MPJE Review - South Carolina Pharmacy Association

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May 12, 2014
SCPhA MPJE Review
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About the test…
MPJE Review:
South Carolina and Federal
Laws & Regulations
• 2 hour seating time – no breaks
• 90 Multiple-Choice Questions
▫ 75 questions used to calculate test score
▫ 15 questions used as field questions
• Passing score is 75 (not a %)
Jennifer L. Baker, PharmD, RPh
Clinical Assistant Professor
South Carolina College of Pharmacy
jbaker@sccp.sc.edu
▫ Determined by ability level
• If at first you don’t succeed…
▫ Retake after minimum of 30 days per NABP
▫ 5 Chances to Pass per State
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MPJE: What is it?
• Multistate Pharmacy Jurisprudence
Examination
• NAPLEX/MPJE Bulleting: www.nabp.net
• Tests on mastery of pharmacy law as outlined by
MPJE Competency Statements
• Computer-adaptive examination
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Potential Question Format
•
•
•
•
Multiple Choice
Multiple Response
Ordered Response
Take advantage of the tutorial offered prior to
starting your test
▫ Assesses answers for each question
▫ Estimate of ability level based on difficulty level of
questions answered correctly
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Important Reminders
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Study Tips
• You cannot change your answers once your
choice is confirmed!
• You cannot go back and review questions!
• You cannot skip questions!
• No distinction made between federal and state
regulations
•
•
•
•
•
Concentrate on major topics
DO NOT memorize exact citations
Know date of origin for major laws
Spend time on Controlled Substances Act
Pay attention to “shall” or “may”
▫ Answer each question in terms of prevailing laws
in state you are seeking licensure
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Common Errors
• Not reading the question carefully
 Which one of the following is NOT required to be
placed by the pharmacist onto a prescription?
 Which one of the following is NOT required to be
placed by the pharmacist onto a prescription label?
• Basing answers on what you do in the pharmacy
in which you are employed
• Basing answers on recent changes in law
▫ Questions updated usually twice a year
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Testing Tips
• Read each question carefully
▫ Determine what concept, general principle, or
specific law is being tested
 Stricter law applies
• Classify drugs specifically mentioned
▫ Controlled substance, non-CS, or OTC
• Assume each question is straightforward
• Don’t overanalyze
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Study Materials
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Study Materials
• South Carolina Board of Pharmacy Site
▫ www.llr.state.sc.us/POL/Pharmacy/
 Pharmacy Policy & Procedures
 Drug Product Selection Act
• Federal Law
▫ Guide to Federal Pharmacy Law
 www.apothecarypress.com
 www.amazon.com
 SC Code of Laws Title 39 Chapter 24
▫ Code of Federal Regulations/CSA
 Adulterated, Misbrands or New Drugs and Devices
 www.deadiversion.usdoj.gov/21cfr/index.html
 SC Code of Laws Title 39 Chapter 23
▫ Controlled Substances Act (Pharmacist’s
Manual)
 Dept of LLR: State Board of Pharmacy
 SC Code of Regulations Chapter 99
 www.deadiversion.usdoj.gov/pubs/manuals/index.ht
ml
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Study Materials
• SC Pharmacy Practice Act (SC Code of Laws Title 40 Chapter 43)
▫ http://www.scstatehouse.gov/code/t40c043.php
• SC Controlled Substances Regulations (SC Code of Regulations
Chapter 61-4) - scroll down to 61-4
▫ http://www.scstatehouse.gov/coderegs/c061a.php
• Poisons, Drugs and Other Controlled Substances (SC Code of Laws
Title 40 Chapter 53)
▫ http://www.scstatehouse.gov/code/t44c053.php
• Prescription Monitoring Act (SC Code of Laws Title 44 Chapter 53)
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MPJE Competency Statements
• Area 1: Pharmacy Practice
▫ 84% of Test
• Area 2: Licensure, Registration, Certification, &
Operational Requirements
▫ 13% of Test
• Area 3: Regulatory Structure and Terms
▫ 3% of Test
▫ http://www.scdhec.gov/administration/drugcontrol/pmp-legislativesummary.htm
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Area 1: Pharmacy Practice
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Area 1: Pharmacy Practice
• 1.01: Identify the legal responsibilities of the
pharmacist and other pharmacy personnel.
• 1.06: Identify the requirements for the
distribution and/or dispensing of
nonprescription pharmaceutical products,
including controlled substances.
• 1.02: Identify the requirements for the
acquisition and distribution of pharmaceutical
products, including samples.
• 1.07: Identify the proper procedures for keeping
records of information related to pharmacy
practice, pharmaceutical products and patients,
including requirements for protecting patient
confidentiality.
• 1.03: Identify the requirements that must be
observed in the issuance of a prescription/drug
order
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Area 1: Pharmacy Practice
• 1.04: Identify the procedures necessary to
properly dispense a pharmaceutical product,
including controlled substances, pursuant to a
prescription/drug order.
• 1.05: Identify the conditions for making an offer
to counsel or counseling appropriate patients,
including the requirements for documentation.
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Area 2: Licensure, Registration,
Certification, & Operational Requirements
• 2.01: Identify the qualifications, application
procedure, necessary examinations, and
internship requirements for licensure,
registration, or certification of individuals
engaged in the manufacture, storage,
distribution, and/or dispensing of
pharmaceutical products (prescription and
nonprescription).
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Area 2: Licensure, Registration,
Certification, & Operational Requirements
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Know Relevant Laws/Regulations
• 2.02: Identify the requirements and application
procedure for the registration, licensure,
certification, or permitting of a practice setting
or business entity.
• Obtaining/maintaining RPh license—including
CE credits
• Structure/duties of BOP and authorized
inspection bodies
• Standards of practice for filling/refilling Rx
• Drug substitution
• Purchasing, storing, and record keeping of drugs
• 2.03: Identify the operational requirements for a
registered, licensed, certified, or permitted
practice setting.
 Including dispensing Controlled Substances
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Area 3: Regulatory Structure and
Terms
• 3.01: Identify the purpose of, and the terms and
conditions found in, the laws and rules that
regulate or affect the manufacture, storage,
distribution, and dispensing of pharmaceutical
products (prescription and nonprescription),
including controlled substances.
• 3.02: Identify the authority, responsibilities, and
operation of the agencies or entities that enforce
the laws and rules that regulate or affect the
manufacture, storage, distribution, and dispensing
of pharmaceutical products (prescription and
nonprescription), including controlled substances.
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Know Relevant Laws/Regulations
• Counseling patients, confidentiality of Rxs and
medical records
• Registration/maintenance of pharmacy
 Community and Institutional
• Pathways/requirements for bringing new drugs
to market
• Individual laws/regulations that impact the
practice of pharmacy
 Federal or state
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Pharmacist-in-Charge
PPA 40-43-30(40)
A pharmacist currently licensed in this State who
accepts responsibility for the operation of a
pharmacy in conformance with all laws
pertinent to the practice of pharmacy and the
distribution of drugs and who is in full and
actual charge of the pharmacy and personnel
Area 1: Pharmacy Practice
1.01: Identify the legal
responsibilities of the
pharmacist and other
pharmacy personnel.
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Duties of Pharmacy Personnel
• Pharmacist-In-Charge (PIC)
• Consultant Pharmacists
• Registered Technicians
• State Certified Technicians (CPhT)
• Pharmacy Interns/Externs
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Pharmacist-In-Charge
PPA 40-43-86(B)
• PIC at only one location
• Must spend sufficient time in pharmacy
• Accepts full and actual charge of the pharmacy
and personnel
• Clerical Staff
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Pharmacist-In-Charge Duties
Pharmacist-In-Charge Duties
PPA 40-43-86(B)
• Notify BOP of changes
▫
▫
▫
▫
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• Establish/Implement Policies and Procedures
Employment or PIC Responsibility
Pharmacy Ownership
Pharmacy Address
Pharmacy Closing
▫ Duties of Pharmacy Technicians
▫ Management of drug recalls
▫ Automated systems
• Policies and Procedures for Institutions
• File required reports
▫
▫
▫
▫
▫ Reports required by state or federal laws and
regulations
• Respond to BOP Violations
• Sign/Renew pharmacy permit
Provision of drugs in pharmacist absence
Specific authorized personnel have access
Night Cabinet Drug Inventory list
Stop-order policy
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Pharmacist-In-Charge Duties
• Ensures proper licensure, certification, or
registration
• Ensure technicians and interns wear proper
identification
• Maintain list of pharmacy technicians
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Consultant Pharmacist
PPA 40-43-30(36)
• Permit Consultant Pharmacist
▫ A pharmacist licensed in this State who acts as a
consultant for a permit holder other than a
pharmacy or an institution
▫ BOP has specific form for this list
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Consultant Pharmacist Duties
Consultant Pharmacist Duties
PPA 40-43-86(C)
PPA 40-43-86(C)
• Every permit holder issued by BOP requires
consultant pharmacist
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• Drug Information Resource
 Exceptions: Pharmacy, Wholesalers, Permitted
facility supplying only Oxygen
 Allowed to be Consultant at one or more locations
▫ Bring current drug information to attention of
staff
▫ Be available by phone for questions
• Agree in writing to assume responsibilities
▫ 10 days to notify BOP of changes
• Signs new/renewal permit application
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Consultant Pharmacist Duties
Consultant Pharmacist Duties
PPA 40-43-86(C)
PPA 40-43-86(C)
• Establish/Implement Policies and Procedures
▫
▫
▫
▫
Recordkeeping system for drugs
Drug recalls
Removal of outdated/adulterated drugs
Duties of employees
Procurement
Sale
Storage
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Compounding
Distribution
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• Monthly inspections for compliance with
policies and procedures
▫ Reports are responsibility of consultant pharmacist
• Monthly patient record review
▫ Document on patient record
▫ Review for potential adverse reactions, allergies,
interactions, lab test modification
▫ Advise physician of any recommended changes
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Registered Technician Duties
Registered Technician Duties
BOP P/P 140
BOP P/P 140
• Provide effective, appropriate, and safe
pharmacy services
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• Handle legend drugs
 Check for drug outdates
 Accept/Stock drug shipments
• Prepare Prescriptions
 Process/Discard medications for returned credit
• Handle legend drugs
 Stock automatic dispensers
• Compound and mix medications
• Compound and mix medications
 Mix drugs in dry form with water to activate
 Prepare IV solutions
 Repackage bulk medications
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Registered Technician Duties
Certified Pharmacy Technician
BOP P/P 140
PPA 40-43-30(54)
• Prepare Prescriptions
 Receive written prescription or medication orders
 Receive verbal refill requests
• An individual who is a registered pharmacy
technician and who has completed the
requirements set forth in 40-43-82(B).
 Initial interpretation of orders
 Enter Rx information into patient profile
 Select appropriate drugs/devices
 Fill/maintain unit dose carts
 Change unit dose medication cassettes
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State Certified Technician Duties
Intern/Extern Duties
(PPA 40-43-82(B))
PPA 40-43-85
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• Interpret/Evaluate Medical Orders
• Receive/Initiate verbal phone orders for non-
• Participate in drug/device selection
controlled substances
• Provide patient counseling
• Conduct Rx transfers
• Perform drug regimen reviews
Institutional Setting:
• Provide pharmacy care
• Check a technician’s medication refill
• Receive phone/verbal orders
• Check a technician’s repackaging
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Pharmacy Interns/Externs
PPA 40-43-30(21, 27)
• Extern
 Individual currently enrolled in an approved college
or school of pharmacy who is on required rotations
for obtaining a degree in pharmacy
• Intern
 Individual currently registered by certificate in this
state to engage in the practice of pharmacy while
under the personal supervision of a pharmacist and
is satisfactorily progressing toward meeting the
requirements for licensure as a pharmacist.
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Clerical Duties
• Enter patient information into profiles
Name
Address DOB
•
•
•
•
Phone NumbersInsurance
Order pharmaceuticals
Perform billing functions
Nonprofessional telephone inquiries
Process Rx sales transaction
▫ Includes CV non-Rx sales after pharmacist signs book
▫ Includes sales of CMEA covered products
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Employment Ratio
PPA 40-43-86(B)(4)(b-c)
• One Pharmacist : Three Technicians
▫ At least TWO of these three technicians must be statecertified
• Institutional Pharmacy
 Employment ratio: 1:3
 Daily operational ratio determined by PIC
• Exclusions
 Clerical Support
 Pharmacy Interns/Externs
 One pharmacist : One Intern
 Technician Students on clinical rotation
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Federal Laws:
Acquisition/distribution
• Food & Drug Act of 1906
▫ Prohibited Interstate Commerce of adulterated
food, drinks, drugs
▫ Did not regulate cosmetic products or medical
devices
• Fair Packaging & Labeling Act
▫ Requires consumer products in interstate to be
properly labeled (including OTC)
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Federal Laws:
Acquisition/distribution
• Prescription Drug Marketing Act 1987 (Dingle
Bill)
Area 1: Pharmacy Practice
1.02: Identify the requirements
for the acquisition and
distribution of pharmaceutical
products, including samples.
J. Baker
▫ Enacted to correct problem of diversion from
normal distribution channels
 Proper storage/maintenance of distribution
records
 Restricts resale of drug products by hospitals
 Wholesalers must be state licensed
 Companies must be registered
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Labeling of Samples
Dingle Bill:
Restricts sales/purchase/trade of drug samples
39-23-55
• Sample: unit of a drug not intended to be sold and
intended to promote sale of drug
• Labeling not required for sample if non-controlled
• Bars retail pharmacies from receiving samples
▫ Starter packs are allowed
 Distributed free to pharmacies
 Not considered samples; intended for initiation of drug therapy
for a patient
 Vouchers or coupons
▫ Exemption does not apply if following dispensed:
 More than 120 dosage units or 30 day supply of drug in solid form
 More than 8 ounces drug in liquid form
• If sample is not in manufacturer’s original packaging,
physician must label it to meet requirements of
nonsample Rxs
• Institutional pharmacies may receive samples
▫ Licensed prescriber requested
▫ Disposition is precisely recorded
▫ Store separately from normal drug stock
▫ If adequate directions for use are not provided by manufacturer,
physician shall give adequate written directions
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Dingle Bill:
Restricts sales/purchase/trade of drug samples
• Licensed practitioners provide written requests
for samples
▫ Drug Manufacturers/Distributors keep requests
for 3 yrs
▫ Sales representatives are responsible for
samples/annual inventory
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An inspector from the FDA enters your community
pharmacy. She may issue citations if which of the
following are found:
I.
II.
III.
Drug samples being sold/dispensed pursuant to a
prescription
Recalled prescription drugs among the drug stock
Samples stored in the drug stock
A.
B.
C.
D.
I only
I & II only
II & III only
I, II, & III
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"Wholesale distributor" does not
include (PPA 40-43-30(52)):
Distribution
PPA 40-43-30(15)
• "Distribute" means the delivery of a drug or
device other than by administering or
dispensing.
•
•
Intracompany sales
Health care entity that is a member of a grouppurchasing organization
Sale/purchase/ trade of a drug for emergency
medical reasons
•
▫
Pharmacies: gross dollar value of the transfers
may not exceed five percent of the total legend
drug sales revenue during a consecutive twelvemonth period
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Wholesale Distributor
Person engaged in wholesale distribution
of prescription drugs/devices
Manufacturers
Repackagers
Own-label distributors
Private-label distributors
Retail pharmacies (that
conduct wholesale
distribution)
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Warehouses:
Manufacturers
Distributors
Chain Drug
Wholesaler
Area 1: Pharmacy Practice
1.03: Identify the
requirements that must be
observed in the issuance of a
prescription/drug order
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Definition of practitioner
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Optometrists Prescriptive Authority
(40-37-105)
40-43-30(45)
• Anyone authorized by law to diagnose and prescribe drugs and devices.
• Who may prescribe in S.C.?
1.
Physician
2. Dentist
3. Osteopath
4. Podiatrist
5. Veterinarian
6. Licensed nurse practitioner (certified)*: C-III – CV only
7.
Optometrists: CIII – CV only with limitations
8. Physician assistants*: CII (limited); CIV – CV
5. May prescribe controlled substance analgesics
in Schedules III, IV, V in a 7 day or less supply
6. Rx’s for topical steroids limited to maximum of
21 days of therapy unless optometrist is in
communication and collaboration with an
ophthalmologist
▫ Acting in regular course of professional practice
▫ *Based on prescriptive authority within protocols
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Optometrists Prescriptive Authority
PPA 40-43-86(S); 40-37-105
1. “Diagnostically certified” optometrists
2. May purchase, possess, administer, supply and
prescribe pharmaceutical agents
3. Prescribing is limited to anesthetics,
antihistamines, antimicrobials, antiglaucoma,
OTC drugs
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Nurse Prescriptive Authority
40-33-33 F(1)
•
•
▫
Must be Board of Nursing recognized Nurse
Practitioner, Clinical Nurse Practitioner or a
Certified Registered Nurse Anesthetist
Shall perform delegated medical acts
according to an approved protocol between the
nurse and the physician
Delegated Medical Acts include:
a.
Medical conditions for which therapies may be initiated,
continued or modified;
b. Treatments that may be initiated, modified or continued;
c. Drug therapies that may be prescribed;
d. Situations that require direct evaluation or referral to the
physician
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Definition of a prescription
Nurse Prescriptive Authority
40-33-33 F(1)
PPA 40-43-30(47)
• Standards for Rx by nurse practitioners with
prescriptive authority:
1. Oral or written order for a legitimate medical
purpose within the practitioner’s usual course
of practice and including orders from
collaborative pharmacy practice
2. Given individually for the specific person for
whom prescribed
3. Directly from the prescriber or prescriber’s
agent to a pharmacist or pharmacist’s agent
1. Shall comply with all state and federal laws
2. Limited to drugs and devices utilized to treat common
well-defined medical problems within the specialty
field of the nurse practitioner as authorized by the
physician and listed in approved written protocols
3. Controlled substances in C-II cannot be prescribed.
May prescribe C-III thru C-V if registered with
DHEC
• Telephone (oral) orders are permissible
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Physician’s Assistants
1.
May prescribe if certified by the S.C. Medical
Board
2. May prescribe Schedule II - V controlled
substances if registered with DHEC/DEA
•
•
•
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Must be expressly approved in scope of practice
with supervising physician
Oral dose: limited to 72 hour supply
Parenteral dose: (only in hospital setting): limited
to a 24 hour order
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Prescription Drug Order Requirements
(PPA 40-43-86(E))
• Patient information
▫ Full name
▫ Address
• Prescriber information
▫
▫
▫
▫
▫
Name
Address & Telephone Number
Degree of prescriber
License number
DEA number (where required by law)
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Preprinted Prescriptions
Refills (PPA 40-43-86(E); 44-53-360(d))
Prescription Drug Order Requirements
(PPA 40-43-86(E))
• Non-Controlled Drugs
• Date of issuance
▫ One drug/set of instructions per blank
▫ CS: Dated/Signed on date of issue
• Drug information
▫
▫
▫
▫
▫
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• Controlled Drugs
▫ Preprinted blanks are prohibited
Name
Strength
Dosage form
Quantity
Directions for use
• Number of authorized refills
▫ PRN refills good for 2 years for non-controls
▫ Controlled substances
 No refills unless specifically indicated
 PRN refills = 5 refills or 6 months, whichever occurs first
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Prescriber Signature
PPA 40-43-86(H); BOP P/P #66
• Two signature lines required on Rx
▫ “Dispense as Written”
▫ “Substitution Permitted”
• Board policy #66
▫ Practitioner is responsible for the integrity of the
Rx
▫ Pharmacist is responsible for checking with
practitioner if there is any doubt of validity
▫ Use professional judgment in accepting or
refusing to fill Rx
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Electronic Prescribing
• Code of Laws, Title 44, Chapter 117
▫ Prescription Information Privacy Act
▫ www.scstatehouse.gov/code/t44c117.htm
•
•
•
•
Patient-practitioner relationship
Rx IDs transmitter & recipient
Pharmacy of patient’s choice
Secure prescriber signature
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Electronic Prescribing
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Immunization Practice in SC
INDIVIDUAL
PRESCRIPTION
• Routing company registers with BOP
• Rx Format
▫ Meets all requirements of 40-43-86(E)
▫ Generic substitution instructions must be clear
• Pharmacy can not incentivize e-prescribers
PRESCRIBER ISSUED
PROTOCOL/STANDING
ORDER/DIRECTIVE FOR
PRESCRIBER’S
PATIENTS ONLY
PRESCRIBER ISSUED
PROTOCOL/STANDING
ORDER/DIRECTIVE FOR
ANY AND ALL PATIENTS
Age restriction
None
18 +
As may be identified within
?
Vaccine
restriction
None
Influenza only
As may be identified within
?
Administration by
Pharmacy Intern
Yes
No
As may be identified within
?
Authorization
derived from:
SC Code of Laws
40-43-30 (1)
40-43-30 (39)
40-43-30 (44)
40-43-30 (47)
Board of Pharmacy Policy and
Procedure #138
Board of Medical Examiners
Policy
SC Code of Laws
40-43-190
Board of Medical Examiners
Policy
SC Code of Laws
40-43-30 (1)
40-43-30 (39)
40-43-30 (44)
40-43-30 (47)
Board of Pharmacy Policy and
Procedure #138
Board of Medical Examiners
Policy
SC Code of Laws???
Board of Pharmacy
Policy and Procedure #138????
• Pharmacy Policies/Procedures
▫ Integrity/confidentiality Rx/Pt info
BOARD OF MEDICAL
EXAMINERS PROTOCOL
SECTION 40-43-30(47)
"Prescription drug order" means a lawful order from a practitioner for a drug or
device for a specific patient, issued for a legitimate medical purpose within the
prescriber's course of legitimate practice and including orders derived from
collaborative pharmacy practice.
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Authority to Administer
40-43-30(1): “Administer” means the direct application of a
drug or device pursuant to a lawful order of a practitioner to
the body of a patient by injection, inhalation, ingestion,
topical application, or any other means.
Vaccine Administration
Any vaccination
• Patient specific prescription
• Protocol signed by prescriber
Influenza vaccine
• Patient specific prescription
• Protocol signed by prescriber
• State protocol
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Area 1: Pharmacy Practice
1.04: Identify the procedures
necessary to properly dispense a
pharmaceutical product, including
controlled substances, pursuant to
a prescription/drug order.
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Federal Laws:
Dispensing
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Federal Law:
PPPA
• Durham-Humphrey Amendment 1951
• Refills must be in containers with new plastic
parts
▫ Established two classes of drugs
 Prescription
 Safe and effective when used as intended under medical supervision
 Nonprescription
▫ Replace cap and bottle if plastic
▫ Glass can be reused, but plastic closure replaced
• One package size of OTC must be safety locked
 Safe and effective when used as labeled without medical
supervision
▫ “This package for household without young
children”
▫ All Rx bottles must have legend: “Caution: Federal
Law prohibits dispensing without a prescription”
▫ Verbal orders for prescriptions and refills
70
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72
May 12, 2014
Federal Law: PPPA
• Poison Prevention Packaging Act 1970
▫ Administered by US Consumer Product Safety
Commission
▫ All oral medications must be dispensed in childresistant containers
▫ Childhood ingestions reduced by child-resistant
packaging
▫ Packaging difficult for children to open
▫ Requirements for iron products
SCPhA MPJE Review
May 12, 2014
Federal Law:
PPPA
• New/refill prescriptions must be in childresistant closure unless:
▫ Prescriber specifies none to be used (one Rx)
▫ Patient indicates they do not want such closure
 Differentiate single request vs blanket waiver
▫ Drugs are maintained/administered by health
professionals
 Not including nursing homes
http://www.cpsc.gov/Media/Documents/Regulations-Laws--Standards/VoluntaryStandards/Poison-Prevention-Packaging-A-Guide-for-Healthcare-Professionals/
J. Baker
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75
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May 12, 2014
Permission to not use a poison prevention
closure on a prescription may be granted by
the
Federal Law:
PPPA
• Customer must choose to receive non-child
resistant packaging
• Blanket waivers acceptable
I. Patient
II. Prescriber
III. Pharmacist
 Best practice: Written waiver with follow up
 Document on the Rx
(A) I only
(B) I & II only
(C) II & III only
(D) I, II, & III
• Dispensing pharmacist is responsible
• The test is whether the prescription is likely to
enter a home
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Exemptions from PPPA
• Nitroglycerin-SL
• Isosorbide dinitrate
 SL/Chew ≤10mg
• ASA or APAP
 Effervescent or Granules
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May 12, 2014
• Anhydrous cholestyramine or
colestipol packets
• Aerosol containers
 Inhalation therapy
• OC’s in dialpacks
SCPhA MPJE Review
May 12, 2014
When refilling a prescription that requires a
poison prevention container, the pharmacist
must always replace a
I. Glass container
II. Plastic container
III. Plastic closure
• Potassium supplements
 Unit dose packaging
J. Baker
(A) I only
(B) I & II only
(C) II & III only
(D) I, II, & III
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May 12, 2014
Labeling of Prescriptions
Restricted Distribution Programs
•
•
•
•
•
•
•
•
•
•
•
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40-43-86(I)(4); 39-23-50(b)(2)
STEPS: thalidomide
iPLEDGE: isoretinoin
Prescribing Program for Lotronex (PPL)
Tracleer Access Program (TAP)
Clozaril National Registry
Tikosyn in Pharmacy System (T.I.P.S)
Exjade Patient Assistance & Support Services (EPASS)
Fosamax Paget’s Patient Support Program
IRESSA Access Program
Xyrem Success Program
Resources for Expert Assistance & Care Helpline
(REACH)
• Drug dispensed by filling/refilling:






Name/address of dispenser (pharmacy)
Prescription (serial) number
Name of prescriber
Name of patient
Date of filling
Drug dispensed and strength (if multiple strengths marketed)
 Include labeling requirements if dispensing generic
 Directions for use by patient
 Any special cautionary statement
 Initials of dispensing pharmacist
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SCPhA MPJE Review
Prescription Drug Order Requirements
• NOTHING abridges the right of a pharmacist to
refuse to fill or refill a prescription
• (PPA Section 40-43-86(E)(6))
▫
▫
▫
▫
J. Baker
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Rx is suspected forgery/fictitious
RPh would violate law by filling
Drug/product is not in stock
RPh believes drug may be harmful to patient
SCPhA MPJE Review
May 12, 2014
Labeling Parenteral Solutions
•
•
•
•
•
•
•
•
•
Name of solution and volume of solution
Patient’s name
Infusion rate
Bottle sequence number or other system control method
Name and quantity of each additive
Date of preparation
Beyond-use date and time of parenteral admixture
Ancillary precaution labels
Identity of preparer and checking pharmacist
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83
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Generic Substitution
Generic Substitution
PPA 40-43-30(20)
PPA 40-43-86(H); 39-24-30,40
May 12, 2014
• Pharmacist may use professional judgment to substitute
• "Equivalent drug product" means a drug product
which has the
same established name and active ingredients
▫ Same name, active ingredients
▫ Same dosage form and strength
▫ Therapeutically equivalent drug product
 Same efficacy and toxicity
• Prescriber must authorize substitution
to meet the same compendia or other applicable
standards, but which
▫ Consent by proper signature
▫ Verbally give permission which must be documented
• Patient or caregiver must consent to receive substituted
drug
may differ in shape, scoring, packaging,
excipients and expiration.
▫ Blanket authorizations not acceptable
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SCPhA MPJE Review
Generic Substitution
PPA 40-43-30(51)
• "Therapeutically equivalent" means a drug
product with the
same efficacy and toxicity
when administered to an individual as the
originally prescribed drug as provided for in
Section 39-24-40
• 39-24-40(4) includes administered to individual
in same dosage form
J. Baker
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May 12, 2014
Generic Substitution
Rx Requirements
PPA 40-43-86(H); Drug Product Selection Act
• Brand name or generic drug manufacturer must
be noted on file copy
• Unless prescriber indicates name of drug may
not appear on the prescription label, Rx label
must indicate substitution
▫ List brand name
▫ Generic name/manufacturer
▫ “Generic for”
21
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85
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87
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One-Time Emergency Refill of NonControlled Rx
May 12, 2014
Follow up question
In this case of unauthorized refills, the
dispensed quantity of the refilled drug
should be limited to a:
A. One-day supply
B. Seven-day supply
C. Three-day supply
D. Thirty-day supply
• May occur AFTER attempting to reach
prescriber
• Up to 72 hour supply may be dispensed
• Medication must be “essential”
▫ Refill necessary to continuation of therapy or
maintenance of life
• Continuation will be safe
• Prescriber must be contacted within 72 hours
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May 12, 2014
Which of the following is true regarding refilling a
prescription drug/device when the pharmacist fails to
obtain authorization from the prescriber?
I.
II.
III.
A.
B.
C.
D.
J. Baker
Pharmacist can fill Rx drug/device if he thinks
that it is required for the continuation of therapy
for chronic conditions
Pharmacist can fill the Rx drug/device if he
thinks that the interruption of therapy may
produce serious health consequences.
Pharmacist can fill the Rx drug/device if the refill
of the Rx is not for a controlled substance.
I only
I and II only
II and III only
All
88
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Transferring Prescriptions
• Who Can Transfer Prescriptions?
▫ Pharmacist
▫ Pharmacy Intern/Extern: Non CS
 Under supervision of supervising pharmacist
 Regulations do not explicitly state interns/externs
can or can not transfer prescriptions
▫ State Certified Technician: Non CS
 Upon approval of supervising pharmacist
 Not every registered technician
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When is transferring permissible?
Receiving pharmacy
PPA 40-43-86(G)
PPA 40-43-86(G)
• Transfer of original prescription information for
purpose of dispensing refills
• Occurs between licensed or permitted
pharmacies
• Occurs between two pharmacists
May 12, 2014
• Document “transfer” on Rx
• Record Rx info including:
▫ Date of issue and Rx number of original Rx
▫ Date/time of transfer
▫ Transferring pharmacy name/address
 Pharmacy DEA number if controlled substance Rx
▫ Not one pharmacist accessing an information file
containing data for several locations
▫ Name of pharmacist giving transfer
▫ Manufacturer or brand name of drug dispensed
▫ Documentation that receiving pharmacist will dispense
refills based on transferring pharmacist’s certification
 Unless all locations are under common ownership or accessed
by contractual agreement of the pharmacies
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Transferring Pharmacy
Transferring Prescriptions
PPA 40-43-86(G)
PPA 40-43-86(G)
• Record date of transfer
• Record name/address of receiving pharmacy
• Record name of pharmacist receiving transfer
• Document receiving pharmacist is authorized to
dispense all remaining refills based on original
prescription
• Any remaining refills must be voided
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May 12, 2014
• Transfer requirements may be facilitated by use
of computer, data, or fax
• Transfer records must be readily available
• Original and transferred prescriptions drug
order must be maintained two years from date of
last refill
• Transfer must be compliant with current state
and federal laws on controlled substances
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95
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Transferring Prescriptions
May 12, 2014
Emergency Kits
Summary
40-43-86 B(6)(d)
• Institutional facilities without pharmacy
• Include drugs required to meet immediate
therapeutic needs of patients
• All Prescriptions
▫ Transferred in and out of South Carolina
▫ All refills are transferred
▫ Not available from other sources in sufficient time
to prevent risk of harm by delay from obtaining
from other sources
 Any remaining refills are voided
▫ All records must be maintained for 2 years
• Must be provided/sealed by a pharmacist
• Supplying pharmacist and institution jointly
determine drugs, identity/quantity
• Non-Controlled Substances
▫ Rx can be transferred as long as there are authorized
refills remaining
 Unshared and Shared Databases
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Transferring Prescriptions
Summary
• Controlled substances
▫ Between licensed pharmacists
▫ Common Database
 Origination: Rx can be transferred as long as there
are authorized refills and can transfer out one-time
 If received from a pharmacy that does not have
shared database: you can NOT transfer the Rx again
within your shared database
▫ Unshared Database
96
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May 12, 2014
Emergency Kits
40-43-86 B(6)(d)
• Must be stored in secured areas to:
▫ Prevent unauthorized access
▫ Ensure proper environment for preservation
• Exterior must be labeled
▫ Clearly indicate for use in emergencies only
▫ List of drugs included
 Name, strength, quantity
▫ Supplying pharmacist
 Name, address, telephone number
 One-time transfer of all refills
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99
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May 12, 2014
State of Emergency
Emergency Kits
40-43-86 B(6)(d)
40-43-170
• Drugs must be removed only by a valid medical
order
• Whenever opened
• Pharmacist has enough Rx information
• In pharmacist’s professional opinion:
▫ Medication is essential
▫ Pharmacist must be notified
▫ Pharmacist restocks/reseals kit within reasonable
time
• Pharmacist puts information to written Rx
marked “Emergency Refill”
• Expiration Date
▫ Prescriber notified within 15 days
▫ Earliest date of expiration of drug/device in kit
▫ Pharmacist must replace expired drug/device
• Prescription: non-controlled substances
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State of Emergency
State of Emergency
40-43-170
40-43-170
• Governor issues state of emergency in affected
county
• Pharmacist may dispense one-time emergency
refill up to 15 day supply
May 12, 2014
• Pharmacist not licensed in SC but currently
licensed in another state may dispense
medications in those affected counties if:
▫ Current licensure can be proven
▫ Engages in legitimate relief effort
• Disaster preparedness ends with state of
emergency
J. Baker
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Compounding
Compounding Area
40-43-30(7)
• The preparation, propagation, conversion, or processing
of a drug or device by extraction from substances of
natural origin or independently by means of chemical or
biological synthesis,
• or the preparation, mixing, assembling, packaging, or
labeling of a drug or device
• As the result of a practitioner's prescription drug order
or initiative based on the
practitioner/patient/pharmacist relationship in the
course of professional practice,
PPA 40-43-86-CC(6)
• or for the purpose of, or as an incident to, research,
teaching, or chemical analysis and not for sale or
dispensing.
May 12, 2014
• Pharmacist ensures accurate
weights/measurements at each stage of
compounding procedure
• Procedures put in place to monitor output of
compounded prescriptions
▫
▫
▫
▫
▫
Capsule weight variation
Adequacy of mixing
Clarity
pH of solutions
Procedures to prevent microbial contamination when
medications are purported to be sterile
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Compounding
Compounding
40-43-30(7)
PPA 40-43-86-CC(6)
• Compounding also includes the preparation of
drugs or devices in anticipation of prescription
drug orders based on routine, regularly observed
prescribing patterns.
• Does NOT include mixing, reconstituting, or
other such acts that are performed in accordance
with directions contained in approved labeling
provided by the product's manufacturer and
other manufacturer directions consistent with
that labeling
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May 12, 2014
• Formulas/logs maintained manually or
electronically
• Formulas must include:
▫
▫
▫
▫
▫
Ingredients
Amounts
Methodology
Equipment
Any special information regarding sterile
compounding
26
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105
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107
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Compounding Logs
May 12, 2014
Pharmacist Compounding
40-43-86(CC)
PPA 40-43-86 (CC)
• Pharmacists shall maintain proficiency through current
awareness and training.
• Comprehensive and include ingredients,
amounts, methodology, equipment
• Date of compounding
• Date of expiration
• Assign Compound Batch/Lot number
• List all ingredients
▫ Continuing education shall include training in the art and science
of compounding and the rules and regulations of compounding.
• Pharmacy technicians may assist the pharmacist in
compounding.
▫ Pharmacist is responsible for training and monitoring the
pharmacy technician.
▫ Duties must be consistent with the training received.
▫ Lot number
▫ Expiration
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May 12, 2014
Dispensing Compounds
• Date of dispense
• Prescription must have lot number
• May sell to licensed practitioner
▫ Pharmacist must have contract with physician or
licensed practitioner in order to sell them
compounded products
▫ Contract must specify that the compounds are
intended for office use only, and lot
numbers/expiration dates must be maintained and
readily retrievable on patient records/charts
J. Baker
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May 12, 2014
Compounding vs Manufacturing
When does small-scale prescription compounding become manufacturing?
• Quantity is reasonable for filling existing or
anticipated Rx
• Compounded drug products are not
commercially available FDA-approved products
• Dosage forms are not sold to other pharmacies
or third party such as physician offices
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May 12, 2014
Which of the following actions is (are) permissible
under the FDA rules for prescription compounding
by pharmacies?
I.
Advertising to eye doctors that the pharmacy
can compound sterile, isotonic ophthalmic
solutions
II.
Sending brochures to nurse practitioners that
indicate the pharmacy compounds topical
ointments for the treatment of skin rashes
III. Informing an allergy specialist that the
pharmacy can economically compound 50mg
diphenhydramine capsules
(A) I only
(B) III only
(C) I & II only
(D) I, II, & III
Compounding vs Manufacturing
When does small-scale prescription compounding become manufacturing?
• Ingredients must meet official standards
 Can not be withdrawn/removed from market
• Pharmacy may advertise it specializes in
prescription compounding
 Not actively solicit business for specific products
• Interstate distribution is no more than 5% of
total Rxs filled by that pharmacy
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Compounding vs Manufacturing
(continued)
• Compounding is different from manufacturing, which is
guided by GMPs (see Good Manufacturing Practices for
Bulk Pharmaceutical Excipients 1078 ). Some of the
characteristics or criteria that differentiate compounding
from manufacturing include the existence of specific
practitioner–patient–compounder relationships; the
quantity of medication prepared in anticipation of
receiving a prescription or a prescription order; and the
conditions of sale, which are limited to specific
prescription orders. (USP 795 PHARMACEUTICAL
COMPOUNDING—NONSTERILE
PREPARATIONS)
J. Baker
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May 12, 2014
A pharmacy begins to receive prescriptions for a
capsule mixture that is not available commercially.
The usual prescription is for 14 capsules to be
taken once daily with two refills. What is the
maximum number of capsules the pharmacist may
compound under FDA guidelines?
A.
B.
C.
D.
14 only
42 only
Not more than 100
A sufficient quantity to meet anticipated
prescriptions and refills
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Pharmacist Duties Prospective Drug
Review
•
•
•
•
•
•
•
Area 1: Pharmacy Practice
1.05: Identify the conditions for
making an offer to counsel or
appropriately counsel patients,
including the requirements for
documentation.
Over-utilization or under-utilization
Therapeutic duplication
Incorrect drug dosage or Duration of Therapy
Drug-disease contraindications
Drug-drug interactions
Drug-Allergy Interactions
Clinical Abuse/Misuse
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Federal Laws
• Omnibus Reconciliation Act 1990 (OBRA)
▫ Drug Utilization Review
 Prospective (pharmacy)
 Retrospective (state required for Medicaid)
▫ Counseling Requirements
 “offer to discuss” medications with patient/caregiver
▫ Obtain patient specific information
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May 12, 2014
Pharmacist Counseling Duties
PPA 40-43-86(L)
• Pharmacist must personally offer counseling for
a new Rx
• Alternative forms of information may
supplement counseling
▫ Information leaflets
▫ Pictogram labels
▫ Video Programs
29
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Pharmacist Counseling Duties
May 12, 2014
Patient Package Inserts (PPIs)
PPA 40-43-86(L)
• Educate the patient about proper use and
potential dangers of using certain products
• Counseling is not required for inpatients or ER
▫ When other licensed health care professionals
administer
▫ Primarily focused on oral contraceptives
• Ambulatory: Initial fill and every refill
• Institutions: Prior to first administration and
every 30 days thereafter
• Applies to anyone who dispenses drugs
• Counseling is not required when refused by
patient or caregiver
▫ Including hospital pharmacies and LTCF
▫ Doctors in their own practice
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Pharmacist Counseling Topics
PPA 40-43-86(L)
•
•
•
•
•
•
•
•
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Name/description of drug/dose
Dosage form
Route of administration
Techniques for self-monitoring
Duration of therapy/Refill information
Side effects/Contraindications
Proper storage
How to handle a missed dose
SCPhA MPJE Review
May 12, 2014
MedGuides
• FDA requires when
▫ Patient labeling could prevent serious adverse
effects
▫ Product has serious risks relative to benefits
▫ Patient adherence to directions is crucial
• FDA must approve language before distribution
• Dispenser required to give to patient
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MedGuides
• Review complete list:
▫ http://www.fda.gov/Drugs/DrugSafety/ucm085729.htm
▫ Common classes





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May 12, 2014
Federal Law: OTCs
Federal Anti-Tampering Act 1982
• Tamper-Resistant Packaging
▫ Select OTC products and cosmetics
▫ Provides barrier-to-entry
Antidepressants/SSRIs
ADHD
NSAIDs
Fluoroquinolones
Thiazolidinediones
 Protects against intentional contamination of OTCs
▫ Alerts consumer to tampering
 Examples: safety-seals
124
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May 12, 2014
OTC Labeling Requirements
•
Area 1: Pharmacy Practice
1.06: Identify the requirements
for the distribution and/or
dispensing of nonprescription
pharmaceutical products,
including controlled substances.
J. Baker
Seven-Point Label
1. Name of product
2. Name/address of manufacturer, packer,
distributor
3. Net contents of package
4. Established name of all active ingredients
and certain inactive ingredients
5. Name of any habit-forming drug present
6. Cautions/warnings to protect the consumer
7. Adequate directions for use
31
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May 12, 2014
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May 12, 2014
OTC Labeling Requirements
•
Other labeling may include
▫
▫
▫
▫
▫
Statement of intended use
Dosage range for different ages
How often it can be safely taken
Route or method of administration
Other factors that may affect efficacy

▫
▫
Take with food, etc
Pregnancy/Nursing
Sodium and other Electrolytes
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Drug Facts Label (1999)
• Created standard order
▫
▫
▫
▫
Active ingredients
Purpose
Uses
Warnings
 “Ask your doctor or pharmacist about food or drug
interactions”
▫ Directions
▫ Other information
▫ Inactive ingredients
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Prescriptions for OTC
• Pharmacist can refill without prescriber
authorization unless
▫ Dose requested is greater than recommended
amount on OTC label
▫ Prescriber limited refills on original prescription
▫ Drug is Schedule V where refills must be
designated by prescriber
▫ Individual state has set time limit for refills
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Nonprescription drugs
May 12, 2014
CV Prescriptions
PPA 40-43-86(U)
• Sold in original, unbroken prepackaged
containers
OR
• Dispensed/profiled as Rx
• Rx may be written or oral orders
▫ If ordered as prescription, CV follows regulations
of CIII-CIV prescription orders
• May be dispensed without prescription
▫ Must then be treated in all respects like
prescription in regards to counseling and labeling
130
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CV Prescriptions
• Drugs having an accepted medical use
• Low potential for abuse relative to CIVs
• May lead to limited physical or psychological
dependence
SCPhA MPJE Review
May 12, 2014
Dispensing CVs by Pharmacists
CSA 61-4(518)
• Distribution made only by a pharmacist
▫ Not even employee under supervision of pharmacist
▫ Sales transaction can be handled by non-pharmacist
employee
• Quantity Limits
▫
▫
▫
▫
≤ 240 ml (8oz) of substance containing opium
≤ 120 ml (4oz) of any other CV
NMT 200mg codeine per 100ml or gm or 90 mg per dosage unit
NMT 100mg dihydrocodeine per 100ml or mg
 Divisible by 5
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May 12, 2014
For how long should the CV record
book be maintained?
Dispensing CVs by Pharmacists
CSA 61-4(518)
Purchaser:
• Must be 18 years of age or older
• May not purchase substance again in any 48
hour period
• Must provide suitable ID if unknown to
pharmacist
A.
B.
C.
D.
One year
Two year
Three years
Five years
134
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Dispensing CVs by Pharmacists
CSA 61-4(518)
Record Book for CV Distribution
• Maintained by pharmacist
• Name/address of Purchaser
• Name/quantity of substance purchased
• Date of purchase
• Name or initials of pharmacist
SCPhA MPJE Review
May 12, 2014
CMEA: Combat Methamphetamine
Epidemic Act of 2005
www.deadiversion.usdoj.gov/meth/index.html
• Ephedrine, pseudoephedrine, phenylpropanolamine
• Storage
▫ Behind counter or in locked cabinet
• Sales Limits
▫ Applies to ALL products containing these ingredients: single
ingredient, multiple ingredient, solid dosage form, liquid dosage
form, etc.
▫ Daily: 3.6 gram daily sales limit
▫ 30 Days: 9.0 gram 30-day sales limit
 No more than 7.5 gram may be acquired through mail/shipment
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May 12, 2014
A 35 year old customer wishes to know how
many 30mg Sudafed tablets he can
purchase at one time. Which of the
following is the correct answer:
CMEA
• Logbook
▫ Does not apply to single sales ≤ 60mg
▫ Written or electronic
A.
B.
C.
D.
 Maintain at least 2 years
▫
▫
▫
▫
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Product and quantity purchased
Purchaser: name, address, signature with date/time
Date/time of sale
SC now has required real-time online database
12
60
120
240
• Photo Identification of purchaser
▫ Does not apply to single sales ≤ 60mg
▫ Government issued
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CMEA
• Employee training
▫ Anyone dealing with purchasers
▫ DEA established training requirements
▫ Submit proof of training online
• Exclusion
▫ The sales limits, logbook, etc. do NOT apply to
non-legend (OTC) products that are prescribed
and subsequently dispensed according to a
legitimate prescription.
J. Baker
Area 1: Pharmacy Practice
1.07: Identify the proper procedures
for keeping records of information
related to pharmaceutical products,
including requirements for protecting
patient confidentiality.
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Patient Records
Confidential Information
PPA 40-43-86(J)
(PPA 40-43-30(8))
May 12, 2014
• Privileged information maintained in a patient’s
records or which is communicated to a patient as
part of patient counseling
• May be released only to the patient, to those
practitioners and pharmacists where, in the
pharmacist’s professional judgment, release is
necessary to protect the patient’s health and well
being, and to other persons or governmental
agencies authorized by law to receive such
confidential information.
• Contain at a minimum:
▫
▫
▫
▫
▫
Full name of patient
Address/telephone number of patient
Patient’s age/date of birth
Gender
All prescription drug orders within past 2 years at
that pharmacy
▫ Comments relevant to patient/drug therapies
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Obtain Necessary Patient Information
(PPA 40-43-86(J)(2))
•
•
•
•
•
Allergies
Drug reactions
Idiosyncrasies
Chronic Conditions/Disease States
Other medications: including OTCs
144
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May 12, 2014
HIPAA: Health Information Portability
& Accountability Act
• Intent:
▫ Assure security and privacy of patients’ medical
records
▫ While allowing the flow of public health
information (PHI) to provide high quality health
care
• Every health care provider who transmits health
information is a covered entity
J. Baker
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147
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HIPAA: Health Information Portability
& Accountability Act
May 12, 2014
Patients’ Records are Confidential
from pharmacy perspective:
• Includes prescriptions, patient record systems
(Rx profiles), and recorded RPh comments
relevant to patient therapy
• Pharmacies (and all Medical Facilities)
• May only be released to:
▫
▫
▫
▫
▫ Have HIPAA Privacy Officer
• Patients report perceived violations to DHHS
Office for Civil Rights
• Private information being de-identified
Patient
Pharmacist/personnel authorized to handle Rx
Prescriber/authorized personnel
Legal Personnel
 BOP Inspectors
 DEA Inspectors
• Use professional judgment
▫ NPI requirement implemented May 2007
 Necessary to protect patient’s health/well-being
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HIPAA: Health Information Portability
& Accountability Act
• Patients should be notified of their rights and
how their health care information may be used
▫ Consents to release of information
▫ How to access information
▫ How medical information may be disclosed to each
other
• Documenting privacy notice
▫ Document by signed statement or log book
▫ Person named in insurance policy can rep family
▫ Maintain records of these notices for 6 years from date
of signature or last date of Rx dispense
▫ No requirement for future signatures
J. Baker
148
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May 12, 2014
Confidential Communication
• Refill reminders for patients
▫ Keep drug name/use private
• Consultations
▫ Minimize likelihood of accidental disclosure to
surrounding people
▫ Phone calls/answering machines: Minimal
information
• Picking up Rxs: pharmacist judgment
▫ Unnecessary for patient to give written permission
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151
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May 12, 2014
Mr. Bill comes to your pharmacy and asks for the
medication records of his 15 year old son
because he is working on his taxes for the
previous year. The pharmacist gives him the
medication records of his son. The pharmacist
was in accordance with state and federal law.
True
or
False?
May 12, 2014
Which of the following might represent a breach of
privacy based upon the federal Health Insurance
Portability and Accountability Act (HIPAA)?
I.
Allowing a pharmaceutical sales representative to
review your prescription files to ascertain if a certain
prescriber is prescribing his company’s new
antidepressant
II.
Sending a postcard to remind a patient that his
Prozac prescription needs to be refilled
III. Providing a husband with a list of drug products and
therapeutic uses that his wife received last year
(A) I only
(B) I & II only
(C) II & III only
(D) I, II, & III
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Explanation: HIPAA
• Healthcare providers cannot disclose medication
records or the history of patients without prior
approval of patients or otherwise permitted by
the law. The only exception under this law is
when the patient is designated a minor by the
court.
J. Baker
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May 12, 2014
Records for Dispensing
PPA 40-43-86(N)
• Ready/Retrievable within 24 hours (non-CS)
▫
▫
▫
▫
▫
Quantity dispensed for original/refills
Date of dispensing original/refills
Serial number/equivalent if institution
Identification of dispensing pharmacist
Name/Manufacturer of dispensed drug
• Prescriptions and patient records must be
maintained for 2 years from original date or date
of last activity
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155
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Readily Retrievable defined by
Controlled Substances Regulations
(CSA 61-4(101(t)))
• Registrant is able to produce controlled
substances records in a timely manner
▫ Within one hour
• Records are segregated, sorted, or filed so that
controlled substance information may be
derived within a reasonable time by inspector
▫ Within a few hours
SCPhA MPJE Review
May 12, 2014
License/Registration/Certificates
(PPA 40-43-82, 83, 84)
• All must be displayed in public view
▫
▫
▫
▫
Pharmacist
Technician
Intern
Pharmacy permit
• Legal documents: copies can NOT be displayed
for public viewing
• If floating: must have wallet card
156
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May 12, 2014
Pharmacist Registration
PPA 40-43-110, 130
Area 2: Licensure, Registration,
Certification, & Operational Requirements
• License expires annually on April 30th
• Application & fees postmarked by April 1st
▫ License is lapsed if not renewed by May 1
• Annual CE Requirements
▫ 15 Total Hours (ACPE and/or CME I)
 6 Live Hours
 7.5 Hours in Drug Therapy or Patient Management
▫ Excess carry over 1 year
J. Baker
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159
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Technician Registration
Obtaining BOP Permits
PPA 40-43-82, 130
PPA 40-43-83
• Registration expires annually on June 30th
• Annual CE Requirements
▫ 10 Total Hours (ACPE and/or CME I)
 4 Live Hours
▫ All hours completed in excess may be held over for
1 registration year
• Disciplined pharmacist may not work as
pharmacy technician
May 12, 2014
• Written application for a new permit must be
submitted to the BOP at least 45 days before the
opening of the facility
• Facility must pass inspection by BOP
• Each location must be permitted
• No registrations/permits are transferable
• Permits expire annually on June 30
158
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160
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Technician State Certification
Facility Permit Classifications
PPA 40-43-82
SC Code of Regs Chap 99-43
•
•
•
•
•
Work 1000 hours as a technician
Complete BOP approved technician course
Have high school diploma/equivalent
Pass the PTCB exam
Fulfill CE Requirements
May 12, 2014
• Pharmacy Permit
▫ Authorized to dispense legend drugs/devices
▫ Requires PIC
• Non-Dispensing Drug Outlet Permit
▫ Authorized to administer & store legend drugs
▫ Includes clinics, wholesalers, manufacturers,
distributors
▫ Requires consultant pharmacist
 Exceptions: Facility only manufactures, wholesales,
and distributes
J. Baker
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Facility Permit Classifications
Mail Order Pharmacies
SC Code of Regs Chap 99-43
PPA 40-43-89(N)
• Medical Gases/Legend Devices Permit
May 12, 2014
• Must comply with laws for operation in the state
in which it is located and with this provision of
SC Pharmacy Practice Act
• Must annually provide copy of inspection report
from its state with renewal in SC
• Records must be maintained of controlled
substances or dangerous drugs/devices
dispensed to patients in SC
▫ Authorized to dispense medical gases and legend
devices pursuant to order
▫ Requires consultant pharmacist
• Non-Resident Pharmacy Permit
▫ Facilities located outside of South Carolina
▫ Primary business is mail order
▫ Authorized to sale, distribute, or dispense legend
drug/devices in this state
162
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Wholesale Distributor Permits
Mail Order Pharmacies
PPA 40-43-89(2)
PPA 40-43-89(N)
• Changed in any information must be reported to
BOP within 30 days
• Must employ adequate personnel with
education/experience to safely/lawfully engage
in wholesale distribution
May 12, 2014
• Pharmacists that do not practice in SC but are
employed by mail order facilities do not have to
be licensed in SC
• One pharmacist : Two technicians
▫ If not defined by their state statutes/regs
• Must be open not less than six days or forty
hours week
• Must provide toll-free service for patients
▫ Number must be on their label
J. Baker
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Federally Qualified Health Centers
PPA 40-43-70
• This section does not prevent a licensed
practitioner, as defined in Section 40-43-30(45),
from dispensing a drug or device for a patient of
an FQHC if:
1. a drug dispensed by the FQHC is properly
labeled in accordance with state and federal
law;
2. the patient is given a choice of receiving the
drug or device from the FQHC or from another
provider;
May 12, 2014
Federally Qualified Health Centers
PPA 40-43-70
4. … an FQHC without a retail pharmacy
• FQHC must certify to the board that it made a
good faith effort with an existing retail pharmacy
within five miles of the FQHC health center
delivery site
• the existing retail pharmacy would have
provided prescription drugs to all FQHC
patients at the same cost, convenience, and
efficacy provided by the proposed new FQHC
health center delivery site
166
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May 12, 2014
Federally Qualified Health Centers
Federally Qualified Health Centers
PPA 40-43-70
PPA 40-43-70
3. as it pertains to an FQHC without a retail pharmacy, the FQHC
must obtain and maintain an FQHC permit as designated by this
section; and
a) monthly shall conduct and submit to the Board of Pharmacy self
inspections and maintain written checklists that are readily
available to the Board of Pharmacy for on-site visits
b) designate a pharmacist duly licensed by and in good standing with
the Board of Pharmacy as a consultant pharmacist to be
responsible for the duties stated in this section at the FQHC permit
holder’s location. Consultant pharmacist :
5. … an FQHC with a permitted retail pharmacy:
a) FQHC’s retail pharmacy must be permitted pursuant to
Section 40-43-83
b) Obtain/maintain an FQHC permit for its affiliated health
center delivery sites without an on-site pharmacy
▫
▫
▫
J. Baker
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Signs new/renewal application along with the FQHC permit holder
Agrees in writing to assume the responsibilities of a consultant
pharmacist.
Performs/maintains written quarterly inspections that are readily
available.
i.
ii.
c)
those affiliated delivery sites will be subject to the inspection
requirements outlined in item (3) of this subsection
the FQHC pharmacist may serve as the consultant pharmacist
for the FQHC’s affiliated delivery sites;
with prior approval of the Board of Pharmacy, the FQHC
pharmacist may serve as the pharmacist in charge for more
than one pharmacy at a time and need not be physically
present in the pharmacy to serve as its pharmacist in charge.
42
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169
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171
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Mr. Jones owns three pharmacies in South
Carolina. How many pharmacy permits does
he require?
May 12, 2014
Pharmacy Requirements
PPA 40-43-86(A-7,8,9)
• Pharmacy References to keep on hand
 SC Pharmacy Practice Act
A. One
B. Three
 SC Controlled Substances Act & Regulations
 SC Drug Act
 SC Board of Pharmacy Newsletter
 Equivalent Drug Product Evaluations
 Facts and Comparisons
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May 12, 2014
Pharmacy Requirements
Area for Compounding/Dispensing
PPA 40-43-86(A)
PPA 40-43-86(A)
• Sufficient size for safe/proper storage of
prescription drugs & compounding
 Secure pharmacy barriers with physical barriers
•
•
•
•
Designate PIC
Maintain areas for patient counseling
Maintain current drug reference materials
Display sign when appropriate
 “Pharmacy Department Closed, Pharmacist Not on
Duty”
J. Baker
172
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• Dry/well ventilated, free from obnoxious odors,
adequate lighting
• Drugs/pharmaceuticals/chemicals in neat,
orderly manner
 Free from dust, insects, rodents, or contamination
• Outdated, damaged, defaced, unlabeled products
removed from active stock
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Area for Compounding/Dispensing
PPA 40-43-86(A)
• Refrigerated pharmaceuticals/ biologicals
maintained at proper temperature
• All compounding stocks/materials labeled
Area 3. Regulatory Structure and
Terms
 Conform in purity/strength as required by law
• Rx compounding counter is only for
compounding
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Area for Compounding/Dispensing
PPA 40-43-86(A)
• Rx department has only necessary
equipment/products
• Sink with hot water only for cleaning hands or
equipment
• Pharmacists and personnel clean
hands/fingernails before compounding
• Storing of pharmaceutical products in washroom
is prohibited
J. Baker
176
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May 12, 2014
Food and Drug Administration
• Enforces FDCA
▫ Seize any adulterated or misbranded food, drug,
or cosmetic—with court approval
• Approve new drug entities
• Approve drug package insert labeling
44
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179
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Federal Laws:
Manufacturing
May 12, 2014
Federal Laws:
Manufacturing
• Food Drug & Cosmetic Act (FDCA) 1938
• Good Manufacturing Practices (GMP)
 Regulated by FDA
 No marketing until proven safe
 Drugs marketed prior 1938 were “grandfathered”
▫ Specify minimum requirements for manufacturing
in US
▫ Assure pharmaceutical safety/quality
▫ Manufacturers are responsible for compliance
 Levothyroxine, digoxin, NTG, Phenobarbital
• Kefauver-Harris Amendment 1962
 Manufacturers must prove effectiveness and safety of drug
before marketing
 FDA authority to regulate Rx drug advertisements
 Informed consent in clinical investigations
 Reporting adverse drug reactions
 Creation of GMP
 Register with FDA
 Describe manufacturing/production (NDA process)
 FDA inspection approx. every 2 years
 Unless history of deficiencies requires more
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Federal Laws:
Manufacturing
• Orphan Drug Act 1983
 Provides incentives (tax and licensing) to promote
research, approval, marketing of drugs for rare
diseases
 Rare Disease = affects < 200,000 persons in US
• FDA Modernization Act 1997




J. Baker
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Added legend requirement, “Rx Only”
Provisions to fast track some NDA
Encouraged research for new uses of drugs
Clarification on compounding by pharmacies
SCPhA MPJE Review
May 12, 2014
Federal Laws:
Manufacturing
• Dietary Supplement Health Education Act
(DSHEA)
▫ Products may be marketed without proof of efficacy
▫ Products currently on market do not have to be proven
safe
▫ Not required to manufacture under GMPs
▫ May make structure/function claims on labels if
statements do not indicate product will diagnose, cure,
treat, or prevent disease
 Label must state claims not reviewed by FDA
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May 12, 2014
Examples of Misbranded
in a Pharmacy
Adulterated vs Misbranded
(39-23-40)
• A drug is adulterated if:
• Mixing different lot numbers
• Labeling Rx with trade name but dispensing
generic product instead
• Refilling Rx without authorization of prescriber
• Labeling Rx with one strength, but actually
dispensing another strength
▫ Contains in whole/part any filthy, putrid, or
decomposed substance
Or
▫ Has been prepared, packaged, or held under
unsanitary conditions
Or
▫ Has been manufactured under conditions that do not
meet GMP standards
Or
▫ Contains unapproved color additive
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Adulterated vs Misbranded
(39-23-40)
• A drug is misbranded if:
▫ The labeling is false or misleading in ANY
MANNER
▫ Manufacturers
 Missing name/location of manufacturer, packer,
distributor
 Quantity of container contents is not present
 All required information is not prominent
 Adequate directions for use/warnings (OTC)
J. Baker
184
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May 12, 2014
A drug product consisting of tablets may be
declared misbranded under all of the
following guidelines EXCEPT:
A.
B.
C.
D.
Does not meet assay limits
Does not indicate number of tablets present
Official names of certain ingredients not used
Name and location of manufacturer is missing
46
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185
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187
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FDA: New Drug Approval
17 year process
May 12, 2014
Types of NDAs
• Discovery timeframe: 2-10 years
• Pre-clinical testing (INDA)
• Phase I testing: 20-80 healthy volunteers
• Innovator pharmaceutical companies:
 IND, NDA, SNDA
• ANDA: abbreviated NDA
 Drug properties; safety
 Encourages generic development
 Require proof of similar properties to innovator’s drug
• Phase II testing: 100-300 volunteers
• SNDA: Supplement NDA
 Drug effectiveness and dosing
• Phase III testing: 1,000-5,000 volunteers




 Drug effectiveness compared to control group
• NDA & FDA Review
• Phase IV: Post-marketing testing
Change in labeling/packaging of already marketed drug
Change in manufacturing location
Change in synthesis of drug
Change in production procedure of drug
186
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Investigational New Drug Application
•
•
•
•
•
INDA submitted before testing on humans
FDA has 30 days to approve/disapprove
Safety is determined by results of animal testing
Step before entering 4 Test Phases
Treatment IND
 Allows patients not enrolled in a clinical trial who have life
threatening illness for which there is no cure to receive IND
 Treatment protocols must be submitted
 AIDS, some cancers, Alzheimer’s & Parkinson’s Diseases
J. Baker
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May 12, 2014
FDA: Package Inserts
Must be informational, not promotional
Description of Drug
Clinical pharmacology
Adverse reactions
Indications/Usage
Abuse/Dependency Potential
Contraindications
Symptoms/Treatment
Warnings/Precautions
Overdose
Dosage/Administration
Date of most recent revision
47
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Drug Recall Classes
May 12, 2014
Pregnancy Warnings
• C: Safety during human pregnancy not determined;
animal studies are either positive for fetal risk or not
conducted; use if benefits outweighs potential risk
• Class I
 Serious adverse health consequences including death.
 Recall includes pharmacy stock and notifying patients.
 Fioricet
 Zoloft & Prozac
• Class II
• D: Positive evidence of risk to human fetus through ADR
data; use only if benefits are acceptable despite risks
 Temporary or reversible effects, remote probability of serious
effects.
 Recall pharmacy stock.
 Paxil
 Phenytoin
• Class III
 Drug product is unlikely to cause adverse health consequences.
• X: Contraindicated in pregnant women and in women of
childbearing age unless contraception is used
 Accutane
 Thalomid
 Lipitor
190
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SC Legislature
Pregnancy Warnings
• A: Studies show no risk to fetus
 Folic Acid
 Levothyroxine
• B: No studies in pregnant women, but animal
studies failed to demonstrate risk to fetus
 Acetaminophen
 Diphenhydramine
 Glucophage
J. Baker
Dept
Health/Environmental
Control
Dept Labor, Licensing,
Regulation
Bureau of Drug
Control
Board of Pharmacy
48
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193
195
Board of
Pharmacy
SCPhA MPJE Review
May 12, 2014
Pharmacy Practice Act
(PPA 40-43-10)
Inspectors
Permit Facilities
Pharmacy
Non-Dispensing Drug
Outlet
Medical Gases/Legend
Devices
Non-Resident
Pharmacy
FQHC
License
Pharmacists
Register
Technicians
Active
Inactive
Lapsed
Registered
Register Interns
State Certified
• The purpose of this chapter is to promote,
preserve, and protect the public health, safety,
and welfare by and through the effective control
and regulation of the practice of pharmacy; the
licensure of pharmacists; the licensure,
permitting, control, and regulation of all sites or
persons, in or out of this State, that distribute,
manufacture, possess, or sell drugs or devices
within this State, as may be used in the
diagnosis, treatment, and prevention of injury,
illness, and disease of a patient or other
individual.
194
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Board of Pharmacy
BOP Responsibilities
(PPA 40-43-40)
(PPA 40-43-60(D))
• Eight Members
▫ 6 RPh Members from Congressional districts
 Eventually there will the 7 to include newest district
▫ 2 Members appointed by Governor
 Lay Person at large
 Pharmacist at large
 Serve co-terminously with appointing Governor
May 12, 2014
• Regulates the practice of pharmacy
• Regulates sale/dispensing of drugs, poisons,
devices
• Establish minimum specifications for facilities
• Confine to Rx order a drug found to be
dangerous to public if dispensed w/o Rx
• Terms
▫ 6 year terms
▫ Limit: Two consecutive terms
J. Baker
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BOP Responsibilities
May 12, 2014
Numbers to Remember
(PPA 40-43-60(D))
• 10 Days Rule
• Seize drugs/devices constituting imminent
dangers to public health/welfare
• Promulgate regulations necessary to carry out
PPA
• License pharmacists, permit facilities, etc
• Adopt professional rules of conduct for
pharmacists
 Anyone leaving or starting a job
 Change of PIC
 Change of Consultant Pharmacist
 Change of address (facility or person)
 Permanent closing
• 30 days notification
 Theft or loss of drugs/devices
 Controlled substances
▫ Notify BOP and DHEC (DEA Form 106)
 Conviction of any employee
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May 12, 2014
BOP Inspections
(PPA 40-43-60)
•
•
•
•
Biennial inspections of all facilities
Inspect for compliance
Violations must be corrected
Inspectors
Controlled Substances
▫ Pharmacists licensed in South Carolina
J. Baker
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Bureau
of Drug
Control
DHEC Bureau of Drug Control
May 12, 2014
(44-53-480)
• Drug Inspectors
▫ Pharmacists
▫ Officer/employee of Bureau of Drug Control
Inspectors
• Inspect at least once every 3 years
Manufacturing
Distribution
▫ All practitioners/registrants who manufacture,
dispense, distribute controlled substances
Dispensing
202
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May 12, 2014
DHEC Drug Inspectors (44-53-480(c))
• The Department of Health and Environmental
Control may contract with the Board of
Pharmaceutical Examiners for the Chief Drug
Inspector of the Board of Pharmacy and his
assistants, to enforce the provisions of this
article with respect to inspections and audits
which apply to pharmacists or pharmacies
whether located in drugstores, hospitals or other
health care facilities.
J. Baker
204
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May 12, 2014
DHEC Drug Inspectors (44-53-480)
• While in the performance of their duties as
prescribed herein, shall have:
(1) Statewide police powers;
(2) Authority to carry firearms;
(3) Authority to execute and serve warrants, etc
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DHEC Drug Inspectors (44-53-480)
May 12, 2014
DEA Registration
(4) Authority to make investigations to determine
whether there has been unlawful dispensing of
controlled substances or the removal of such
substances from regulated establishments or
practitioners into illicit traffic;
(5) Authority to seize property; and
(6) Authority to make arrests without warrants for
offenses committed in their presence.
• Individuals (researchers), manufacturers,
distributors, exporters, narcotic treatment
programs, dispensing locations (pharmacies)
must be registered by DEA in order possess
controlled substances
• Separate/special registration is required for
detoxification/maintenance treatment
206
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Federal Laws:
Acquisition/distribution
• Controlled Substances Act
 Administered by DEA
 Regulates buying, inventorying, prescribing,
dispensing, storing, using, destroying
• Harrison Narcotics Act 1914
 Controlled distribution/usage of narcotics
SCPhA MPJE Review
May 12, 2014
DEA Registration
• Pharmacies use DEA Form 224
• Each location must have registration EXCEPT




Warehouses by registrants for storage
Practitioner’s office that only prescribes
Common carriers (e.g. freight delivery companies)
Office where sales are only solicited, made, etc
• DEA Registration is valid for 36 months
• Renewal forms are sent 60 days out
 Notify DEA in writing if forms not received 45 days
J. Baker
52
May 12, 2014
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209
SCPhA MPJE Review
SCPhA MPJE Review
May 12, 2014
Distribution of Controlled Substances
DHEC Registration
•
•
•
•
211
May 12, 2014
(61-4.1401)
DHEC Registration is valid for 12 months
Separate registration for each location
PIC is considered the registrant
Reregister within 60 days of expiration
Practitioner who is registered to dispense a
CS, may distribute to another practitioner
(w/o registering to distribute) provided that:
1.
 Renewal forms are sent 60 days out
 Notify DHEC in writing if forms not received 45 days
before renewal
2.
3.
4.
Other practitioner is registered to dispense CS
Proper records are kept (CS 316(c) and 316 (e))
DEA Form 222 is used for Schedule I or II
Total number of CS dosage units distributed
must not exceed 5% of all CS dispensed in 12
month period
210
SCPhA MPJE Review
Security
SCPhA MPJE Review
May 12, 2014
When a pharmacist conducts a controlled
substance inventory, which of the following
must be included?
(61-4.406)
• A registrant may not employ anyone, who has
access to CS, who has been convicted of a felony
offense relating to controlled substances,
without a waiver from DHEC and the DEA
• Employees are responsible to report drug
diversion
J. Baker
212
May 12, 2014
I.
II.
III.
A.
B.
C.
D.
Drugs stored in a warehouse for the registrant at a
different location
Drugs ordered for a customer but not yet paid for
All controlled substance dispensed over the past 30
days
I only
I and II only
II and III only
I, II, and III
53
May 12, 2014
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213
SCPhA MPJE Review
May 12, 2014
215
SCPhA MPJE Review
Controlled Substances
Hospital Setting (61-4 Part 1900)
May 12, 2014
Controlled Substances
Hospital Setting (61-4 Part 1900)
• Administrative head is ultimately responsible for
proper safeguarding and handling
▫ Responsibilities may be delegated
• Physicians’ orders shall appear on doctor's order
sheets, no Rx is required
• Verbal/Telephone orders are permissible only if
absolute necessity
▫ Physician must verify order within 72 hours
• Prescriptions are not required for controlled
substances in floor stock
▫ Request for the drug appears on the prescriber's
orders which must be signed by the physician
▫ Administration is recorded on a medication
administration record (MAR)
▫ CS not kept as floor stock and not administered to
patient must be returned to pharmacy within 72 hours
after order is discontinued
214
SCPhA MPJE Review
May 12, 2014
Controlled Substances
Hospital Setting (61-4 Part 1900)
• Practitioner must be authorized to handle
controlled substances/prescribe in the state
• Hospital verifies practitioner is permitted to
dispense, administer, or prescribe
▫ And authorizes them to do so under the hospital DEA
and assigns a specific internal code for each
practitioner
• Within scope of practice in the hospital or
institution
J. Baker
216
SCPhA MPJE Review
May 12, 2014
Controlled Substances
Hospital Setting (61-4.1912, 1913)
• Physician cannot obtain CS for his/her own
office from hospital inventory
• Unlawful to
 Dispense hospital stock to employees
 Dispense CS to outpatients on a physician’s order
• Patient must be physically examined by
physician in ER or outpatient facility before
administration of CS
54
May 12, 2014
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217
SCPhA MPJE Review
219
May 12, 2014
SCPhA MPJE Review
Definition of practitioner
May 12, 2014
Checking DEA Number
40-43-30(45)
Anyone authorized by law to diagnose and prescribe drugs and devices.
Who may prescribe controlled substances in S.C.?
1.
Physician
2. Dentist
3. Osteopath
4. Podiatrist
5. Veterinarian
6. Licensed nurse practitioner (certified)*: C-III – CV only
7.
Optometrists: CIII – CV only with limitations
8. Physician assistants*: CII (limited); CIV – CV
BB1234563
• Add 1st, 3rd, 5th Digits together
 1+3+5=9
• Add 2nd, 4th, 6th Digits & Multiply by 2
 (2 + 4 + 6) 2 = 24
• Add both sums together
 9 + 24 = 33
• Last digit of sum same as DEA last digit
▫ Acting in regular course of professional practice
▫ *Based on prescriptive authority within protocols
218
SCPhA MPJE Review
220
May 12, 2014
Prescriptions for Controlled Substances
(61-4.1003)
• May be communicated by agent of practitioner
directly to the pharmacist
▫ Act of prescribing may not be delegated
• Must contain all required information
▫ Including full name/address of patient
▫ DEA Number (printed or written)
SCPhA MPJE Review
May 12, 2014
Which of the following digits would make
this DEA number an authentic one:
BC445987__
A.
B.
C.
D.
E.
6
7
8
9
0
• Same signature as a legal document
 Handwritten
 Written in ink or indelible pencil
• Corresponding liability on RPh for accuracy
J. Baker
55
May 12, 2014
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221
SCPhA MPJE Review
SCPhA MPJE Review
Prescriptions for Controlled Substances
• Out-of-State CS Prescriptions (61-4.114)
▫
▫
▫
▫
223
May 12, 2014
May 12, 2014
Patient-Practitioner Relationship
(61-4.1103)
• Relationship includes, but is not limited to:
Pharmacist knows patient
Requires proper ID and documents on Rx
Good faith inquiry into legitimacy of Rx
Rx meets all SC requirements
▫ Sufficient knowledge of the medical need
▫ Determination of the benefit to risk ratio of the use of
such substance
▫ Good faith determination of the identity and address
of the patient
▫ Determination of the physical condition of the patient
▫ Practitioner shall be in personal attendance of the
patient at the time of issuance of the prescription.
222
SCPhA MPJE Review
224
May 12, 2014
Prescriptions for Controlled Substances
• Out-of-State CS Prescriptions (61-4.114)
▫ Practitioner requirements
 Acts within scope of practice
 Would be allowed to prescribe in SC
 Holds valid DEA number in place of origin of Rx
SCPhA MPJE Review
May 12, 2014
Patient-Practitioner Relationship
(61-4.1103)
• Due to the likelihood of the loss of objectivity
required in making the necessary medical
decisions in order to properly prescribe or
dispense controlled substances.
• Usually can not acquire a valid patientpractitioner relationship with:
▫ Himself or herself
▫ Member of his or her immediate family,
▫ Non-family members (i.e., fiancé or fiancée, close
personal friend, paramour, etc.) if presence of extreme
compassion, ardor, extortion, etc.
J. Baker
56
May 12, 2014
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225
SCPhA MPJE Review
227
May 12, 2014
SCPhA MPJE Review
Patient-Practitioner Relationship
May 12, 2014
CII Prescriptions
(61-4.1103)
• In the event of a bona fide emergency situation,
where great detriment to the health or safety of a
patient may be involved, a practitioner may
administer, dispense or prescribe limited
amounts of controlled substances to any person,
notwithstanding the provisions of this Section,
until such time as another objective practitioner
can be contacted.
• High potential for abuse
• May lead to severe psychological or physical
dependence
• Current accepted medical use
• Opiates, opioids, most amphetamines &
barbiturates
• Dispense no more than 31 day supply (61.4-1102)
▫ No limit on transdermal patches (44-53-360(e))
• Rx Expires 90 days from date of issue (61.4-1102)
226
SCPhA MPJE Review
Identification Requirement
(44-53-360(i))
• Prescription for a controlled substance in
schedules II-V may not be filled unless the
dispenser know the recipient or requires proper
identification and notes the identification source
on the prescription.
▫ Rx Number
▫ Government Issued photo ID: Type, State/Entity,
Number
▫ Verify picture with person
▫ Initials of employee collecting ID information
▫ Be conscious of HIPAA/Confidentiality
J. Baker
228
May 12, 2014
SCPhA MPJE Review
May 12, 2014
Purchasing CII Drugs
• DEA Form 222
▫ www.deadiversion.usdoj.gov
▫ 1-800-882-9539
• Power of Attorney
 Other individuals may be authorized to obtain and
execute order forms
 POA signed by same person who signed most recent
application for registration and by individual
obtaining authorization
57
May 12, 2014
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229
SCPhA MPJE Review
Spring 2014
The address printed on DEA 222 for SCPhA Patient
Care pharmacy is incorrect. In that case, the
(select one):
A.
B.
C.
D.
231
May 12, 2014
Emergency CII Fill
61.4-102(n)
Registrant must return the form to the DEA to
correct the error
Registrant should rewrite the correct address
before ordering drugs
Registrant should not worry about the address
Registrant should place the correct address
label on the wrong address before ordering the
drug.
• What constitutes an emergency?
▫ Immediate administration is necessary for proper
treatment
▫ No appropriate alternative treatment in another
schedule is available
▫ It is not reasonably possible for prescriber to
provide a written Rx to give patient prior to
dispensing
230
SCPhA MPJE Review
May 12, 2014
CII Prescriptions
• Must be written order signed by prescriber
• Exceptions
▫ Emergency fill per verbal order with follow up of
written Rx within 72 hours
▫ Fax is acceptable as original Rx for patients on/in
home infusion, LTCF, hospice
 Written, signed, “Voided” Rx maintained in patient’s
medical record
• Multiple CIIs Rxs can be issued by a practitioner
for up to total 90 day supply
J. Baker
232
SCPhA MPJE Review
May 12, 2014
Emergency CII Fill (61.4-1101(d))
• Oral authorization from prescriber
• Quantity is limited to the amount adequate to
treat the patient during the emergency period
• Write “Authorization for Emergency
Dispensing” on Rx
• Good faith inquiry into legitimacy
• Written Rx Received within 72 hours
▫ If Rx not received, DHEC Drug Control must be
contacted
58
May 12, 2014
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233
SCPhA MPJE Review
235
May 12, 2014
SCPhA MPJE Review
May 12, 2014
Partial Fill of CIIs for LTC or Terminally
Ill Patients (61.4-1105(b))
Partial Filling of CIIs
• Patient may request less quantity than
prescribed
• Pharmacy may not have full quantity in stock
• Patient may have terminal illness or be in LTCF
• Document on Prescription
 “Terminally Ill” or “LTCF patient”
 Date of partial fill
 Quantity dispensed
 Authorized quantity remaining
• CII Rx’s for these patients only valid for 30 days
from date of issue
▫ Partial Fill for up to 30 days
234
SCPhA MPJE Review
236
May 12, 2014
Partial Fill of CII by Pharmacy
61.4-1105(a)
• Document quantity dispensed on face of Rx
• Remaining quantity must be dispensed within
72 hours
• No further quantity may be supplied beyond 72
hours without a new Rx
SCPhA MPJE Review
A partial filling of a Schedule II prescription is permissible
under which of the following circumstances?
I.
The patient is over 65 and only wants half the
number of doses prescribed by the physician because
he can not afford the full amount
II.
The prescriber indicates that she would like the
patient to get half the prescription today and the rest
in a week if the medication agrees with him
III.
The pharmacist is out of stock and will provide the
balance of the prescription to the patient in 72 hours
A.
B.
C.
D.
J. Baker
May 12, 2014
I only
I and III only
II and III only
I, II, and III
59
May 12, 2014
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237
SCPhA MPJE Review
239
May 12, 2014
SCPhA MPJE Review
CIII Prescriptions
May 12, 2014
CV Prescriptions
• Drugs have accepted medical use
• Potential for abuse less than CI or CII
• May lead to moderate or low physical
dependence or high psychological dependence
• Drugs having an accepted medical use
• Low potential for abuse relative to CIVs
• May lead to limited physical or psychological
dependence
• If dispensed as OTC: see OTC section
• If dispensed as Rx: see CIII-CV section
238
SCPhA MPJE Review
240
May 12, 2014
CIV Prescriptions
• Drugs have accepted medical use
• Low potential for abuse relative to CIIIs
• May lead to limited physical or psychological
dependence
Spring 2014
CIII - CV Prescriptions
61.4-1201
• Rx may be
▫ Written and signed by a practitioner
▫ Fax of a written prescription transmitted to the
pharmacy
▫ Oral prescription made by individual practitioner
 Promptly reduced to writing by pharmacist
• Practitioner may administer or dispense directly to
patient in course of normal practice (same with CIIs)
J. Baker
60
May 12, 2014
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241
243
Spring 2014
SCPhA MPJE Review
Faxed Prescription
Refills for CIII – CV
61.4-1201
May 12, 2014
(61.4-1202,1203)
• Maximum of 5 refills allowed before Rx expires 6
months after date of issue
• PRN Refills may not exceed 5 refills
• May be refilled no sooner than 48 hours
• If exact daily dosage not specified:
• Fax OF a written, signed Rx
• Include in addition to Rx requirements:
▫ Name, address, phone of prescriber
▫ Time/date of transmission
▫ Name of intended pharmacy
▫ Calculate date of refill from usual daily dosage on
package insert
242
Spring 2014
CIII - CV Prescriptions
61.4-1202, 1203, 1204
• Dispense no more than 90 day supply
• Rx expires 6 months after issue date
• If exact daily dosage not specified:
▫ Calculate date of refill from usual daily dosage on
package insert
244
SCPhA MPJE Review
Partial Filling of CIII – CV
May 12, 2014
(61.4-1205)
• Partial filling is recorded in same manner as a
refilling but it is NOT a refill!
• Total quantity dispensed does not exceed total
quantity prescribed
• 6 months expiration from date of issue
• Practitioner-Patient relationship required
J. Baker
61
May 12, 2014
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245
SCPhA MPJE Review
SCPhA MPJE Review
Partial Filling of CIII-Vs
May 12, 2014
CS Changes Allowed
Patient Request
•
•
•
•
247
May 12, 2014
Example:
Xanax 1mg #90 Sig: i tid
Patient only wants 45
Patient is not required to wait 15 days for the
balance or a portion of the Rx
After consultation with a prescriber, the
pharmacist is permitted to change:
• Patient Address
• Drug Strength
• Drug Quantity
• Dosage Form
• Directions for Use
246
SCPhA MPJE Review
Partial filling of a schedule IV controlled
substance prescription is permissible,
provided that
I.
II.
III.
A.
B.
C.
D.
J. Baker
Each partial filling is recorded
Total quantity dispensed in all partial filling does not
exceed the total quantity prescribed
Total price charged for the partial fillings does not
exceed the total price the patient would have paid
with a complete filling of the prescription
I only
III only
I and II only
I, II, and III
248
May 12, 2014
SCPhA MPJE Review
May 12, 2014
CS Changes Not Permitted
The following changes require a new Rx
•Patient’s name
•Controlled substance prescribed
 Except for generic substitution
•Prescriber’s signature
62
May 12, 2014
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249
SCPhA MPJE Review
251
May 12, 2014
SCPhA MPJE Review
May 12, 2014
Prescriptions for Controlled Substances
Controlled Rx with No Date of Issue
(61.4-1202)
• After filling, RPh must document
• Contact practitioner prior to dispensing
controlled substance
▫ Date of original fill
▫ Initials of pharmacist
▫ Quantity dispensed (if different)
• Document the issue date and communication
with prescriber
250
SCPhA MPJE Review
Changing Date of Controlled Rx
• NO DATE CHANGES are allowed for any
controlled substance, even if prescriber is
contacted
• Can obtain new verbal Rx for non-CIIs
J. Baker
252
May 12, 2014
SCPhA MPJE Review
May 12, 2014
The partial fill of morphine for a terminally ill
patient must be completed within 72 hours
of the initial fill.
True
or
False
63
May 12, 2014
SCPhA MPJE Review
253
SCPhA MPJE Review
255
May 12, 2014
SCPhA MPJE Review
A patient presents a prescription for MS Contin
30mg tablets #60 to his local pharmacy & indicates
that he would only like to get 30 of the tablets now
and will return to get the other 30 in a week if the
medication agrees with him. The pharmacist
should:
A.
Call the prescriber to get permission to dispense 30
B.
Dispense 30 tablets as requested by the patient
C.
Advise the patient that the full 60 tablets must should
be supplied at one time or the remaining tablets will
be void
D.
Fill the prescription as requested by the patient but
advise the patient that the balance must be picked up
within 72 hours
May 12, 2014
Controlled Substance Inventory
(61.4 Part 700)
• Inventory taken annually on May 1st
▫ Maintain records for 2 years
▫ Separate inventory for each registered location
▫ Must get permission from DHEC to complete on a different date
• Record:
▫
▫
▫
▫
▫
Exact count of CI-CIIs
Estimated count of CIIIs-Vs (exact if > 1000 ct bottle)
Whole numbers only
Date/Time inventory taken (beginning or end of business day)
Who completed inventory
• Other times to take inventory
▫ Non-Controlled to Controlled change
▫ Change in PIC
254
SCPhA MPJE Review
All of the following are Schedule I controlled
drugs EXCEPT:
A.
B.
C.
D.
J. Baker
Heroin
LSD
Methylphenidate
Marijuana
256
May 12, 2014
SCPhA MPJE Review
May 12, 2014
Controlled Substance Inventory
• Stocking (61-4.405)
▫ CIIs-CVs may be stored in a secure cabinet
OR
▫ CIIs-CVs may be dispersed throughout stock of noncontrolled substances
• Thefts (61-4.406-408)
▫ BOP, DEA, DHEC must be contacted directly upon
discovery of loss
▫ DEA Form 106
▫ Breakage, damage or spillage is not a “loss”
64
May 12, 2014
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257
SCPhA MPJE Review
259
May 12, 2014
SCPhA MPJE Review
Purchasing/Transferring
Controlled Substances (61-4.603)
May 12, 2014
Controlled Substances Records
• Records must reflect transfer from one
registrant to another
• Must
▫
▫
▫
▫
▫ Readily retrievable
▫ Kept for two years
• Invoice records must clearly indicate
date/quantity CS are received
Be readily retrievable
Be complete and accurate
Maintain purchase/transfer records
Maintain disposition records (prescriptions)
▫ CII records must be kept separate
▫ CIII-Vs separate or with non-controls
258
SCPhA MPJE Review
260
May 12, 2014
SCPhA MPJE Review
May 12, 2014
Dispensing Records for Controlled
Substances (61-4.603)
Which of the following require an
exact count when taking inventory?
•
A.
Reflects sale or disposition of CS
▫
Readily Retrievable/Complete and Accurate

▫
▫
Daily printouts verified, signed, by each
individual who filled Rx that day
Maintained for 2 years
Maintain 3 files (per State law)
B.
C.
D.
Dalmane
Concerta
Halcion
Darvon Compound
1. CII
2. CIII – CV
3. Non-Controlled Substances
J. Baker
65
May 12, 2014
SCPhA MPJE Review
Spring 2014
SCRxIPTS
Spring 2014
SCRxIPTS
• State Prescription Monitoring Program
•
•
•
•
44-53-1650
▫ http://www.scdhec.gov/administration/drugcontr
ol/pmp.htm
Doctor shoppers and unscrupulous prescribers
Data provided by dispensers
Schedules II – IV
Frequency:
▫ Daily on days open for business
▫ Zero dispensing also reported
•
Persons authorized to receive data
1.
2.
3.
4.
5.
6.
7.
8.
Practitioner/pharmacist who certifies request is for
purpose of providing Tx for bona fide patient
Individual requests their own information
LLR representative involved in investigation of
designated person
Local, state, federal law enforcement directly
involved in investigation of designated person
SC DHHS regarding Medicaid program recipients
Properly convened grand jury pursuant to subpoena
issued for records
Personnel of Drug Control for administration and
enforcement of program
Qualified personnel involved in research/education
264
44-53-1640
Spring 2014
SCRxIPTS
• Dispenser electronically submits Rx info
▫
▫
▫
▫
▫
▫
▫
▫
▫
▫
J. Baker
Dispenser DEA registration number
Date drug was dispensed
Prescription number
Whether Rx was new or refill
NDC for drug dispensed
Quantity dispensed
Approximate number of days supplied
Patient name, full address, date of birth
Prescriber and their DEA registration number
Date prescription issued by prescriber
SCPhA MPJE Review
May 12, 2014
Mailing Controlled Substances
• USPS permits mailing CS
• No mailing of poisons or alcohol-containing
products that can be considered beverages
• Packaging:
▫ Inner container is properly marked/sealed
 Including Rx label requirements
▫ Outer container is plain, secure
 Free of markings that indicate nature of contents
66
May 12, 2014
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265
SCPhA MPJE Review
267
May 12, 2014
SCPhA MPJE Review
•
DEA Required Records
•
•
•
•
•
•
•
DEA Form 222
Power of Attorney to sign Order Forms
Receipts/Invoices for CIII – CVs
Inventory records of controlled substances
Records of distribution or dispensing
Report of Theft or Loss (DEA Form 106)
Inventory of Drugs Surrendered for Disposal
(DEA Form 41)
• Transfer records between pharmacies
• DEA Registration certificate
In which of the following locations would you not find
pharmaceutical manufacturer’s drug samples?
a.
b.
c.
d.
e.
•
May 12, 2014
I. hospital pharmacy
II. physician’s office
III. chain or community pharmacy
I only
III only
I & II only
II & III only
I, II, and III
The primary responsibility for oversight of prescription
drug advertising rests with the:
a.
b.
c.
d.
e.
FTC
DEA
FDA
HCFA
USP
268
SCPhA MPJE Review
•
Review Questions
Just a few
J. Baker
May 12, 2014
Patient counseling shall include which of the
following elements?
a.
b.
c.
d.
e.
Techniques for self-monitoring drug therapy
Refill history
Potentially serious side effects or interactions
Both A & C
Both B & C
67
May 12, 2014
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269
SCPhA MPJE Review
•
271
May 12, 2014
SCPhA MPJE Review
On April 5, 2013, a patient calls about a refill of his
Ritalin-SR prescription. The prescription was issued
on January 15, 2013 and initially dispensed on
February 20, 2013 for a 31 day supply. The
prescription was marked for one refill. According to
SC law, which of the following could the pharmacist
legally do without prescriber intervention?
May 12, 2014
The requirement that pharmacists must offer to
counsel patients concerning their prescriptions
was included in which of the following
congressional actions?
a.
b.
c.
d.
e.
a. dispense the drug since one authorized refill
remains
b. dispense the drug by writing a new prescription,
referencing the original, and marking no refill
c. dispense a 72 hour supply and contact the
prescriber
d. either B or C is acceptable
e. none of the above
Durham-Humphrey Amendment of 1951
FD&C Act of 1938
Kefauver-Harris Amendment of 1962
Prescription Drug Marketing Act of 1987
Omnibus Reconciliation Act of 1990
270
SCPhA MPJE Review
Nonprescription products containing which of the
following must not be directly accessible to the
consumer?
I. Pseudoephedrine
II. Phenylpropranolamine
III. Dextromethorphan
a. I only
b. III only
c. I & II only
d. II & III only
e. I, II, & III
J. Baker
272
May 12, 2014
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May 12, 2014
The purchasing agent of your hospital suggests
that the hospital purchase a two-year’s supply of a
popular antibiotic at a special price. Which of the
following are legal activities?
I. Purchase of that quantity of the antibiotic for hospital use
II. Sell a portion of the antibiotic to another area hospital
III. Sell a portion of the antibiotic to a community pharmacy
a.
b.
c.
d.
e.
I only
III only
I & II only
II & III only
I, II, and III
68
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273
SCPhA MPJE Review
SCPhA MPJE Review
Evidence indicates that a marketed drug product
may have a new use for another condition. In order
to claim this new indication, a drug manufacturer
must:
a.
b.
c.
d.
e.
275
May 12, 2014
Submit an abbreviated NDA
Submit a supplemental NDA
Submit an NDA
Apply for patent protection
Inform FDA in writing of the revised labeling
May 12, 2014
Which of the following is NOT true regarding the
ratio of technicians to pharmacists:
a. In a community pharmacy when working at a 1:1
ratio, there are no requirements for technician state
certification.
b. In an institutional pharmacy, there is a 3:1
employment ratio and the operational ratio is
determined by the pharmacist in charge
c. In a community pharmacy when working at a 2:1
ratio, both pharmacy technicians must be state
certified.
d. In a community pharmacy when working at a 3:1
ratio, two of the technicians must be state certified.
e. None - All of the above are true
274
SCPhA MPJE Review
Which of the following is NOT a requirement that
must be met in order for a pharmacy technician to
become recognized as state certified:
a. Pass the Pharmacy Technician Certification Board
Examination
b. Pass the Multi-State Jurisprudence Examination
c. Complete a Board of Pharmacy approved technician
education course
d. Acquire 1000 hours of experience working as a
registered technician
e. Fulfill state CE requirements for pharmacy
technicians
J. Baker
276
May 12, 2014
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May 12, 2014
A pharmacist who fills an oral morphine sulfate
prescription in an emergency does not receive the
written prescription within 72 hours from the
prescriber. The pharmacist must
I. Notify DHEC Bureau of Drug Control
II. Notify the SC Board of Medical Examiners
III. Call the patient and request that he/she obtain a
written prescription to cover the oral order
a.
b.
c.
d.
e.
I only
III only
I & II only
II & III only
I, II, & III
69
May 12, 2014
SCPhA MPJE Review
277
SCPhA MPJE Review
May 12, 2014
Final Thoughts
• Study the laws/regulations – not just the slides!
• Get to know your BOP and DHEC inspectors!
• If in doubt, ask questions
Good luck!
J. Baker
70
Note: This is been reprinted with permission from the DHEC Bureau of Drug Control for
educational purposes. Pharmacies must request permission to provide emergency kits for LTC
facilities.
EMERGENCY DRUG KIT PERMISSION
Exception Number:
Date Issued:
Pursuant to a request for exception to the Controlled Substances Regulation (S.C. Code Ann.
of
, SC, Controlled Substances Registration Number
is granted
Reg. 61-4)
permission to maintain emergency drug kits containing controlled substances in Long Term Care
Facilities licensed by the Department of Health and Environmental Control at premises other
than the registered location under the following conditions:
(a)
The controlled substances emergency drug kit shall contain not more than ten (10)
controlled substances entities (schedules II-V) as determined by the pharmacy supplier.
(a)
Controlled substances drugs for emergency use shall be obtained through the pharmacy
which regularly provides drugs to the facility and these controlled substances shall
remain the property of the pharmacy until legally administered.
(a)
Controlled substances for emergency use shall be provided in single unit-dose form.
(a)
A facility shall be permitted to possess not more than three (3) doses of each controlled
substances drug entity in the kit. The ten drug entities may be of the same or different
concentrations, strength, or dosage unit form.
(a)
The controlled substances emergency drug supply shall be used only for a bona fide
medical emergency situation in which the attending physician makes the determination
that the immediate administration of the controlled substance is necessary for the proper
medical treatment of the intended ultimate user, and that it is not reasonably possible to
obtain the controlled substance pursuant to a prescription, consistent with good medical
practice. The controlled substances emergency kit shall not serve as a routine source of
medication for facility patients.
(a)
The attending physician shall substantiate in the patient record either by written or verbal
order the necessity for the use of any controlled substances contained in the emergency
kit. Items used from the kit shall be promptly replaced by the pharmacist-supplier based
on chart orders that are forwarded to the pharmacy. A written prescription shall be
provided by the attending physician, within seventy-two (72) hours of the order for
emergency administration, for schedule II controlled substances administered pursuant to
this exception.
(a)
The controlled substances emergency kit shall be stored in a securely locked,
substantially constructed cabinet, meeting the standards of federal and state regulations
governing the storage of controlled substances.
(a)
Only those persons designated by the Administrator and Pharmacist of the facility shall
have access to the controlled substances emergency kit.
(i)
The pharmacist-supplier of the controlled substances drugs stored in the institution for
emergency use shall have the primary responsibility for the proper control and
accountability of such drugs in the facility.
(j)
No person, individual, practitioner, or facility shall be permitted to perform, by virtue of
this section of these regulations any act otherwise prohibited by law.
(j)
Nothing in these regulations shall compel any licensed pharmacist or any pharmacy
registered under the State or Federal Controlled Substances Acts to provide controlled
substances for emergency use to any facility.
(j)
The Division of Health Licensing and the Bureau of Drug Control of the South Carolina
Department of Health and Environmental Control shall be notified in writing by both the
facility and the pharmacist-supplier of the name and location of the facility in which the
pharmacist intends to place an emergency kits containing controlled substances and the
names, strengths, and quantities of the controlled substances to be contained therein.
(j)
Facilities maintaining a controlled substances emergency kit shall be subject to
unannounced inspection by the Bureau of Drug Control at any reasonable time, in order
that compliance with the controlled substances regulations may be ascertained.
(j)
The administration of controlled substances to the patients of the facility shall be
performed only by persons authorized by an individual practitioner and in compliance
with the laws of this State.
South Carolina Department of Health
and Environmental Control
Wilbur L. Harling, Director
Bureau of Drug Control
dhec/bdc/07212003
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