A More Empirical Approach State-by

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ELECTION 2008:

BOILING DOWN THE HUNDREDS OF POLLS INTO GRASPABLE

ESTIMATES OF WHO'S LIKELY TO WIN THE U.S. PRESIDENCY

Alan Reifman, Ph.D.,

Professor, Human Development & Family Studies

For this talk, I put on my methodologist-statistician and politicalobserver hats. The Electoral College system of U.S. presidential elections means that, in reality, we have to watch 50 separate state elections (plus D.C.), rather than a single federal election. Further, there are approximately 20 polling outfits (often working on behalf of a newspaper or television station) that release pre-election surveys, with great frequency. In a close election year (as this November's contest appears to be), therefore, even highly motivated citizens may have a difficult time aggregating the large volume of polls into a graspable estimate of who is likely to win the election. Fortunately, a number of polling-analysis websites have sprung up, each of which applies some type of statistical analysis to distill the collection of polls into probability estimates of each candidate winning. Other sites present graphical representations of trends, which also serve to simplify the information. Such approaches -- which I will discuss -- include converting poll results into win probabilities for each candidate; computer simulations; and local (loess or lowess) regression.

Department of Mathematics & Statistics, Texas Tech University, September 10, 2008

The Electoral College System

• Each state’s EV’s = No. of U.S. House seats (based on pop’n) + 2 U.S. Senate Seats

• All states (except NE & ME) winner-takeall; even if candidate narrowly wins state’s popular vote, he or she still gets 100% of state’s EV’s

Need 270 Electoral Votes to win the presidency

Many states are overwhelmingly D or R leaning and thus not contested (see dark blue and red below), but the remaining states are competitive to varying degrees http://en.wikipedia.org/wiki/Image:US_Electoral_College_Map.PNG

http://www.electoral-vote.com/

In Each of the “Swing” States, Many Polls Are Taken,

Requiring Some Type of WithinState Aggregation (“Meta-Analysis”)

• Simple Averaging (Arithmetic Mean): http://www.realclearpolitics.com/

• Weighted Average: http://www.fivethirtyeight.com/

Typical Poll

Report Format

Smith…….53%

Jones……47%

Margin of Error

+/- 3%

(which includes possibility the race is really 50/50)

True value of parameter will be within point estimate +/- MoE, with 95% confidence

53

50 56

Extra 2.5% on this side would also indicate winning; hence Smith would have…

97.5% probability of winning, hardly a

“statistical dead-heat”

Based on Ayres, Super Crunchers, pp. 202-204

Normal curve from: http://www.gseis.ucla.edu/courses/ed230a2/notes/z1.html

Which is consistent with…

http://www.washingtonmonthly.com/archives/individual/2004_08/004536.php

A More Empirical Approach

http://politicalarithmetik.blogspot.com/2006/11/from-poll-margin-to-wins-polls-as.html

State-by-State Candidate Win Percentages Can Then Be Used to Conduct Simulations of the Overall Election

As a simplified example, suppose our best estimate is that Obama has a

60% probability of winning a given state and McCain has a 40% probability…

1

HAVE COMPUTER

GENERATE A

RANDOM

NUMBER

BETWEEN

1-100

ONE “ELECTION”

CONSISTS OF A

SIMULATION FOR

EVERY STATE;

THOUSANDS OF

ELECTIONS CAN

BE SIMULATED

60

61

100

OBAMA

“WINS”

McCAIN

“WINS”

http://www.fivethirtyeight.com/ 10,000 simulations per day http://hominidviews.com/ 100,000 simulations per day

Thanks to Peter Westfall for bringing this to my attention

LO cally E stimated S catterplot S moothing (LOESS) Regression

*

*Also LOWESS, with W for Weighted

http://www.pollster.com/faq/map_faq.php

http://www.fivethirtyeight.com/2008/06/we-know-more-than-we-think-big-change-2.html

http://en.wikipedia.org/wiki/Local_regression

http://n-steps.tetratech-ffx.com/PDF&otherFiles/stat_anal_tools/LOESS_final.pdf

Other Useful Websites http://election.princeton.edu/ http://election-projection.net/

(not to be confused with http://www.electionprojection.com

)

Scroll down to “Probability of Win by State,” then click on color bars

Also see: http://election-projection.net/mathematics.html

http://stochasticdemocracy.blogspot.com/

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