Expungement: A Guide to Expunging Your Criminal and/or Juvenile Record Student Legal Services Penn State University 120 Boucke Building University Park, PA 16802 (814) 867-4388 PennStateSLS@psu.edu Find us on the web: studentaffairs.psu.edu/legalservices What is this Booklet About? .................................................................................. 3 What is Expungement? ........................................................................................ 3 Definition of Terms ............................................................................................... 4 Legal Aid Resources ............................................................................................ 5 In-Person Resources ........................................................................................ 5 Online Resources ............................................................................................. 5 Things to Know if You Represent Yourself ........................................................... 6 Interactions with the Court ................................................................................ 6 Keep Copies of All Documents ......................................................................... 6 Eligibility ............................................................................................................... 6 ARD Expungment (Rule 320):........................................................................... 6 Expungement in Summary Cases (Rule 490): .................................................. 7 Expungement in Court Cases (Rule 790): ........................................................ 7 How to File a Petition for Expungement ............................................................... 7 Locate Your Records ........................................................................................ 7 Where to Find a Blank Petition.......................................................................... 8 Where to File Your Petition ............................................................................... 8 Components of a Complete Petition ................................................................. 8 How to Complete the Forms ............................................................................. 8 Payment .......................................................................................................... 15 Time Frame..................................................................................................... 15 List of Offices and Contact Information ............................................................... 15 Centre County Police Offices/Arresting Agencies ........................................... 15 Centre County Prothonotary and Clerk of Courts............................................ 16 What Is the Office of Student Legal Services? ................................................ 17 How can you use Student Legal Services? ..................................................... 17 2 What is this Booklet About? This booklet is a guide to how you can successfully expunge your criminal and/or juvenile record. It will educate you as to the legal meaning of expungement and other terms that you will encounter. This booklet will also provide you with information regarding legal aid resources and what you need to know if you choose to represent yourself, such as: What forms you will need Where to find them How to fill them out How and where to file them This guide will provide direct instructions and examples for filing in Centre County, Pennsylvania. For up-to-date filing information in other counties, you will need to contact the prothonotary and clerk of record’s office for the county in which the record you wish to expunge is located. This guide can only provide you with general information and instructions. It is not a substitute for consulting with an attorney. If you have specific questions regarding expungement in your case, we encourage you to contact an attorney. What is Expungement? Expungement is a civil law process through which some prior criminal offenses can be removed from your record. After your criminal offenses are expunged, they will not appear on background checks. However, law enforcement officials and courts will still be able to access the expunged information in order to determine your eligibility for alternative punishment programs and future offenses. The legal authorization for expungement in Pennsylvania is found at 18 Pa. C.S.A. §9122. The Pennsylvania Rules of Criminal Procedure provide instruction and petition forms for expungement in different scenarios. The relevant Pennsylvania Rules of Civil Procedure governing expungement are as follows: Rule 320 governs expungement upon successful completion of an Alternative Rehabilitative Disposition (ARD) program. Rule 490 explains the procedure for obtaining expungement in summary cases Rule 790 outlines the procedure for obtaining expungement in court cases. 3 Currently there is no form for expungement of juvenile records. If you have questions about expunging a juvenile adjudication, please contact an attorney. Definition of Terms The following are some definitions for terms used throughout this guide: Accelerated Rehabilitative Disposition (ARD): ARD is a pre-trial intervention program that is offered in Pennsylvania. ARD is a rehabilitative program and it is not a conviction of any crime. ARD is available to certain first-time offenders facing disposition of a non-violent offense. The District Attorney’s Office establishes the eligibility criteria for ARD programs and must approve each individual defendant’s application for ARD. Clerk of Courts: The clerk of courts’ office keeps all criminal records for the Court of Common Pleas. All documents that you will need to file must be filed through the Clerk of Courts’ office for the county in which the record you wish to expunge is located. To locate the phone number for the clerk of courts in the county in which you need to file for expungement, type in “clerk of courts of (insert the name of the county) county, Pennsylvania). Contact information for the Centre County Clerk of Courts is: Address: Centre County Courthouse Bellefonte, PA 16823-1488 Phone: (814) 355-6796 Hours: 8:30 a.m. – 5:00 p.m. Monday - Friday Court Case: The term ‘court case’ refers to misdemeanors and other cases that are heard before the Court of Common Pleas of Pennsylvania. Disposition: The disposition of a case is the court’s final determination of a lawsuit or criminal charge. Offense Tracking Number (OTN): The Offense Tracking Number is a unique number assigned by the court to a particular arrest at the time of the arraignment. Primary Case: The term ‘primary case’ is used in this booklet and on the expungement petition forms to refer to the court case that you now seek to expunge. Pro Se: The Latin term, pro se, means that a person is representing himself and does not have a lawyer. 4 Prothonotary: The prothonotary’s office keeps all the civil records for the Court of Common Pleas. In some counties, including Centre County, the prothonotary and clerk of courts share office space and employees, so it is at this location that you would file your expungement petition. Record of an Offense or Criminal Record: A record of an offense or criminal record is the physical record of crimes of which an individual has been charged or convicted. When employers run a background check, they search your criminal record for any offenses. The expungement process can help you by effectively deleting eligible charges or offenses from your record. You will need information from your criminal record in order to complete your petition for expungement correctly. If you do not have an accurate or complete personal record of your criminal history, you can access your criminal record through the Pennsylvania State Police’s website or through the Administrative Office of Pennsylvania Courts’ website. Summary Case/Offense: A summary case or summary offense is a minor crime that may be tried by a judge without a jury. In Centre County, Pennsylvania, summary cases are heard before Magisterial District Judges. Issues like underage drinking, obstruction of the highway, traffic tickets and contempt of court are summary offenses. Legal Aid Resources In-Person Resources Penn State’s Student Legal Services can provide the following free legal services to eligible students: Determine whether or when a charge or conviction is eligible for expungement; Fill-out and file expungement forms; and If necessary, provide representation in expungement proceedings. Online Resources Penn State’s Student Legal Services: studentaffairs.psu.edu/legalservices/ Centre County Clerk of Courts: centrecountypa.gov/index.aspx?NID=384 Administrative Office of Pennsylvania Courts (for obtaining blank expungement forms): www.pacourts.us/Forms/for-the-public 5 Pennsylvania Judiciary’s Web Application Portal (for access to public docket sheets): ujsportal.pacourts.us/ The Pennsylvania State Police Website (for access to criminal records and to run a background check when required for expungement packet). Things to Know if You Represent Yourself Interactions with the Court You have a legal right to represent yourself, but be aware that the court will not give you any special treatment or help. There are some situations in which a person seeking expungement will have to appear in court. If you do, you will be expected to know and abide by court rules and procedures. A helpful tip for the courtroom is to dress professionally, as if you were going to an interview for a job. Appearance can matter in court. You want to convey to the judge that you are a responsible person and deserve to have your record expunged. Keep Copies of All Documents You should make and keep copies of all complete forms and documents related to your primary case and your petition for expungement. This includes proof of payment, such as money orders and checks. Maintain your final expungement order with your other important papers. Eligibility Each type of expungement has different eligibility requirements. Some eligibility requirements are written on the instructions for the individual expungement petition that you file. The attorneys at Penn State Student Legal Services can help you determine whether your record is eligible for expungement. ARD Expungement (Rule 320): To be eligible for ARD expungement, you must have: Satisfactorily completed the ARD program for the charge that you wish to expunge; and Paid all costs, in full. In certain circumstances, some ARD records cannot be expunged. If you have any questions about whether your ARD records can be expunged, consult an attorney. 6 If you want to verify that you have paid all the costs, you may contact the clerk of courts’ office, or you may check the public docket sheet. Expungement in Summary Cases (Rule 490): You are eligible to request expungement in summary cases if: You have been convicted of or pled guilty to a summary offense AND you have not been arrested or prosecuted for any crime, including summary offenses, in any county in the five years since being convicted of the offense that you wish to expunge. In Centre County, this type of expungement requires a special form which you can obtain from the Clerk of Courts or Student Legal Services; OR You have completed an alternative disposition program for the offense you wish to expunge; OR The citation was otherwise dismissed; OR You are at least 21 years of age and your case was a conviction for violation of 18 Pa. C.S.A. §6308 (minor’s law or underage drinking); AND you have satisfied all terms and conditions of the sentence imposed for the violation, including any suspension of driving privileges. Expungement in Court Cases (Rule 790): You are eligible to request expungement in court cases if: There is no record of a disposition by the court within 18 months after the date of your arrest and it is verified that no disposition is available and no action is pending; OR A court orders the expungement OR You are at least 70 years of age; AND you have not been arrested or prosecuted for 10 years following your final release from confinement or supervision; OR You are petitioning for expungement for someone else, who has been dead for 3 years. How to File a Petition for Expungement Locate Your Records To fill out the expungement petition properly, you will need to know information such as: 7 The date of your arrest The crime with which you were charged Which police department filed the charge The name of the arresting officer For these reasons, you should locate all of the records that you personally kept relating to your case. If an attorney represented you, the attorney may have accurate records of this information. You can obtain a copy of your complete criminal record in Pennsylvania through the Pennsylvania State Police website for a $10.00 fee. Docket sheets are available on the Pennsylvania Unified Judicial System website at no cost. Where to Find a Blank Petition You can get blank forms of expungement petitions through the Administrative Office of Pennsylvania Courts or the Centre County Clerk of Courts. Where to File Your Petition Your petition for expungement should be filed in the clerk of courts’ office in the county where your charges or conviction was filed. Each county may have different costs and procedures for expungement. This booklet covers the process in Centre County. If you are filing for expungement in another county, check with the clerk of courts to ensure you follow the correct procedure. Components of a Complete Petition A complete expungement request will include: A completed petition form The $75.00 filing fee (cash, cashier’s check or money order) A copy of the docket sheet relating to the charge Your Pennsylvania State Police Criminal History (Note that petitions missing this report are being denied) A certificate of service verifying that you provided a copy of the petition to the District Attorney How to Complete the Forms ARD Expungement (Rule 320) The ARD expungement form is located on the Centre County website in PDF form. On the form provided by Centre County (current as of March 17, 2014) complete as follows: 8 Page 1 just provides instructions, there is nothing to complete. Page 2 is the order that the court will fill out. You only need to fill in the top part, the caption. Write your full legal name as it appears on the documents of your primary case on the line directly under “Commonwealth of Pennsylvania VS” Write your criminal case number of your primary case in the blank spaces provided at the top right hand side of the page Page 3 has more sections for you to fill out. The caption at the top of the page should match the one on the prior page. Write in your name and your case number After “Defendant’s Address,” write your permanent street address After “Aliases,” write any names, other than your legal name, which you use Fill in your date of birth and social security number where requested After “Eligible Charge(s),” write those charges that were part of your ARD program, those charges which are eligible for expungement and which you wish to expunge After “MDJ docket No.” fill in the docket number of your primary case. This is the same number as the “Lower Court Docket Number” listed on your docket sheet The “MDJ Court Number” might not be readily available on your docket sheet. If you can’t find it, you can look up the number on the Centre County website. The court numbers are listed as three part numbers separated by dashes. Judge Prestia’s court number, for example, is 49-101 The name and address of the Court of Common Pleas Judge who entered ARD placement should appear on your docket sheet. This is the judge who accepted you into the ARD program Enter the date of arrest or when the complaint or citation was filed. This information can be found on your docket sheet Next enter the OTN (Offense Tracking Number) or citation number that corresponds with your primary case Enter the name and address of the arresting agency. The names and addresses of Centre County Police departments are provided in the reference materials near the end of this booklet After “Fines, Costs, Restitution Paid?” answer “Yes.” Be sure to confirm that you have paid all of your fines, costs and restitution before submitting your petition for expungement 9 Leave the rest of this page blank Page 4 is the Application for Dismissal of Charges Upon Successful Completion of A.R.D. Complete the caption the same as you did on the prior pages After the “AND NOW” insert the current date In the next blank space, after “…of the eligible criminal charges,” write the charges that you know are eligible for expungement and that you wish to expunge In the space above “DEFENDANT,” write your full legal name In the spaces above and below “ADDRESS,” write your street address Leave the rest of this page blank Page 5 is the Affidavit of Expungement After “Name,” write your full legal name as it appears on the other documents you have completed After “Docket No,” write the docket number of your primary case. It is the same letter-number combination as appears at the top right of the other documents you have completed Leave the rest of this page blank Page 6 is the Petition to Expunge Record Complete the caption at the top identical to the other documents After “AND NOW, the above named defendant,” write your legal name as it appears on your primary case documents In line 1 list the name of the officer, the date upon which he charged you and all of the criminal charges that you were charged with at that time In line 3 list the date you were accepted into the ARD program and the charges for which you were accepted into the program. In line 4 list the date you complete the ARD program In line 5 write the name of the police department that was involved in your arrest Leave lines 2, 6 and 7 as they are written, do not add any information to those sentences 10 After the phrase “Respectfully Submitted,” sign your name, then list your address on the following lines Leave the rest of this page blank Be sure to include all of the components of a complete petition listed in this booklet when filing your petition. Summary Offense (Rule 490) The application form for expungement for a summary offense is available on the Centre County website or the Unified Judicial System of Pennsylvania website. These instructions will follow the forms found on the Centre County website. The Rule 490 form is used for expungement of underage offenses and other summary offenses. If the summary offense is being expunged after 5 years free from criminal conviction, Centre County uses a slightly different order which is available on the Centre County website under Pa.R.Crim.Pro. §9122(b)(3)(ii), but the instructions remain the same as for other summary offense expungements. Page 1 just provides instructions, there is nothing to complete. Page 2 is the Petition for Expungement. In the top right hand corner there is a long blank line under a small “v,” fill in your full legal name as it appears on the documents related to the offense you are seeking to expunge Under that line, there is a space for a docket number. Leave this space blank as that number has not yet been assigned In the box, after “Full Name,” print your name as it appears on the primary case documents After “DOB,” enter your date of birth Enter your Social Security number in the next box For address, enter your permanent address. The expungement process may take many months so make sure to use an address where you will be sure to receive the completed paperwork In the box marked “Alias(es),” list any names other than your legal name by which you are known Under “Case Information,” the first set of boxes requires that you include the name, address and court number of the Magisterial District Judge where your case was filed. This information can be found on your docket sheet. The court number is in bold across the top, or can be found on the Centre County website 11 The form then asks for the Magisterial District Docket number. This is a long letter-number combination that can be found near the top of your docket sheet The next line of three blocks asks for arrest information: the arresting agency (this means the police department), the date of arrest and the date of the citation or complaint. You can find this information on your citation or on your docket sheet The next two boxes ask for the name and address of the “Affiant”. This information should be available on your docket sheet or citation. If not specific affiant is listed, then the affiant is the police officer who arrested you You are then asked to list the specific charges, as they appear on the charging document, that you are asking to have expunged. Look under the section marked “Charges” on your docket sheet to help you locate this information. On the docket sheet, “Counts” is listed under the symbol “#”. Section and Subsection are found under the heading “Charge”. Statute Description is found under the heading “Description”. The grade is “S”. The disposition is listed under “Disposition” The next line is a box asking whether your fine, costs or restitution has been paid. Check “yes”. Verify with the District Justice’s office or by checking you docket online that the costs, in fact, have been fully paid before filing your expungement petition In the box marked “List the reasons…” you can explain why you are asking for an expungement. You can locate the valid reasons to list here in the section in this booklet about eligibility Check the first of the final two boxes on the form “I have attached…” and make sure you actually attach your criminal history and that it actually was obtained within 60 days before filing the petition. If it is not attached, you petition will be denied. You can access your criminal history online through the Pennsylvania State Police website Leave the final box “I have not attached…” blank Sign and date where indicated at the bottom of the form Page 3 is a Certificate of Service. This document verifies that you have delivered a time-stamped copy of the petition to the District Attorney. Fill in your legal name at the top left Leave the docket number blank Sign and date at the bottom in the appropriate blanks You must send a time stamped copy of the petition to the District Attorney 12 Page 4 is the blank order for the court to complete to ask the relevant agencies to expunge your record. This information should be a repeat of much of the information from the petition you just completed. In the left hand column, fill in your name, address, email address, aliases, date of birth, social security numer, eligible charges, disposition and reason for expungement. In the right hand column leave the “Common Pleas Docket No.” blank. Fill in the information for the rest of the blanks in this column from the information on your petition. The final question in this column is whether the fines, costs, restitution are paid, to which the answer should be “yes” Leave the rest of the document blank Page 5 is an Affidavit of Expungement. This is a blank order for the court to complete when the expungement is finished. You only fill in your name at the top. Leave the rest of the form blank. Be sure to include all of the components of a complete petition listed in this booklet when filing your petition. Expungement in Court Cases (Rule 790) This form is for misdemeanor and felony offenses. It is used for summary offenses only if included with other offenses. Page 1 just provides instructions, there is nothing to complete. Page 2 is the blank order for the court to complete to ask the relevant agencies to expunge your record. This page is easiest to complete after you fill in the petition (Page 4). Then this information will be a repeat of much of the information from the petition. In the left hand column, fill in your name, address, email address, aliases, date of birth, social security numer, eligible charges, disposition and reason for expungement. In the right hand column leave the “Common Pleas Docket No.” blank. Fill in the information for the rest of the blanks in this column from the information on your petition. The final question in this column is whether the fines, costs, restitution are paid, to which the answer should be “yes” Leave the rest of the document blank Page 3 is an Affidavit of Expungement. This is a blank order for the court to complete when the expungement is finished. You only fill in your name at the top. Leave the rest of the form blank 13 Page 4 is the Petition for Expungement. In the top right hand corner there is a long blank line under a small “v,” fill in your full legal name as it appears on the documents related to the offense you are seeking to expunge Under that line, there is a space for a docket number. Leave this space blank as that number has not yet been assigned In the box, after “Full Name,” print your name as it appears on the primary case documents After “DOB,” enter your date of birth Enter your Social Security number in the next box For address, enter your permanent address. The expungement process may take many months so make sure to use an address where you will be sure to receive the completed paperwork In the box marked “Alias(es),” list any names other than your legal name by which you are known Under “Case Information,” the first set of boxes requires that you include the name, address and court number of the Magisterial District Judge where your case was filed. This information can be found on your docket sheet. The court number is in bold across the top, or can be found on the Centre County website The form then asks for the Magisterial District Docket number. This is a long letter-number combination that can be found near the top of your docket sheet The next line of three blocks asks for arrest information: the arresting agency (this means the police department), the date of arrest and the date of the citation or complaint. You can find this information on your citation or on your docket sheet The next two boxes ask for the name and address of the “Affiant”. This information should be available on your docket sheet or citation. If not specific affiant is listed, then the affiant is the police officer who arrested you You are then asked to list the specific charges, as they appear on the charging document, that you are asking to have expunged. Look under the section marked “Charges” on your docket sheet to help you locate this information. On the docket sheet, “Counts” is listed under the symbol “#”. Section and Subsection are found under the heading “Charge”. Statute Description is found under the heading “Description”. The grade is “S”. The disposition is listed under “Disposition” 14 The next line is a box asking whether your fine, costs or restitution has been paid. Check “yes”. Verify with the District Justice’s office or by checking you docket online that the costs, in fact, have been fully paid before filing your expungement petition In the box marked “List the reasons…” you can explain why you are asking for an expungement. You can locate the valid reasons to list here in the section in this booklet about eligibility Check the first of the final two boxes on the form “I have attached…” and make sure you actually attach your criminal history and that it actually was obtained within 60 days before filing the petition. If it is not attached, you petition will be denied. You can access your criminal history online through the Pennsylvania State Police website Leave the final box “I have not attached…” blank Sign and date where indicated at the bottom of the form Page 5 is a Certificate of Service. This document verifies that you have delivered a time-stamped copy of the petition to the District Attorney. Fill in your legal name at the top left Leave the docket number blank Sign and date at the bottom in the appropriate blanks You must send a time stamped copy of the petition to the District Attorney Payment There is a $75.00 filing fee for filing your petition. Payment must be made by cash or money order. Personal checks will not be accepted. The filing fee and payment terms may be different in other counties than Centre County, Pennsylvania. Time Frame The expungement process generally takes 4-8 months to complete and can take up to 1 year. If your petition is approved, a copy of a Court Order that instructs various agencies to expunge your record will be mailed to you at the address that you listed on your petition. When the process is complete, you will receive a copy of the Affidavit from the court certifying that it is complete. List of Offices and Contact Information Centre County Police Offices/Arresting Agencies Bellefonte Borough Police Department 15 236 W. Lamb Street Bellefonte, PA 16823 Ferguson Township Police Department 3147 Research Drive State College, PA 16801 Patton Township Police Department 100 Patton Plaza State College, PA 16803 Pennsylvania Department of State Police— Philipsburg Barracks 3104 Port Matilda Highway Philipsburg, PA 16866 Pennsylvania Department of State Police—Rockview Barracks 745 S Eagle Valley Road Bellefonte, PA 16823 Spring Township Police Department 1309 Blanchard Street Bellefonte, PA 16823 State College Borough Police Department 243 South Allen Street State College, PA 16801 Centre County Prothonotary and Clerk of Courts Centre County Courthouse Bellefonte, PA 16823-1488 (814) 355-6796 8:30 am – 5:00 pm Monday – Friday 16 Provided By: Student Legal Services Penn State University 120 Boucke Building University Park, PA 16802 (814) 867-4388 PennStateSLS@psu.edu Find us on the web: studentaffairs.psu.edu/legalservices What Is the Office of Student Legal Services? The Office of Student Legal Services is a student-activity fee funded law office which provides free legal assistance to Penn State students at University Park. We offer advice, counsel, representation and/or referral services in many legal matters affecting students. We are staffed by licensed attorneys, support staff and law student assistants. How can you use Student Legal Services? If you need assistance with a legal issue, please visit our website to complete an intake form. Once completed, you will be contacted via telephone to set up an intake appointment. This pamphlet does not constitute legal advice nor does it establish an attorney-client relationship between any group or individual and the office of Student Legal Services. To obtain legal advice, students should consult with a licensed attorney. This publication is available in alternative media on request. Penn State is committed to affirmative action, equal opportunity, and the diversity of its workforce. U.Ed. 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