TexasOnline e-Filing Overview eFiling 101: Upcoming Changes and Important Operational Dates Austin, Texas August 19, 2008 Management & Technology Consultants.TM Agenda Why do We Need e-Filing? Texas e-Filing – The History The TexasOnline e-Filing Solution Texas e-Filing Rules Participating Counties and Courts Frequently Asked Questions Question and Answer Why Do We Need e-Filing? The Problem: Paper process is not efficient. For decades, courts have used a traditional paper-based process Attorneys submit documentation using paper hard copy. Filings are delivered via mail, certified mail, courier, or in person. Clerks use paper to notify attorneys of filing acceptance. Attorneys and clerks must physically store all paper filings. The Impact? 85% of surveyed judges say the volume of paper is an increasing problem. Texas e-Filing Environment There is a Better Way… Attorney prepares document electronically. Attorney submits filing electronically via the Internet. Filing can be submitted 24 hours a day, 7 days a week, from any location with Internet access. Clerk reviews and accepts document electronically. Filer is notified via the Internet. Court files are updated. Texas e-Filing: The History Two counties pioneered e-Filing in Texas Jefferson—1995 Montgomery—1997 Selected civil cases in district courts Contracted with LawPlus Texas e-Filing: The History Attorneys A Clerks 1 2 B C D E In the beginning…there were attorneys and clerks. Texas e-Filing: The History Attorneys Clerks A 1 2 B C D E Attorneys needed to file documents with the clerks…lots of documents. Texas e-Filing: The History Attorneys EFSPs* Clerks 1 A B X C D E *EFSPs: Electronic Filing Service Providers 2 Texas e-Filing: The History Attorneys EFSPs 1 A B Clerks X 2 C D E Counties contracted with a service provider (LawPlus). Texas e-Filing: The History Attorneys EFSPs 1 A B Clerks X 2 C D E Attorneys contracted with the service provider (LawPlus). Texas e-Filing: The History EFSPs Clerks 1 X 2 3 Y Z 4 5 6 Other counties may contract with other providers. Texas e-Filing: The History Attorneys EFSPs 1 A B Clerks X 2 3 C D E Y Z 4 5 6 Attorney may contract with different service providers to file in different counties. Texas e-Filing: The History EFSPs Clerks 1 X 2 3 Y Z 4 5 6 Simple model for counties… Texas e-Filing: The History Attorneys EFSPs 1 A B C D E Clerks ? X 2 3 Y Z 4 5 6 Complex model for attorneys…multiple accounts and standards. Texas e-Filing: The History Lessons Learned…First Two Counties e-Filing works Single service provider model is… Good for counties X Less good for attorneys Need statewide standards Texas e-Filing: The History JCIT e-Filing Charge § 77.031, Texas Government Code: The (Judicial Committee on Information Technology) shall… develop minimum standards for an electronically based document system to provide for the flow of information within the judicial system in electronic form and recommend rules relating to the electronic filing of documents with courts; Texas e-Filing JCIT’s Intent Statewide technical standards and rules Open competition for service providers Single, standard statewide portal (EFM): = TexasOnline TexasOnline e-Filing Solution TexasOnline Official website of the State of Texas www.texasonline.com TexasOnline e-Filing Solution Attorneys A Clerks 1 2 B 3 C 4 D E Same players as before… 5 6 TexasOnline e-Filing Solution Attorneys EFSPs 1 A B Clerks X 2 3 C D E Y Z 4 5 6 Same players as before…but now in addition to service providers… TexasOnline e-Filing Solution Attorneys EFSPs EFM 1 A B Clerks 2 X 3 C D E Y Z 4 TexasOnline 5 6 …we add eFiling for Courts, the state’s electronic filing manager (EFM) or “post office.” TexasOnline e-Filing Solution EFM Clerks 1 2 3 4 TexasOnline 5 6 Clerks connect to eFiling for Courts. TexasOnline e-Filing Solution EFSPs EFM Clerks 1 2 X 3 Y Z 4 TexasOnline 5 6 Service providers connect to eFiling for Courts. TexasOnline e-Filing Solution Attorneys EFSPs A B C D X Y Z E Attorney chooses a single service provider. TexasOnline e-Filing Solution Attorneys EFSPs A B C D X Y Z E Attorneys choose a single service provider. TexasOnline e-Filing Solution Attorneys EFSPs EFM 1 A B Clerks 2 X 3 C D E Y Z 4 TexasOnline 5 6 eFiling for Courts serves clerks and service providers as the “post office.” TexasOnline e-Filing Solution Attorneys EFSPs C D E Clerks XML pdf A B EFM X Y Z TexasOnline 1 Vista DMS 2 Hart DMS 3 TSG CMS 4 Max CMS 5 Ody CMS 6 Local DMS Standard XML metadata for management system import. TexasOnline e-Filing Solution Electronic Service of Copies Attorneys EFSPs EFM 1 A B Clerks 2 X 3 C D E Y Z 4 TexasOnline 5 6 Attorneys can electronically serve copies on opposing counsel at the same time that they e-file with the court. TexasOnline e-Filing Solution Electronic Service of Discovery: eServicePlus Attorneys EFSPs EFM 1 A B Clerks 2 X 3 C D E Y Z 4 TexasOnline 5 6 Attorneys can electronically serve opposing counsel with discovery requests, disclosures, responses, and notices that are not filed with the court. TexasOnline e-Filing Solution Electronic Service of Orders and Notices Attorneys EFSPs EFM 1 A B Clerks 2 X 3 C D E Y Z 4 TexasOnline 5 6 Judges can issue orders, notices, and settings to parties electronically. TexasOnline e-Filing Solution TexasOnline Features Secure filer authentication Court fee and filing information online File-stamped copy to filer Data kept private and not sold TexasOnline e-Filing Solution TexasOnline e-Filing Process Filer logs on to service provider Filer enters information Filer submits filing Clerk reviews filing online Clerk accepts filing Filer receives confirmation and copy Filer Accesses Account Filer Enters Information 1. Select jurisdiction 2. Enter case information 3. Enter payment information 4. Attach document(s) 5. Submit filing Filer Submits Document Filer Receives Acknowledgement From: eFilingStg@texasonline.state.tx.us Sent: Tuesday, August 22, 2006 10:24 AM To: voefiling@yahoo.com Subject: Filing Trace Number ED126J010150507 has been received by the eFiling for Courts PLEASE DO NOT REPLY TO THIS E-MAIL. This email acknowledges that a filing with the following information was received from the Electronic Filing Service Provider and has been transmitted successfully to eFiling for Courts: eFiling for Courts Received Date/Time: Tuesday, August 22, 2006 10:24 AM Delivered to Court: Johnson District Time Zone of Jurisdiction: (GMT-06:00) Central Time (US & Canada) Trace Number: ED126J010150507 Official Date/Time: Tuesday, August 22, 2006 10:24 AM Cause Number: Style/Case Name: Alien vs. Predator Title of Document: Motion for Summary Judgment.pdf Thank you, eFiling for Courts Clerk Opens Inbox Clerk Reviews Filing Clerk Reviews Filing Clerk Reviews Filing IN THE DISTRICT COURTS OF TRAVIS COUNTY, TEXAS 250TH DISTRICT COURT Clerk Accepts Filing Filer Receives Confirmation PLEASE DO NOT REPLY TO THIS E-MAIL. This e-mail serves as your receipt. FILING INFORMATION Case/Cause Number: Filing Type: Filing Attorney: Client Matter #: Style/Case Name: Sealed Indicator: 8975 Divorce Tran Pham 444461 Hyde vs. Jekyll No Status: Date of Status: Court/Calendar: Filing Trace Number: Comments: CONFIRMATION Monday, March 05, 2007 8:49 AM County Court at Law ED027J010151580 Thanks for eFiling **Filing Status Legend Confirmation - Your filing has been reviewed and accepted by the clerk. Alert - Your filing has been reviewed and rejected by the clerk. PAYMENT INFORMATION Payment Method: VISA Amount: $233.13 Payment Status: paid Filer Receives Stamped Copy IN THE DISTRICT COURTS OF TRAVIS COUNTY, TEXAS 250TH DISTRICT COURT TexasOnline e-Filing Solution Advantages For Clerks and Courts Possible paper and data entry reduction No check or credit card problems Payment guaranteed No scanning of e-filed documents Travis pilot: 26 minutes to DMS Issue orders, notices, settings Attorney Perspective Attorney Perspective Advantages For Attorneys Ease of 24 / 7 filing Fee calculation on screen File-stamped receipt Secure payment system Electronic service of copies Receive orders, notices, settings Attorney Perspective Advantages For Attorneys One statewide filing standard Save time and money Send document as created No printing, copying, or postage No courier, or runner, or self-delivery Less stress and chaos Attorney Perspective Advantages For Attorneys Manual Filing Preparation Steps vs. e-Filing Steps Estimated staff time, manual: 106 minutes Estimated staff time, e-filing: 23 minutes Worth noting… A paralegal submitted 40 e-filings in two hours A paralegal received filestamped copy in 26 seconds Filings available to Judge in less than 30 minutes vs. 13 hours Texas e-Filing Rules Texas e-Filing Rules Standard Local Rules General Provisions 1.1 Purpose 1.2 Effect on Existing Local Rules (fax filing) 1.3 e-Filing Optional Unless Ordered by Court Definitions 2.1 Specific Terms 2.2 Application to Pro Se Litigants Applicability 3.1 3.2 3.3 3.4 Scope Clerks Documents That May Be Applied Documents Containing Signatures Filing Mechanics 4.1 TexasOnline 4.2 Signatures 4.3 Time Document is Filed 4.4 Filing Deadlines not Altered 4.5 Multiple Documents 4.6 Official Document 4.7 E-mail Address Required 4.8 Document Format Texas e-Filing Rules Standard Local Rules Service of Documents Other Than Citation Electronic Orders and Viewing of Electronically-Filed Documents 5.1 Electronic Service of Documents Permissible 6.1 Courts Authorized to Make Electronic Orders 5.2 Completion of Service and Date of Service 6.2 Viewing of Electronic-filed Documents 5.3 Time for Action After Service Miscellaneous Provisions 5.4 Certification of Service 7.1 Assigned Court to Resolve Disputes 7.2 Rule Guiding Interpretation Texas e-Filing Rules Documents That May Not Be Filed Citations or writs bearing the seal of the court Returns of Citation Bonds Wills Subpoenas Proof of Service Subpoenas Documents to be presented to a court in camera, solely for the purpose of obtaining a ruling on the discoverability of such documents Documents sealed pursuant to TEX.R.CIV.P.76a Documents to which access is otherwise restricted by law or court order, including a document filed in a proceeding under Chapter 33, Family Code Texas e-Filing Rules Noteworthy Provisions: e-Filing order e-Service order Electronic orders Global “opt-in” for electronic service Texas e-Filing Rules Noteworthy Provisions: Time stamps Automatic acceptance by clerk No “death penalty” “7.2 These rules shall be liberally construed so as to avoid undue prejudice to any person on account of using the electronic filing system or sending or receiving electronic service in good faith.” Texas e-Filing Rules Rules Standard local rules agreed by Supreme Court, June 2004 Proposed TRCP changes in Rules Committee, 2004-2005 Proposed TRCP changes to Supreme Court, June 2005 Possible TRCP revisions, 2008 TexasOnline e-Filing Counties Counties: 36 so far; many more interested Current Counties: Austin, Bee, Bell, Bexar, Brazoria, Brazos, Burnet, Cameron, Cass, Collin, Dallas, Denton, El Paso, Fayette, Fort Bend, Goliad, Guadalupe, Harris, Hidalgo, Johnson, Lubbock, McLennan, Midland, Moore, Nueces, Potter, Randall, Schleicher, Tarrant, Tom Green, Travis, Upton, Victoria, Waller, Webb, Williamson Candidate Counties: Calhoun, DeWitt, Grayson, Jackson, Refugio, San Patricio Counties 36 Clerks 45 Courts 288 Population ~70% Counties 36 Clerks 45 Courts 288 Population ~70% Upcoming Changes Coming soon Travis County Courts at Law: August 2008 Mandated case types: +45 on November 1, 2008 Mandated Case Types Effective November 1, 2008 ACCOUNT & SWORN ACCOUNT AFTER JUDGMENT GARNISHMENT APPL RESIGN & SUCC TRUSTEE APPLICATION FOR RECEIVER BEFORE JUDGMENT GARNISHMENT BILL OF REVIEW BREACH OF CONTRACT BREACH OF FIDUCIARY DUTY BREACH OF WARRANTY Mandated Case Types Effective November 1, 2008 CLASS ACTION CONTRACT CONVERSION CONVEYANCE OF A DEED DECEPTIVE TRADE PRACTICE DECLARATORY JUDGMENT DEFAMATION SLANDER LIBEL DISCIPLINARY ACTION DISCRIMINATION Mandated Case Types Effective November 1, 2008 DISSOLVE CORP/PARTNERSHIP EASEMENT RESTRICTION EMPLOYMENT DISCRIM HARASS FRAUD INJUNCTION INSURANCE CLAIM INTERPLEADER LOAN FORECLOSURE MANDAMUS Mandated Case Types Effective November 1, 2008 MECHANIC LIEN OTHER ACCOUNT/CONTRACT OTHER CIVIL PARTITION TO PROPERTY PET DEPO PRIOR TO FILING SUIT PET TO PERPETUATE TESTIMONY PROMISSORY NOTE RECEIVERSHIP REMOVE CLOUD Mandated Case Types Effective November 1, 2008 SEQUESTRATION SUIT OF REJECTED CLAIM TITLE TO EASEMENT TITLE TO REAL PROPERTY TRADE SECRETS WHISTLEBLOWER WORKER'S COMPENSATION WRONGFUL TERMINATION ZONING Frequently Asked Questions When are the time and date stamp are applied to electronic filings? Attorney submits filing Friday, 7:15 p.m. Time stamp captured (EFSP) Friday, 7:15 p.m. Clerk accepts filing Monday, 3:37 p.m. Time stamp is applied to document Monday, 3:37 p.m. Time stamped on document is Friday, 7:15 p.m. Frequently Asked Questions What fees are associated with e-Filing? Registration, subscription fees $0 Transaction fees $5-19 per filing Credit card fee 2.25% Electronic Service is $4.50 - $10 for any number of parties served. Frequently Asked Questions How do I know my filing was submitted? Receive immediate e-mail acknowledgment that your filing was submitted successfully Receive confirmation of acceptance from the Clerk IN THE COUNTY COURTS OF DALLAS COUNTY, TEXAS COUNTY COURT AT LAW NO. 2 Frequently Asked Questions Can verified pleadings be e-filed? Yes Rule 93 of TRCP defines verified pleadings 16 situations require affidavits Local e-Filing Rule 3.4(a) provides that: "[a] document that is required to be verified, notarized, acknowledged, sworn to, or made under oath may be electronically filed only as a scanned image." Frequently Asked Questions What about e-Filing in justice courts? SB 237 Rules approved by Supreme Court, 2008 JCIT standards adopted March 2008 System tests completed, March 2008 First justice courts in Q2, 2008 Frequently Asked Questions What about e-Filing in appellate courts? Discussions ongoing 14th Court of Appeals Local Rules Clerk’s Record via CD now OCA Funding Request Frequently Asked Questions Frequently Asked Questions TexasOnline (fee) TAMES Getting Started Attorneys, Paralegals, Pro Se Select a service provider Register “Opt in” for electronic service www.texasonline.com Getting Started Attorneys, Paralegals, Pro Se Select a service provider Register “Opt in” for electronic service Getting Started Attorneys, Paralegals, Pro Se Select a service provider Register “Opt in” for electronic service Ready to e-File and e-Serve Summary TexasOnline e-filing is available now: Travis County Courts at Law in August 2008 Mandated case types effective November 2008 e-Filing Overview Questions? e-Filing Overview For more information: www.texasonline.com www.courts.state.tx.us/oca/jcit MCLE Credit Course Title: Electronic Court Filing Course Number: 900048409 Course Sponsor: 10885 MCLE & State Bar College: 1.0 participatory hour TexasOnline e-Filing Overview eFiling 101: Upcoming Changes and Important Operational Dates Austin, Texas August 19, 2008 Management & Technology Consultants.TM Getting Started Courts and Clerks Adopt, post, and approve standard local rules Commissioners approve service level agreement Submit Auditor certification for convenience fee Provide document and fees schedule Designate account for deposits Attend training Ready to accept e-filing and issue e-notices