Dun & Bradstreet
‘India’s Leading BFSI Companies 2016’
Questionnaire – Broking
Note:
1.
(1) Kindly send the filled questionnaire by Feb 01, 2016
(2) Eligibility for participation is an annual total income of more than Rs 25 Crore on a stand-alone basis for FY15
(3) It is mandatory to attach a copy of the annual report/ audited financial statements for FY15. Please attach other
documents/information supporting the data
(4) Financial information should be provided on a stand-alone basis
(5) Questions marked with (*) are mandatory and necessary for inclusion in the publication. Questionnaires will be considered
incomplete and such companies will not be eligible for profiling if the mandatory questions are unanswered
*Company’s Basic Information
Registered Name: ____________________________________________________ Year of Establishment: __________________________
Registered Address: ________________________________________________________________________________________________
________________________________________________________________________________________________________________
Tel: ________________________________________ Fax: ________________________________________________________________
Website: ___________________________Corporate Email: _______________________________________________________________
2. *Senior Management
Name: _____________________________________ Designation __________________________________________________________
Name: _____________________________________ Designation __________________________________________________________
3.
*Type of Ownership
 Private Limited
4.
 Public Limited
 MNCs
 Joint Venture
 Others please specify: _______________________
Which market segments does your standalone company operate in (Please tick whichever is applicable)
Equity cash market
Equity derivatives
Commodity
Debt
Currency futures
5. Size & Reach on standalone basis
(For year ending other than March 31, 2015, please provide the corresponding annual figures along with the year end. The Financial year
corresponding should not be beyond June 30, 2015. Also please provide a copy of the AR)
Particulars
FY15
FY14
*Total Income (Rs Crore)
*Net Profit (Rs Crore)
*Total number of Terminals
Total number of Sub-brokers
No. of equity broking terminals allocated to subbrokers
Total number of employees
Number of cities present
Total number of offices
Total number of client accounts
No. of e-broking accounts (Of the total client accounts)
Income generated by e-broking accounts (Rs Crore)
Dun & Bradstreet ‘India’s Leading BFSI Companies 2016’
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6.
Reach & Access
a. Clients Served
 Retail
 High Net worth Individuals
 Corporate
 Others please specify _________________
b. Regions
 Northern India
 Eastern India
 Western India
 Southern India
 Pan India
 International, please specify major locations________________________________________________
7.
What reasons according to you are responsible for low penetration of the broking industry in India? Kindly rank the following
factors on the scale of 1 to 6 with 1 being the top most reason and 6 being the least. (No two factors should have same rank)
Particulars
Rank the following 1- 6
Volatile Market
Limited distribution channels
Low investor awareness
Alternative savings options
Perception of risky investment
Regulatory hurdles
8.
What factors will help enhance the contribution of BFSI sector in the overall Indian economy. (Select Top 3 only)
Particulars
Tick
Adoption of digital delivery channels
Innovation products
Government/ Regulatory initiatives
Customer awareness programs
Stable economic condition
Name of Respondent: __________________________________________________________________________________________________
Designation of Respondent: ______________________________________________________________________________________________
Date: ____________________________________________Signature: ____________________________________________________________
Contact No: _______________________________ ________Email: ______________________________________________________________
Kindly attach a copy of the company’s brochure/ any other relevant marketing material along with the completed questionnaire. It is
mandatory to attach a copy of the annual report/audited financial statements for FY15.
Please send the completed questionnaire to:
Contact Person: Swatti Mathur / Aakanksha Sawant
Dun & Bradstreet Information Services India Pvt. Ltd, ICC Chambers 2, 2nd Floor, Near Saki Vihar Telephone Exchange,
Saki Vihar Road, Powai, Mumbai – 400072.
Phone: 022 – 66801340 / 386; Fax: 022 - 28476282
Email: bfsi@dnbindia.in; mathurs@dnb.com; SawantAa@dnb.com
Website: www.dnb.co.in/Leading_BFSI_Companies2016
The questionnaire is designed to elicit information for forthcoming publication titled ‘India’s Leading BFSI Companies 2016’, and will be used
only for this purpose.
Dun & Bradstreet ‘India’s Leading BFSI Companies 2016’
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