THE REPUBLIC OF COSTA RICA Daniel Villavicencio & Marín Zamalvide General Introduction to Costa Rica and its Science and Technology System The analysis of Costa Rica shows that it country with a historically high level of development in the context of the Latin region. Costa Rica does not have a consolidated tradition with respect to and Technology activities, over the last years it has developed an institutional and a sustained policy of support for activities that can be considered successful if we take into account the of its indicators. Likewise, we must the continuing improvement of its and technological capacities and their which is the attraction of direct foreign investment in sectors that intensively knowledge - in particular those sectors information and communication technology. 1. is a human American Science thirty system these evolution consider scientific impact, use related to Considerations of the History of Science and Technology in Costa Rica The existence of higher education institutions in the country dates back to the 19th century but these institutions were more involved in the education of liberal professionals than the development of areas of scientific research. Nevertheless, from the mid 20th century, with the founding of the University of Costa Rica, the country began to consolidate an academic system to support the different areas of scientific and technological knowledge. Since the beginning of the 1970s, the country has consolidated not only a university system but also a series of institutions in the field of science and technology that geared towards research tasks and coordination of the field. This is demonstrated by the increased access to higher education of a significant proportion of the population and sustained growth in the size and productiveness of the scientific community. At the beginning of the 1990s the relevance afforded to these research and development activities was consolidated with the creation of a new institutional organization and State bodies, such as the specific Ministry for this area, together with the appearance of private and civil organizations geared towards the promotion of scientific and technological knowledge. These efforts succeeded with the First National Science and Technology Program (1998-2002) and, for example, diverse actions that led to a strengthening of the field of agricultural and biological knowledge. Nevertheless, spending on Science and Technology is 0.3% of GDP and this money mostly comes from public funding. The Second National Science and Technology Program (2002-2006) sought to overcome low levels of private sector participation in Science and Technology activities, and is currently drawing to a close. Its principal strategy would seem to be the providing of support for the participation of international companies in the information technology sector and sustained support for emerging companies that use knowledge intensively, in particular in the area of information technology and biotechnology. Table 1: Historical review of the main governance S&T institutions Year Action 1972 Creation of the National Council for Scientific and Technological Researches 1986 Creation of the Ministry of Science and Technology (MICIT) 1986 Transformation of the role of the National Council for Scientific and Technological Researches 1990 Formalization of the National System of Innovation of Costa Rica 1992 Creation of the National System of Scientific and Technological Information 2004 Creation of the Regional Council of Science and Technology 2. Management of Science and Technology The origins of some of the institutions currently responsible for carrying out S&T policies are to be found in the 1970s. The first legal framework establishing policy dates from 1972,1 with the creation of the National Council for Scientific and Technological Research. The council was an autonomous institution with its own legal resources and representation. The objective in creating this institution was the promotion and systematization of S&T activities as a vehicle for development. However, the current S&T system has its origins in the late 1980s and early 1990s. A second stimulus in the consolidation of an institutional system was the creation of the Ministry of Science and Technology (MICIT – Spanish acronym) in 1986. This institution’s powers include the definition of science and technology policy via the National Science and Technology Plan. Its objectives include: • The integration of S&T policies with general policy in the economic and social sphere; • Coordination of the different science and technology players as well as acting as an interlocutor before higher organizations charged with political decisions; • Definition of specific policies for the stimulation and support of scientific and technological activities; • The offering of incentives to the private and public sectors and to higher education institutions and research centres with the goal of increasing capacity for generating scientific and technological knowledge; • The promotion of innovation as an essential element in strengthening capacity for adaptation to changes in the international economy in such a way as to improve the quality of life of the general population; • Stimulation of the capacity for national technological management for reconverting the national productive sector and increasing its competitiveness. The Ministry’s functions are defined by the Promotion of Scientific and Technological Development Law2 ratified in 1990. This law established mechanisms for the functioning and coordination of the National Science and Technology System that is responsible for facilitating scientific and technological research leading to economic and social advances through sustainable development. The creation of the Ministry, and the definition of its tasks as the principal political organ established by law, led to a redefinition of the role of the National Council for Scientific and Technological Research (CONICIT – Spanish acronym). It was transformed into the second most important institution in the field and orienting its activities towards the provision of support for scientific activity and innovation, the promotion of knowledge generation and the dissemination of this knowledge at the national level. The achievement of these objectives are facilitated through the funding of scientific research, the provision of support for the training of new human resources and the dissemination of information to the scientific community. Similarly, it plays an important role in obtaining various international loans for the promotion of scientific and technological activities, such as the lines of credit provided by the InterAmerican Development Bank. It also carries out such tasks as the statistical systematization of researchers, publications, innovative companies, etc. through creation of the Science and Technology Register. 1 2 Law No.5048, published in 1972 Law No.7169 Throughout the 1990s a series of institutions were consolidated that would come to form part of the Costa Rican National Innovation System. In 1992, the National Biotechnology Commission3 was created with the objective of exploiting the country’s comparative advantages associated with products based on such knowledge. In this same year a series of complementary institutions, such as the National Scientific and Technological Information System, were created with the goal of providing systematization in order to more effectively use all available national information resources. In relation to this formation, Law 7169 led to the creation of the Scientific Colleges that were designed to provide students with an education in solid scientific knowledge and improve the teaching of sciences by focusing on the following areas: mathematics, physics, chemistry, biology and information technology. Other relevant institutions forming part of this system are the National Academy of Science and the National Chamber of Technology Companies. Diagram 1: S&T system Ministry of Agriculture Ministry of national planning and economic policies Ministry of Economy, industry and commerce National commission for the Improvement of the Quality Ministry of Foreign commerce Ministry of health Ministry of public education Ministry of natural resources Ministry of energy and mining State University at Distance Ministry of science and technology (MICIT) National Council of Rectors (CONARE University of Costa Rica Scientific college National University National Council of Scientific and Technological Research (CONICIT) National commission of biotechnology Technologic al Institute of Costa Rica Regional Council of Science and Technology National Academy of Science 3 Association for the Promotion of the Sciences and the Technology Decree No.21065; MICIT Programs and instruments Association of Companies of Technological Base 2.1 S&T Policies The framework for policy in Science, Technology & Innovation is determined by a group of public and private institutions together with higher education institutions active in the sector. The country is currently implementing the Second National Science and Technology Program for the period 20022006 and is seeking to expand on the policies developed in the previous program (1998-2002), which was considered a success as it managed to improve the country’s science, technology, innovation and competitiveness indicators. The current plan has the general objective of creating conditions for scientific and technological development that allow for the implementation of an economic and social development model guaranteeing improvements in the population’s living standards and increasing the competitiveness of companies and the national academic sector. To this end seven objectives have been established, and these are translated into specific strategies and programs designed to achieve the established goals. The first major objective is Strengthening the National Science and Technology System through the design of adequate policies, improvements to legal instruments, the development of strategic action and the decentralization of science and technology as the supports for a knowledge based economy. This objective is to be met through the application of three concrete policies: 1. The first policy is the devising of a strategy for the National Science and Technology System, and the Ministry of Science and Technology, under the control of the Ministry and the National Council for Scientific and Technological Research. The funding sources for this policy come from National Budget resources and loans secured from multilateral bodies. 2. The second policy is focused on the creation and consolidation of Regional Science and Technology Councils (CORECIT – Spanish acronym). These are collegiate bodies attached to the Ministry of Science and Technology and have the function of promoting and managing scientific and technological development in the various regions of the country. Among its objectives are to be found: the coordination and implementation of regional science and technology policy and the dissemination of existing knowledge from urban and rural areas with the goal of improving the living standards of all citizens; guiding the population towards a correct interpretation and understanding of the achievements and impact of science and technology in daily life and, finally, achieving greater economic, social and environmental advances that guarantee a better quality of life. 3. The third policy is the promotion and fostering of an updated Science and Technology Register. In this way information, concerning databases and indicators will be kept up-todate and this will allow for easy access to such information via communication and information technology. A second major objective is the provision of support, promotion and incentives to scientific and technological education through the Capital Increase Program, which can be broken down into six specific objectives. • Support for the promotion of S&T in popular culture through participation in the various forms of mass communication. Those responsible for applying this policy are the MICIT and CONICIT while funding is provided from the National Budget. • The creation of mobile classrooms for the spreading of S&T in different forums at the local level. Those responsible for this activity are the MICIT, State Institutions of Superior Level (IEES), the CORECIT and the various municipalities. Funding for this policy comes from the National Budget and contributions from the private sector. • Support through financial strengthening of the numerous scientific colleges as a means to promote their consolidation. Those responsible for carrying out this policy are the MICIT, the Ministry of Public Education and the various State Universities. Funding comes from the Incentives Fund that forms part of the National Budget. • The strengthening of the Grants and Incentives Fund, which is for the awarding of grants, the development of internships and other activities. Those responsible for achieving these objectives are the MICIT and the CONICIT and the funding comes from the National Budget and the National Incentives Fund. • Support for Research Centres and university education institutions. This support implies the organization of National and International Science and Technology Prizes and the funding of science and technology research projects. Those responsible for this policy are the MICIT and the CONICIT and funds come from the National Budget. • Improvements in the teaching of S&T at all educational levels in order to stimulate the idea of science as a vocation among students through the creation and promotion of prizes, science Olympiads and science fairs associated with the different disciplines. The key players in this are the MICIT, the Ministry of Education, CONICIT, CIENTEC, IEES Public Universities and the private sector. Funding is provided from the National Budget, Public Universities and the private sector. A third major objective is the Promotion of Information and Communication Technology Usage that is geared towards improving Costa Rica’s position on the international stage. This can be broken down into twelve concrete policies. • Effect improvements to the communication infrastructure and the Advanced Internet Network through bettering the quality of service, offering competitive prices and supporting innovation in this technological area. This implies democratization of Internet access and its use as a tool for human development and democracy, as well as the purchase of 100,000 computers for homes and Small and Medium Sized Companies (PYMES – Spanish acronym) via the banks and the provision of Internet access. Those responsible for implementing this policy are the MICIT, the National Bank of Costa Rica and the Popular Development Bank, while funding comes from the National Budget and various members of the private sector (the banks and equipment suppliers). • The consolidation of digital signatures, establishing the necessary legal framework for their development. Those responsible are the MICIT and the National Assembly, while funding comes from the National Budget. • The broadening of Internet access through the creation of telecenters, a policy controlled and financed by the Costa Rican Institute of Electricity (ICE), The National Bank of Costa Rica (BNCR), the Costa Rican Post Office, the Ministry of Culture, Youth and Sports (MCJD) and the State university at Distance (UNED), Ministry of Science and Technology, X-Ray Costa Rican SA, (RACSA), Advisor Commission of High Technology (CAATEC) • The improvement of training for Internet users through the implementation of a Training Plan. Those responsible for this plan are the ICE, BNCR, the Costa Rican Post Office, MCJD and the UNED MICIT, RACSA, CAATEC. Funding comes from the National Budget, ICE, BNCR, the Costa Rican Post Office, MCJD and the UNED RACSA, CAATEC. • The dissemination of national S&T among the population through the implementation of a Science and Technology Promotion Plan that includes the organization of forums, workshops and promotional campaigns. This policy is developed by the MICIT with the participation of the National Bank of Costa Rica, MCJD, the Costa Rican Post Office, RACSA, and CAATEC. Funding is provided by the ICE, BNCR, the Costa Rican Post Office, MCJD and the UNED • Promotion of digital government via the encouragement of use of ITC in government activities through the creation of a Government Portal and in the communication of Civil Society. Those responsible for this policy are the MICIT and the numerous players of public administration, with funding coming from the National Budget. • The drawing up of an Act to create the National Commission of Political Information Technology that would design a National Information Technology Policy Program. Funding for this policy would come from the National Budget and responsibility for the program would lie with the MICIT. • The promotion of software at the national level via diverse strategies of financial support for companies in the computing, information technology and data transmission sector. For the initial phase, funding will come from the National Budget and the private sector. Those responsible for the development of this policy are the MICIT, the IEES and the Chamber of Software Producers (CAPROSOFT – Spanish acronym). • The establishment of Doctoral Programs in the area of Computing as these are currently non-existent in the country. Funding will come from the National Budget and the private sector while those responsible for carrying out the policy will be the MICIT, CENAT, IEES and CAPROSOFT • The extension of financial support to students in the area of software in order to update their knowledge through the introduction of internships and postgraduate programs. Funding for this policy will come from the National Budget while those responsible for carrying out the policy will be the MCIT, CENAT and CAPROSOFT. • The promotion of “tele-jobs” with the support of companies. Funding for an initial phase will come from the National Budget and the policy will be carried out by the MICIT, MTSS and CAPROSOFT. • The stimulation and promotion of the Advanced Internet Network (Internet 2) via the CRnet and the ICE. Funding for this policy will come from the National Budget, IEES, CENAT, CRNET, and the European Union. A fourth major objective is the Promotion of Technology Transfer between Suppliers and Users of Technology, which can be broken down in to the following nine policies each with specific objectives. • Improvement of the competitiveness of products and services of high aggregate value through the promotion of technologically based companies and their links with universities via the Aura Validation Project. This will be funded from the National Budget and via the Costa Rica-US Foundation and the US Embassy. The carrying out of policy will be the responsibility of the MICIT, CONICIT, CEFOF, CENAT and the University of Costa Rica. • Facilitation of technology transfer from business sector Research Centres through support for technological negotiation conferences. Those responsible for this policy are the MICIT, Universities, the regional private sector and the various CORECITS, all of which are responsible for funding. • Improvements to the competitiveness, productivity and information of the productive sectors through the development of various mechanisms. This will be funded by the National Budget and from the sales of services. The body responsible for carrying out the policy will be the CEFOF. • Development of national awareness and promotion of clean technologies in production processes to protect the environment and improve the quality of life. This will be funded from the National Budget and by International Cooperation. Bodies linked to the carrying out of this policy are the MICIT, Centre for Training of Teachers and Technical Personnel for the Industrial Development of Centre America (CEFOF), the National Centre for Cleaner Technology, the Ministry of Atmosphere and Energy (MINAE) and the Ministry of Health. • The drawing up of a National Science and Technology Promotion and Dissemination Plan that will promote research in the areas of energy, biotechnology and biodiversity. This will be funded by the Incentives Fund anticipated in the National Budget. Those responsible for carrying out the policy will be the MICIT, CONICIT, National institute of Biodiversity (INBIO) and the various universities. • Stimulation of programs and projects in the field of applied nuclear energy for peaceful purposes. This will be financed by the Incentives Fund anticipated in the National Budget and by the OIEA. Those responsible for the policy will be the MICIT, CEA, the Ministry of Health, the private sector and academia. • Promotion of technological services via an integral strategy favouring the business, public and academic sectors. This will be funded from the National Budget and by International Cooperation. Those responsible for carrying out this policy will the MICIT and the CONICIT. • Promotion of connecting businesses via fostering the development of conglomerates in such a way as to improve their productivity and competitiveness. Those responsible for carrying out this policy will be the MICIT, CINDE and PROCOMER and funding will be provided by the INCAE, MEIC, CINDE, Competitive Funds and from the National Budget. • Support for new technologically based companies through strengthening the company incubator program. The funding sources for this policy will be Universities, industrial parks, and the National Budget via Competitive Funds and Incentive Funds. A fifth major objective is the Promotion of Sustained Growth for Resources Assigned to Research, Development and Innovation. This policy can be subdivided into five specific policies geared towards achievement of the stated objective. • Promotion of improvements in the competitiveness of PYMES through an increase in funds destined for applied research and consolidation of the loan from the World Development Bank (WDB) for Science, Technology and Competitiveness. Funding will be provided from the National Budget through the Incentives Fund and Competitive Funds as well as by the WDB. • Development of biotechnology companies as a source of competitiveness through the development of consolidation strategies, the creation of a Support Centre for Innovation in Biotechnology and through placing the Biotechnological project at the service of agriculture. Funding will be provided from the National Budget, foreign investment, cooperation funds from the CEE, MICIT, the Ministry of Public Education, the Ministry of Agriculture and Livestock Farming and the National Seeds Office. Those responsible for carrying out these policies will be the MICIT, CONICIT, International Bodies and public bodies that will provide funding. • Support for the creation and competitiveness of the PYMES. Funding will be provided by the Popular Bank and from the National Budget via Competitive Funds. The policy will be carried out by the MICIT, MEIC, INS PROCOMER and the private sector. • Production of Science and Technology indicators (basics, innovation and social perception) through the consolidation of the Science and Technology Indicators System. Funding will be provided by the MICIT, chambers of commerce, the various universities, the Incentives Fund and International Cooperation. Those responsible for carrying out the policy will be the MICIT, CONICIT, INEC, IEES and the private sector. • Development of greater capacity in science and technology services through the strengthening of Research Centres. Funding will be provided by International Cooperation and from the National Budget. Those responsible for carrying out the policy will be the MICIT, universities and private technology centres. A sixth major objective is the Promotion and Stimulation of National and International Technical and Financial Cooperation. This policy is divided into three further policies each with specific objectives: • Increased cooperation with Latin American countries via the Latin American Science and Technology Plan for Development. Funding is provided from the National Budget and the policy will be carried out by the MICIT. • Increased company productivity and competitiveness through cooperation with Latin American companies and Research Centres via the Strategic Technological Alliances Program BEROEKA. Funding should be sought by each of the projects. The policy will be carried out by the MICIT. • Promotion of initiatives for improving Science, Technology and Innovation through the formulation and execution of projects with the Central America and Panama Commission for Scientific and Technological Development. Funding sources will be the CTCAP and International Funds. The MICIT will be in charge of this policy. The seventh major objective is Support for Productive Modernization Efforts with a View to Improving the Quality and Productivity of Products, Goods and Services. This general objective is to be met by four specific policies. • Consolidation of the organization and management of the Costa Rican Accreditation Body (ECA – Spanish acronym) via the updating of its technical documents. Funding for this policy is the responsibility of the ECA, the National Budget and International Cooperation. Those responsible for carrying out the policy are the MICIT and the ECA itself. • Development of a communication and dissemination strategy for the ECA. As above, the MICIT and the ECA will be responsible for funding and carrying out the policy. • Accreditation via the strengthening of accreditation services in the areas of experimental and calibration laboratories, and inspection and certification bodies. Funding sources are the ECA, the National Budget and National Cooperation. The policy will be carried out by the MICIT and the ECA. • Promotion of greater participation of the ECA at the international level through its taking part in international accreditation forums. Funding for this policy and the bodies charged with carrying it out are similar to those indicated for the previous policy. At present, the majority of the policies described above are at different stages of development and anticipate different mechanisms for follow-up and evaluation that will be established at the end of the period covered by the Plan. Table 2: Historical review of main S&T policies Year Programs Institution 1990 Act for the Promotion of the Scientific and Technological Development Ministry of Science and Technology 1990 Establishment of the National System of Science and Technology Ministry of Science and Technology 1992 Fund of Incentives Ministry of Science and Technology 1998-2002 First National Program of Science and Technology Ministry of Science and Technology 2002-2006 Second National Program of Science and Technology Ministry of Science and Technology 2002 Pro PYME Fund Ministry of Science and Technology National Council for Scientific and Technological Researches 2002 2002 2002 Program for the increase of the scientist and technological culture of the population Ministry of Science and Technology Promotion of the use of the technologies of information and communication Program Ministry of Science and Technology Project of Validation Aura for the creation of companies of high added value Ministry of Science and Technology National Council for Scientific and Technological Researches Public and private institutions of the CIT area National Council for Scientific and Technological Researches University of Costa Rica 2002 Promotion and Popularization of the Science and the National Technology Plan MICIT, CONICIT, Public and Private Universities 3. Major Participants in R&D Activities The major participants in Research and Development Activities in the country are the public and private higher education institutions, regional and international bodies, cooperatives and foundations. Nevertheless, the majority of R&D activities are performed within universities and in particular the University of Costa Rica that boasts the country’s most important tradition and trajectory. This university was founded in 1940 but its origins date back to the beginning of the 19th century. The university possesses 64 laboratories, used for R&D activities in numerous fields of knowledge, and offers scientific and technological services. Its links with organizations and bodies from the productive sector and with the numerous public administration institutions are established through specialized offices in technology transfer and the University Foundation. The following Research Centres of the University of Costa Rica are notable for their excellence: • The Centre for Molecular and Cellular Biology (CIBCM – Spanish acronym) study molecular and cellular biology applied to the study of viruses, bacteria and parasitic organisms. Among its applied research activities can be found the genetic improvement of crops via molecular biology and genetic engineering. It is also involved in projects of molecular identification and the characterization and classification of the country’s rich biodiversity. It also undertakes activities in bio-exploration, evaluating possible uses for these riches in a sustainable development model for the country. • The Centre for Food Technology Research (CITA – Spanish acronym) specializes in technology for food production, chemical analysis and processes as well as their application to industrial processes. • The Atmospheric Chemistry Laboratory (LAQAT – Spanish acronym) specializes in analytical chemistry, atmospheric chemistry and meteorology and conducts basic and applied research. It offers its services to the productive sector and public administration in the areas of air quality analysis, evaluation of energy producing systems and their emissions as well as treatment systems for the reduction of emissions. It also undertakes consulting activities concerning the use of clean technologies. • The National Laboratory for Structural Materials and Models (LANAMME – Spanish acronym) primarily study the behaviour of different construction materials, structures and systems during earthquakes. • The Centre for Agricultural Research (CIA) is an agricultural research centre that conducts research into the following areas: natural resources, soil, biotechnology and post-harvest. It offers services to the productive sector via its soil, microbiology and biochemical laboratories and offers consulting and assessment services. • The Materials Science and Engineering Research Centre (CICIMA – Spanish acronym) is a research centre dedicated to the study of the physical and chemical properties of materials used in industrial processes. Another group of relevant participants in R&D is formed by institutions directly dependent on public administration, among which the following are noteworthy: • The Costa Rican Institute of Technical Norms (INTECO – Spanish acronym), which is a national normalization body. Its principal function is the normalization of products and services and it represents the country before the International Organization for Standardization (ISO). • The Veterinary Services Laboratory (LANASEVE – Spanish acronym) is dependent on the Ministry of Agriculture and Livestock Farming and undertakes support work for those bodies involved in the evaluation and analysis of animal health. It plays an important role in the certification of the majority of Costa Rican exports. • The National Office of Norms and Measurement Units (ONUM – Spanish acronym), which has amongst its functions legal metrology, the control of packaged products, measurement equipment and the quality control of various products. In Costa Rica, there also exist organizations of a national and regional character that play an important role in Science and Technology such as: • The National Institute of Biodiversity (InBio – Spanish acronym) is a Biodiversity research and management centre and among its objectives are the study, valuation, dissemination and applications of national Biodiversity. It is a non-governmental civil organization with close links to government bodies, universities, the business sector and other public and private entities. The most important lines of research are inventory and monitoring, conservation, bio-informatics and bio-exploration. • The “Dr. Franklin Chang Díaz” National Centre for Advanced Technology (CENAT – Spanish acronym) is an inter-university body specializing in the development of research and postgraduate programs in the area of advanced technology and of linking and innovation projects both with the private sector and the government sector. Its work is conducted in the areas of materials science and engineering, biotechnology, information science and information technology, manufacturing processes, environmental management and science, culture and society. • The objective of the Centre for Technological Management (CEGESTI – Spanish acronym) is promotion of the competitiveness of Costa Rican and Central American companies. To achieve the objective it offers consulting, training and information services. • The Centre for the Training of Teachers and Technical Personnel for the Industrial Development of Central America (CEFOF – Spanish acronym) is a technology transfer centre founded with financial aid from the Japanese government. It is involved in the training of human resources in the areas of information technology, productivity and quality control. With respect to the role of the private sector in S&T, less than half of companies are involved in R&D activities. Nevertheless, certain differences exist between the distinct activity sectors with the manufacturing sector contributing just 31.7% of private R&D, followed by the agricultural sector with 54% and the service sector with 60%4. However, the most important participation within this last sector is related to the activities of software companies with 95% of them involved in R&D. 4 R. Monge-González; A. Vicente-León; J. Alfaro-Chamberlain, I&D, Innovation and Transfer of Technology in the Costa Rican Productive Sector more oriented towards the Know-how based economy Table 3: Main S&T performers Institute Mission and Objectives Legal status Institute of Technical Norms of Costa Rica (Instituto de Normas Técnicas de Costa Rica (INTECO)) 1987, www.inteco.or.cr Certification and normalization of products and services. Non profit organization Laboratory of Veterinary Services (Laboratorio se Servicios Veterinarios (LANASEVE)), 1978 www.protecnet.go.cr Assessment and analysis of the animal health Affiliated to the Ministry of Agriculture National Institute of Biodiversity (Instituto Nacional de Biodiversidad (InBio)), 1989 www.inbio.ac.cr Research and management of the national biodiversity NGO National Centre of High Technology "Dr. Franklin Chang Díaz” (Centro Nacional de Alta Tecnología "Dr. Franklin Chang Díaz" (CENAT),) 1999 www.cenat.ac.cr High technology and innovation area. Specialized in the development of researches and post graduated studies Inter university institution. Technological Management Centre (Centro de Gestión Tecnológica (CEGESTI)), 1990 www.cegesti.org Promotion of the competitiveness of the companies of Costa Rica and the countries of Central America Non profit organization Centre for training of technical personnel for the industrial development of Central America (Centro de Formación de Formadores y de Personal Técnico para el Desarrollo Industrial de Centroamérica (CEFOF)), 1993 www.cefof.ac.cr Formation of human resources in the areas of computer, productivity and control of quality and technological transfer Costa Rica and Japan cooperation. University of Costa Rica (Universidad de Costa Rica (UDCR)), 1940 www.ucr.ac.cr Human resources formation, research and social diffusion of knowledge Public University Technological Institute of Costa Rica (Instituto Tecnológico de Costa Rica (ITCR)), 1971 www.itcr.ac.cr Human resources formation, research Public university National University (Universidad Nacional (UNA)) 1974, www.una.ac.cr Human resources formation, research Public university State University at Distance (Universidad Estatal a Distancia (UNED)), 1977 www.uned.ac.cr Its objective is to offer university education to the social minorities sectors Public university National Council of Universities 3.1 Human Resources in Science and Technology The first point to bear in mind is the number of graduates and their education profile when dealing with human resources in the field of S&T. When analyzed in this way, we see that while the number of people receiving a university education in the region is high, the distribution among areas of knowledge is heterogeneous. Based on figures from 2002 participation in the areas of basic scientific knowledge and engineering is 9%, a figure that for some analysts is evidence of a scarcity of specialized researchers.5 The number for the social sciences is 47%, 25% for education and 17% for health sciences. This tendency continues for graduates of Masters Programs where basic sciences and engineering represent just 7% of the total while social sciences represent 57% and education 28%. In the case of PhDs, although the total number of graduates is low (26), for this year there are no graduates in the areas of basic science and engineering, while graduates in social sciences and education represent 92% of the total. This situation has become more serious with introduction of a law promoting early retirement for academics and researchers and the drop in numbers for people becoming involved in Science and Technology. The research community in Costa Rica is comprised of approximately 1193 people that mean a relation of 1.02 researchers for every 1000 members of the Economically Active Population. The majority of these (84.9%) work in higher education institutions, and this is followed by the government sector (8.8%), the private sector (4%) and non-profit organizations (3%)6. Analysis of areas of knowledge shows that 37% of researchers are engaged in the area of natural science, 25% in social science, and 19% in agricultural science. What is notable, however, is the low level of participation by researchers in engineering and technology (10%) and medical science (9%). This distribution demonstrates the country’s weakness in terms of human resources for science and technology. With respect to the training of researchers, 22% hold a PhD, 30% a Masters Degree, 28.9% hold a Bachelor’s Degree and 0.3 have a specialized field of study. The majority of Masters Graduates completed their studies in Costa Rica (50%) while the majority of Doctors (43%) completed their studies in the USA. The average age of researchers is 41.3 and no significant variations are to be observed between the different areas of knowledge.7 There is a clear difference, however, between the participation of women and men in scientific activities as just 38% of researchers are women. These differences in gender participation will be studied in more depth in a later section. 5 6 7 National Science and Technology Program 2002-2006. MICIT (2002) Scientific and Technological Register, CONICIT. Scientific and Technological Register , CONICIT. 4. Scientific Production Analysis of the scientific production of the country will include the evaluation of publications in peerreviewed journals as well as applications submitted for patents. With respect to publications, analysis is concentrated on publications appearing in SCI Search and PASCAL. Analysis of publications in SCI Search per inhabitant provides a figure of 6.9; publications in the SCI Search in relation to the PBI 16.3; publications in the SCI Search in relation to R&D spending is 3.6 and for publications in the SCI Search, for each 200 researchers the figure is 13.3. Table 4: Total expenditure in science and technology per capita, percentage pf GDPI and research 1999 2000 2001 2002 2003 2004 Expenditure on S&T 52.40 61.75 - - 62.536 69.464 Expenditure on S&T per capita 14.76 16.21 - - 15.3 16.6 Expenditure on S&T as a perc. of GDPI. 0.33% 0.39% - - 0.36% 0.38% Source: RYCYT:2003; MICIT Costa Rica ;2004 The PASCAL data gives the following results: for publications per inhabitant the figure is 3.9; publications with respect to the PBI 9.2 and publications on R&D Spending 1.6.8 With respect to the production of publications the figures, while not low for a country from this region, do not correspond to the levels of human development or the levels of R&D development demonstrated by the country as a whole. The majority of specialist journals are published by the country’s principal university and is designed to disseminate information concerning research activities developed in the various research centres and are for a specialized reading public rather than the public. The country’s principal scientific publications are produced by the University of Costa Rica and are: 8 • Current Issues of the CIHAC, • Current Issues in Psychology, • Costa Rican Agronomy, • Annals of the CELEQ, • The Central American Studies Annual, • CIRCA Bulletin – Technical Series, • The Aquatic Environments Bulletin, • Bulletin of the Post-Harvest Technology Laboratory, • Digital Record, • The History Journal, • Dialogs: the Electronic History Journal, • Chibcha Linguistic Studies, • Girasol: The Organ of Communication of the Vice-Rector, RICYT • Heredity, • Engineering, • Population and Health in Mesoamerica, • University Presence, • Reflections, • The Mesoamerican Agronomy Journal, • The Crisol Journal, • The Journal of Tropical Agriculture, • The Journal of Tropical Biology, • The Journal of Legal Sciences, • The Social Sciences Journal, • The Geology and Ecology Journal, • The Journal of History, • The Journal of the Costa Rican College of Microbiologists and Clinical Chemists, • The Electronics Journal, • Current Research in Education, • The Journal of Modern Nursing in Costa Rica, • Science Journal, • The Central American Geology Journal, • Blood Journal, • REVITECA, • The Costa Rican Thought Series, and • University Weekly. With respect to patents filed during the last year for which we have data, 428 patents were filed and of these, 52 correspond to Costa Rican residents and 376 to non-residents. It is notable that the total number of patents and the numbers presented by both residents and non-residents have enjoyed a sustained increase over the last ten years. Nevertheless, as the figures show, for every patent filed by Costa Rican researchers approximately 6.3 applications are filed by non-residents. Table 5: Expenditure on R&D by Financing Sector Financing Sector 2003 2004 Government 11% 17% Enterprises 32% 28% Higher Education 38% 34% Others organizations 19% 21% Source: MICIT Costa Rica ;2004 Table 6: Researchers per Thousand Labour Force Researchers per Thousand 19991 20032 20042 1.02 0.67 0.60 1:Source RYCYT 2003 2:Source: MICIT Costa Rica ;2004 5. Observations Concerning the Research Profession With regard to the labour situation and pay levels for the research community, no documents have been found that would indicate these factors are critical for the creation of a science and technology community. Perhaps, because of this, the country has not suffered from the prolonged presence of a brain drain. One clear indicator of this is the high level of returning scientists once they complete their postgraduate studies in foreign countries. This would indicate that it exist adequate conditions in the country for the satisfactory integration of highly qualified human resources. It is also pertinent to highlight certain aspects of the gender balance within the science and technology community. Data indicates that women form 38% of the community, with 12.2 women for every 20 men. The only area of knowledge in which there are more women than men is in social sciences where they have a superiority of 11%. In agricultural science, the difference is even greater, with only 14.9% of the total being represented by women and in the area of engineering where the participation of women is just 33%. Nevertheless, what is perhaps even more worrying than the reduced participation of women in the scientific and technological community is their limited access to directional and supervisory posts. Women occupy just 30% of directorships of the 152 research units identified. This difference is also reproduced at the level of directing projects, as women are responsible for just 31% of these projects. Table 7: Total graduates by Knowledge Field and Level from the Public Universities (2003) Univ. degree or equivalent Magister PhD Arts and letters 69 29 1 Basic Science 69 117 0 Social Science 1030 715 2 Education 846 77 8 Natural Resources 109 40 1 Engineering 333 22 0 Medical Sciences 439 30 0 Source: MICIT Costa Rica ;2004 Table 8: Researchers by Knowledge Field Percentage Natural Sciences 37% Engineering and Tech. 10% Medical Sciences 9% Agro Sciences 19% Social Sciences 25 Source : Registro Científico y Tecnológico, CONICIT; 2002 Table 9: Researchers by level Percentage PhD 27% Masters 38% Univ degree or equivalent 28% Others 7% Source: MICIT Costa Rica, 2004 6. The Informal Structure of Science and Technology Numerous professional associations exist in the country that are involved in development activities linked to science and new information concerning technology, but there also exist four recently created organizations that play an important role in the promotion of professional activities in research and development: • The National Academy of Science (ANC – Spanish acronym) was created in June 1992 as a permanent forum for the discussion and analysis of scientific activity in order to promote the advancement of science at the national level through the stimulation and dissemination of scientific research; it has close links to national and foreign research centres and scientific organizations. • The Association for the Promotion of Science and Technology (PROCYT – Spanish acronym) was created in 1992 with the fundamental objective of improving the social, educational and productive status of members. It promotes the dissemination of programs to popularize science and technology among the population, placing special emphasis on Costa Rica’s young children and youths. • The National Council of Rectors (CONARE – Spanish acronym) was created in 1974 and reformed in 1982; this body is formed by the rectors of the University of Costa Rica, the National University, the State Distance Learning University and the Costa Rican Technological Institute. Its principal objective is to stimulate the systematic and coordinated action of the State’s Higher Learning University Institutions in accordance with the responsibility established in the Covenant for the Coordination of State University Higher Education. • The Chamber of Technologically Based Companies (CEBATEC – Spanish acronym), which was created in 1992 with the objective of protecting the interests of associated companies, which in the majority of cases are companies that intensively use knowledge as a source of competitiveness. This goal is achieved through technological programs and projects directed at companies in order to stimulate their growth, consolidation and efficiency. 7. Scientific Cooperation and Accords One of the strategies proposed by Costa Rica is the maximization of cooperation with other countries and multilateral organizations. The MICIT is responsible for organizing these actions. International cooperation is analyzed in three groups: bilateral cooperation (with countries), multilateral cooperation and participation in International Cooperation Networks. Bilateral accords exist with Germany, Argentina, Brazil, Canada, Taiwan, South Korea, Denmark, Spain, France, the United Kingdom, Rumania, the Russian Federation, Holland, Israel, Italy, Japan, Mexico, Norway, Sweden, Switzerland and Venezuela. Although the accords with different countries include different types of activity, generally they include support for the training of human resources and, in the case of developed countries, financial support in concrete thematic areas. With respect to multilateral organizations, Costa Rica is engaged in joint activities with: • The Central American Bank for Economic Integration, • The International Reconstruction and Promotion Bank, • The Organization of American States, • The International Atomic Energy Organization, • The International Organization for Migration (IOM), • The Latin American Faculty of Social Sciences, • The International Labour Organization, • The Latin American Economic System, • The Inter-American Agricultural Cooperation Institute, • The Tropical Agriculture Research and Training Centre, • The United Nations Educational, Scientific and Cultural Organization (UNESCO), • The United Nations Organization for Agriculture and Food (FAO), • The United Nations Development Program (UNDP), and • The European Union. Costa Rica also participates in various cooperation networks and programs. With respect to International Cooperation Networks the most important are: • The Latin American Science and Technology Indicators Network (RICYT – Spanish acronym), • The Caribbean Energy Information System (CEIS), • The Network for the Popularization of Science and Technology in Latin America and the Caribbean, • The Network of Postgraduate Studies in Planning and Management of Science and Technology in Latin America, • The Central America and Panama Commission for Science and Technology Policy Development (CTCAP – Spanish acronym), • The Latin American Biological Science Network (RELAB – Spanish acronym), • The Latin American Mathematics Network (UMALCA – Spanish acronym), • The Latin American Physics Network (RELAFI – Spanish acronym), • The Latin American Astronomy Network (RELAA – Spanish acronym), • The Latin American Biotechnology Network, • The Regional Biotechnology (PRB – Spanish acronym), • The Latin American Botanical Network (RLB – Spanish acronym), and • The Caribbean Academy of Science. Program for Latin America and the Caribbean Costa Rica also participates in the following Science and Technology Cooperation Programs: • The Latin American Science and Technology Development Program (CYTED - Spanish acronym), • The Science and Technology Common Market Program (MERCOCYT – Spanish acronym); • The group of Environmental Cooperation Programs and Networks: The Coastal Regions and Small Islands Environmental and Development Program (CSI – Spanish acronym), • The Earth System Research, • The International Framework, the International Biodiversity Program (DIVERSITAS), • The Sustainable Development Networks Program (SDNP – Spanish acronym), • The Ecological Sciences Program (MAB – Spanish acronym), • The Caribbean Coastal Marine Productivity Program (CARICOMP), and • The Scientific Committee on Oceanic Research (SCOR). Of particular relevance are the Agriculture and Biotechnology Sciences Cooperation Programs and Networks such as: • The Tropical Agriculture Centre for Research and Training (CATIE – Spanish acronym), • The International Centre for Tropical Agriculture (CIAT – Spanish acronym), • The Inter-American Institute for Agricultural Cooperation (IICA – Spanish acronym), • The Biotechnology Sub-Program of the Latin American Science and Technology for Development Program (CYTED Spanish acronym), • The System of Specialized Information in Food Biotechnology and Technology for Latin America and the Caribbean, and • The International Centre for Genetic Engineering and Biotechnology (ICGEB). 8. Conclusion For the last thirty years, the country has implemented some policies oriented to reinforce the educational system, to build R&D infrastructure and institutional conditions in order to develop a national system of innovation. During this time some S&T indicators have improved (human resources and researchers for instance), or the arrival of foreign enterprises investing in some knowledge intensive sectors. However, some targets have not been achieved yet, and are part of the policy agenda in the short term. This is the case of the low expenditures in R&D and the small inclination of enterprises to innovate. Pub /. SCI / research Public / SCI / population Public / SCI. Rate of Dep. Patents Research / Labour force / Invest. research Invest. / per capita GDPI Some basic indicators about Costa Rican performance in science technology and innovation in international comparison Invest. / Perc. Table 10: Argentina 0,39 9,86 13,86 1,63 1.062 5,2 5.581 15,2 21,4 Bolivia 0.26 2.7 49.85 0.38 300 6,5 129 1,4 10,3 Brazil 1,04 36,67 96,62 0,78 10.002 1,4 15.854 9,1 20,0 Canada 1,88 440,31 133,57 6,41 5.737 16,2 40.513 129,0 37,9 Costa Rica 0,39 17,75 - 1,53 342 6.3 278 7,0 13.3 Cuba 0,62 16,85 31,30 1,15 147 1,3 635 5,6 10,5 Chile 0,60 26,72 55,89 1,08 407 8,0 2.655 17,6 36,7 EEUU 2,64 960,03 217,42 8,77 164.795 0,8 331.538 115,1 25,1 Spain 1,03 162,35 81,51 5,09 3.464 46,4 28.409 67,9 34,1 México 0,39 24,84 95,26 0,64 526 23,8 5.995 5,9 22,0 Paraguay 0,10 0,98 11,93 0,18 10 25,1 36 0,7 7,9 Portugal 0,84 90,30 52,47 3,34 97 1154,4 4.619 44,8 22,6 Uruguay 0,22 9,59 26,09 1,00 34 17,3 398 11,8 32,0 Source: RICYT (2003); Registro Científico y Tecnológico, CONICIT; 2002