) 179 CLR 137; 119 ALR 385; 68 ALJR 199 , the High Court effectively reversed the decision in R v Martyr [1962] Qd R 398; 57 QJPR 3 that accident does not include an existing physical condition or an inherent weakness or defect of a person such as an eggshell skull or a possible inherent weakness in the brain. 27 s 24 Mistake of fact (1) A person who does or omits to do an act under an honest and reasonable, but mistaken, belief in the existence of any state of things is not criminally responsible for the act or omission to any greater extent than if the real state of things had been such as the person believed to exist. 28 s 24 Mistake of fact (2) The operation of this rule may be excluded by the express or implied provisions of the law relating to the subject. . 29 s 24 Mistake of fact “Mistake of fact under the code is an excuse as distinct from a defence such as insanity and is a matter which Crown must negative one the evidential onus has been discharged by the accused.” 30 s 24 Mistake of fact Reading Anderson v Nystrom (1941) St R Qd 56 Gould and Barnes (1960) Qd R 283 31 s 25 Extraordinary emergencies Subject to the express provisions of this Code relating to acts done upon compulsion or provocation or in self-defence, a person is not criminally responsible for an act or omission done or made under such circumstances of sudden or extraordinary emergency that an ordinary person possessing ordinary power of self-control could not reasonably be expected to act otherwise. 32 s 26 Presumption of sanity Every person is presumed to be of sound mind, and to have been of sound mind at any time which comes in question, until the contrary is proved. 33 s 26 Presumption of sanity In R v Roche (1889) 3 QLJ 139 , it was held that the onus to prove insanity lies on the accused. In Dixon J's summing up to the jury in R v Porter (1933) 55 CLR 182; [1936] ALR 438 at CLR 183–4 , he said, “To begin with, every person is presumed to be of sufficient soundness of mind to be criminally responsible for his actions until the contrary is made to appear upon his trial. It is not for the Crown to prove that any man is of sound mind; it is for the defence to establish inferentially that he was not of sufficient soundness of mind, at the time that he did the actions charged, to be criminally responsible.” 34 s 26 Presumption of sanity In R v Marinone [1915] St R Qd 14; [1915] QWN 6 , Cooper CJ stated, “It is a well known rule of law that every person is assumed to be sane until the contrary is proved.” 35 s 27 Insanity (1) A person is not criminally responsible for an act or omission if at the time of doing the act or making the omission the person is in such a state of mental disease or natural mental infirmity as to deprive the person of capacity to understand what the person is doing, or of capacity to control the person's actions, or of capacity to know that the person ought not to do the act or make the omission. 36 s 27 Insanity (2) A person whose mind, at the time of the person's doing or omitting to do an act, is affected by delusions on some specific matter or matters, but who is not otherwise entitled to the benefit of subsection (1) , is criminally responsible for the act or omission to the same extent as if the real state of things had been such as the person was induced by the delusions to believe to exist. 37 s 27 Insanity Subsection (1) provides the defence of unsoundness of mind. The defence is available to a person who, at the time of doing an act or making an omission, which would otherwise have amounted to a criminal offence, is (i) deprived of any of the three nominated capacities (ii) as a result of mental disease or natural mental infirmity. 38 s 27 Insanity Subsection (2) limits the criminal responsibility of a person whose mind is affected by delusions, and who is not entitled to a defence under the first paragraph, to the same extent as if the real state of things had been such as the person was induced by the delusions to believe to exist. 39 s 27 Insanity The section applies by virtue of s 28(1) to a person whose mind is disordered by intoxication or stupefaction caused without intention on the person's part 40 s 27 Insanity WHAT IS A DISEASE OF THE MIND? (HANDOUT) 41 Natural mental infirmity Natural mental infirmity Mental retardation to such degree as to deprive a person of one of the three nominated capacities is sufficient to found the defence. 42 s 28 Intoxication (1) The provisions of section 27 apply to the case of a person whose mind is disordered by intoxication or stupefaction caused without intention on his or her part by drugs or intoxicating liquor or by any other means. 43 s 28 Intoxication (2) They do not apply to the case of a person who has, to any extent intentionally caused himself or herself to become intoxicated or stupefied, whether in order to afford excuse for the commission of an offence or not and whether his or her mind is disordered by the intoxication alone or in combination 44 with some other agent. s 28 Intoxication (3) When an intention to cause a specific result is an element of an offence, intoxication, whether complete or partial, and whether intentional or unintentional, may be regarded for the purpose of ascertaining whether such an intention in fact existed. 45 s 28 Intoxication Subsection (1) applies the provisions of the insanity defence ( s 27 ) to a person whose mind is disordered by involuntary intoxication or stupefaction. To found the defence it would need to be established that the disordered state of mind deprived the person of at least one of the three capacities specified in s 27 . 46 s 28 Intoxication Subsection (2) stipulates that the s 27 defence is not available where the person has intentionally caused the intoxication or stupefaction. 47 s 28 Intoxication Subsection (3) provides that intoxication, whether complete or partial, and whether intentional or unintentional, should be considered in determining whether an intention in fact existed in relation to offences where an element is an intention to cause a specific result. 48 Intention ‘… should be considered in determining whether an intention in fact existed in relation to offences where an element is an intention to cause a specific result.’ 49 Relevance of intoxication to penalty ‘… whether wholly or partly, excuses the taking of alcohol or other drugs by an offender, ordinarily the offender's intoxication will not mitigate penalty.’ 50 Relevance of intoxication to penalty Thomas JA considered that the intoxication of the respondent who had been convicted of attempted murder: ‘… is not in itself an excuse but is part of the overall picture in that it was in part a product of her emotional overreaction, and of course it could only have added to her already somewhat irrational behaviour. But in the end she must accept responsibility for her own actions including the contribution of her voluntary intoxication.’ 51 s 29 Immature age (1) A person under the age of 10 years is not criminally responsible for any act or omission. 52 s 29 Immature age Subsection (1) establishes an irrebuttable presumption of law that a person under the age of 10 years is not criminally responsible. Irrebuttable/irrefutable/unable to be challenged 53 s 29 Immature age Subsection (2) establishes a rebuttable presumption against criminal responsibility for persons aged 10 to 15 years. The onus is on the prosecution to rebut the presumption by proving that the person had the capacity to know that the person ought not to do the act or make the omission. 54 s 30 Judicial officers Except as expressly provided by this Code, a judicial officer is not criminally responsible for anything done or omitted to be done by the judicial officer in the exercise of the officer's judicial functions, although the act done is in excess of the officer's judicial authority, or although the officer is bound to do the act omitted to 55 be done. s 30 Judicial officers See s 119: “judicial proceeding” ; ss 120– 121 : judicial and official corruption; s 136 : Justices acting oppressively or when interested. 56 s 31 Justification and excuse — compulsion TO BE READ FROM CRIMINAL CODE 57 s 34 Offences by partners and members of companies with respect to partnership or corporate property END 58