Application for a Licence to Manufacture Veterinary Chemical Products Australian manufacturers that carry out any step(s) of manufacture of veterinary chemical products are required by the Agricultural and Veterinary Chemicals Code to hold a current valid licence and comply with any conditions applied to that licence except where exempted by the Regulations (Agricultural and Veterinary Chemicals Code Regulations 1995 Regulations 59, 59A, 59B, 59C and 59D), The manufacturer is also required to notify the APVMA of changes to the manufacturing activities that are covered by the licence. Some of these changes may require the issue of a new licence, This application form should be completed by each manufacturer who carries out any step of manufacture of veterinary chemical products in Australia in order to obtain a licence. This form should also be completed by licensed manufacturers seeking a new licence for changes to manufacture, including changes to premises, legal entity and / or significant changes to the scope of their licence. IMPORTANT It should be noted that facilities may need to be audited and non-conformances addressed before a licence is issued by the APVMA to allow manufacture to commence. Therefore applications should be submitted to the APVMA at least 4 months before a licence is required. An application MUST be submitted before an audit takes place. Manufacture must not commence until a licence is issued to the applicant by the APVMA. Send the completed and signed form (and any attachments): BY POST TO: Manager, Manufacturing Quality and Licensing Section Australian Pesticides and Veterinary Medicines Authority (APVMA) PO Box 6182 KINGSTON ACT 2604 BY EMAIL TO: MLS@apvma.gov.au BY FAX TO: (02) 6210 4813 Please note: Pursuant to regulation 72A(2) of the Agricultural and Veterinary Chemicals Code Regulations 1995 (Agvet Code Regulations) , the fee payable for an application for the issue of a licence is $900. Payment can be made by cheque or credit card. Please refer to page 3 for payment details. Please note that the licence application will not be progressed until payment of the fee has been received. Page 1 of 19 Do I need to apply for a licence to manufacture a veterinary chemical product? If you are unsure about how to answer these questions you should contact the Manufacturing Quality and Licensing Section on 02 6210 4899. I. Do you hold a current licence to manufacture veterinary chemical products? yes [request existing licence number go to question III] no [go to question II] II. Is the product you are seeking to perform a step or steps in the manufacture of a product defined as a veterinary chemical product under section 5 of the Agvet Code? yes [go to question IV] no [a licence may not be required: proceed to question IV] III. Are you acquiring an additional manufacturing premises, OR relocating your manufacturing premises, or changing the ownership of the company or legal entity or premises changing, or seeking to change the scope of the manufacture which would result in a change of licence category? If you ticked any of the above – a new licence is required If none of the above applied – proceed to question IV IV. Is the product declared to be an exempt product under regulation 59 of the Agvet Code Regulations? yes [a licence is not likely to be required] no [a new licence is required V. Will the substance or mixture of substances either a) be prepared by a pharmacist in accordance with the instructions of a veterinary surgeon or b) be prepared by a veterinary surgeon in the course of the practice, by the person preparing the substance or mixture of substances, of his or her profession as permitted by or under a law of this jurisdiction yes [a licence may not be required] no [proceed to question VI] VI. Are you performing a single step in the manufacture of a veterinary chemical product where the person is considered to be an exempt person for the purposes of regulation 59A? yes [proceed to question VII] no [a licence is required proceed to complete the application form] VII. If you only perform storage of product, is the product still under quarantine when you receive it and are you required to wait for formal approval from the product manufacturer or product registration holder before this product is released for supply? yes [a licence is required proceed to complete the application form] no a licence may not be required] . Page 2 of 19 Australian Pesticides and Veterinary Medicines Authority ABN 19 495 043 447 ______________________________________________________________ INVOICE LICENCE APPLICATION FEE PAYMENT ______________________________________________________________ For: Please enter company name and site address details Amount Due: $900.00 GST: Please note that licence application fees are not subject to GST. Methods of Payment: By Cheque: Please make your cheque payable to the “APVMA” and send (with a copy of this invoice and application form) to: Manager, Manufacturing Quality & Licensing Section Veterinary Medicines Program Australian Pesticides and Veterinary Medicines Authority PO Box 6182 KINGSTON ACT 2604 Using Credit Card: Enter your credit card details and sign below then fax to 02 6210 4813 Amount Paid: _____________________________ . Visa Credit Card Number: . Mastercard . . . . Diners Club . . . . . . . American Express . . . . . . . Name on Credit Card: _____________________________________________ Expiry: ____ / _____ Signature: ____________________________________ For enquiries please contact Manufacturing Quality and Licensing Section on 02 6210 4899 Page 3 of 19 Section A. Licence Application Reason for Application New Manufacturer (not currently licensed) (please tick) Change of Ownership of Company/Premises or change of legal entity Relocation of Manufacturing Premises Change of Scope of Licence (requiring a new licence) Other: ………………………………………………………………………………….. APVMA Licence Does the applicant hold an existing APVMA licence? No Yes APVMA Lic. No: ………… Explanatory Comments APVMA USE ONLY Progress Application YES Reviewed by: NO File No. Allocated: M- Date: Comments: Application Fee Payment received: YES NO Page 4 of 19 Receipt Number: Section B. Applicant Details (Licence Holder) 1. Registered company name (as listed by the Australian Securities and Investments Commission). If not a registered company, please list full name/s of business owners/partners, or details of other legal entity, such as trust, government department etc. The nominated licence holder must be a legal entity. 2. ACN Details: ACN: If no ACN is held, please provide an ABN: ………………………………………….. 3. Trading Name or other business name (if used) 4. Street address of the main premises at which the manufacture of veterinary chemical products in Section B will be carried out. (This will be referred to as the main premises). 5. Postal address (if different to above) 6. Premises contact details Telephone No. Facsimile No. General email contact Website (if any) Page 5 of 19 7. Name of primary contact responsible for receiving notices from the APVMA. Please note: This person will also be considered the primary contact for all licensing/GMP matters unless the APVMA is otherwise advised. Title (Mr, Ms, Dr etc) Full name Position Phone number Mobile number Fax Number Email address Postal address (if different to site postal address in Q5) 8(a). Does this application include manufacturing premises owned or leased by the applicant other than those listed as the main premises in Question 4, where the same kind(s) of products are manufactured using the same procedures, the same steps of manufacture and under the same direct production and quality control management as those already listed under Question 4. (This will be referred to as secondary premises). Yes* No * If yes, please attach or list below the addresses of the premises 8(b). Does this application include manufacturing premises owned or leased by the applicant other than those listed in Question 4 and Question 8(a) where starting materials, work in progress or finished products are stored? (This will be referred to as tertiary premises). Yes* * No If yes, please attach or list below the addresses of the premises Page 6 of 19 Section C. Details of Manufacture Performed 9. Do you perform only analysis and testing of veterinary products? (single-step manufacture is considered to be Category 6 for APVMA licensing purposes) Yes go to Question 12 10. No go to Question 10 Do you perform only a single step in the manufacture of veterinary products (other than testing), for example, packing and/or labelling, or sterilisation? (single-step manufacture is considered to be Category 6 for APVMA licensing purposes as defined by regulation 3 of the Agvet Code Regulations) Yes then go to Question 12 11(a) No go to Question 11 Please specify what category/ies and types of veterinary chemical product manufacture that are or will be manufactured at the premises listed in Question 4, and where applicable 8(a) and 8(b) (tick one or more of the boxes). Category Category 1 Main Premises (Q4) Secondary Premises (Q8a) Tertiary Premises (Q8b) Tablets Capsules – hard shell Capsules – soft gel Pellets Bolus Creams/Lotions Ointment Gels Pastes Powders Granules Sprays Aerosols Liquids – oral Liquids - topical Suspensions Other (specify in 11b) Type of Manufacture Dosage Form (example - not Sterile and/or immunobiological products Immunobiologicals necessarily complete list) Please tick box Sterile products for injection Sterile products for topical use Subcutaneous implants Other (specify in 11b) Category 2 Non sterile veterinary preparations except Categories 3 and 4 Page 7 of 19 Category Category 3 Category 4 Main Premises (Q4) Secondary Premises (Q8a) Tertiary Premises (Q8b) Liquids Pastes Sprays Aerosols Powders Collars Ear tags Other (specify in 11b below) Premix – liquid Premix - powder Supplements – liquid Supplements - powder Therapeutic Pet Foods Probiotics Other (specify in 11b) Type of Manufacture Dosage Form (example - not Ectoparasiticides (for external application) Premixes / Supplements necessarily complete list) Please tick box 11(b) . Complete this section if you ticked “other” in any of the categories in Question 11(a). 12(a). State the step(s) of veterinary manufacturing carried out, or planned to be carried out, on the premises listed in Question 4 (the main manufacturing premises) and, where applicable, secondary and tertiary manufacturing premises. Tick for Appropriate Category Main Premises (Q4) Step of Manufacture Quality assurance (QA) of raw materials Serum collection Blood collection Plasma collection Colostrum collection Management and immunisation of donor animals Bacterial fermentation Fungal fermentation Virus cultivation Chemical synthesis Formulation including blending Dry milling Wet milling Granulation Filling Aseptic filling Packaging (primary or primary and secondary) Page 8 of 19 Secondary Tertiary Premises Premises (Q8a) Q8b) Tick for Appropriate Category Main Premises (Q4) Step of Manufacture Labelling (primary or primary and secondary) OR: Secondary packaging only (no primary) Secondary labelling only (no primary) Repackaging (primary) Relabelling (primary) Strip packaging (primary) Blister packaging (primary) Sachet packaging (primary) Tableting Tablet coating Pellet extrusion Capsule filling from bulk Aerosol filling from bulk Freeze-drying Metal oxidisation Spray-drying Sterilisation: a) Heat b) Radiation c) Gas d) Filtration e) Chemical Microbiological reduction treatment: a) Heat b) Radiation c) Gas d) Filtration e) Chemical Analysis and testing: Physical Chemical Endotoxin testing Antibiotic assay Microbiological Sterility test Serological Immunological Other (please specify) Storage (in process) Release for supply (final quality release of finished product) Other type of manufacturing [please specify in 12(b)] Page 9 of 19 Secondary Tertiary Premises Premises (Q8a) Q8b) 12(b). Complete this section if you ticked ‘other’ type of manufacturing in 12(a) above. 13. Do you or do you plan to manufacture immunobiological and/or biological veterinary products? Yes * No go to Question 14 For biological products, enter below a list of all organisms used in the production areas or for production purposes: Product Organism/s 14. List all veterinary chemical products manufactured, part-manufactured or planned to be manufactured and/or packed on site*. This includes all products which are registered (or awaiting registration), subject to permit and/or export only see Section I, 32(a) of this form for information on accessing APVMA’s legislation) This information may be provided as an attachment if preferred. Product Name / Description APVMA Product Holder / Client Registration or Permit No. Page 10 of 19 Step/s of Manufacture Performed by Licence Holder (ie. “all”, “packaging only” etc) Status (ie registered, permit, export only etc) 15. Do you intend to export any of the above listed products to the European Community (EC)? Yes * No * If “YES”, you should be aware that you may need to obtain a Certificate of GMP Compliance of a Manufacturer issued under the Mutual Recognition Agreement (MRA) between Australia and the EC (refer to the APVMA’s website for further information, www.apvma.gov.au) 16. Please indicate whether any veterinary chemical products manufactured at any premises listed above contain any of the following materials: penicillins cephalosporins other antibiotics cytotoxic medicines hormones steroids chemicals to which any schedule of the SUSMP (Poisons Standards) applies Genetically modified organisms Radioactive Actives/ingredients containing nano material (less than 100 nanometres) If you ticked any of the above, please provide details below: 17(a). Are there any non-veterinary chemical products manufactured at any of the premises listed above? Are these products manufactured using the same equipment as used for manufacturing veterinary chemical products? (group as appropriate). Non-veterinary chemical products manufactured at same premises (group as appropriate) Is the same equipment used? Yes No Yes No Yes No Yes No Page 11 of 19 Comments Section D. Contract/Subcontract Manufacturing 18. Are there any external laboratories/manufacturers involved in analysis and testing of any of the veterinary chemical products (or intermediates) produced? List all manufacturers and laboratories involved in analysis/testing Name of Manufacturer Address APVMA Lic. No. Product Test/s performed 19. Are any other steps of your manufacture (such as packaging, sterilising etc, but excluding provision of raw materials) contracted out to other manufacturers? Yes complete details below No go to Question 20 List all steps contracted out to other manufacturers Name of Manufacturer Address APVMA Lic. No. Product Step(s) of Manufacture 20. If you do not perform release for supply of the products manufactured, who does perform this step? Name of Manufacturer Address APVMA Lic. No. Page 12 of 19 Product Section E. GMP Licensing by Other Authorities 21. Are the premises to which this application relates currently licensed, certified or accredited for GMP compliance (or its equivalent) by either of the following authorities/agencies? You will be required to attach evidence of current licensing, certification or accreditation Please tick where applicable: Yes # No go to Section F Therapeutic Goods Administration (TGA) of Australia National Association of Testing Authorities, Australia (NATA) # If “YES” please attach the following documents: (please note that the application will not be progressed without this information) full copy of that licence, certification or accreditation, including any attachments, schedules etc. full copy of last inspection report and closure advice from that authority 22. If you answered YES to Q21, is the holder stated on the attached licence/accreditation the same as the manufacturer stated in Q.1 of this application? Yes No * please provide comment 23. If you hold a TGA licence or NATA accreditation, are all of the veterinary products manufactured at the premises consistent with the product types/forms and steps of manufacture authorised under the scope of that licence/accreditation? Please note the APVMA is only able to recognise the sites, product types and steps of manufacture listed on the licence/accreditation. If you would like additional product types or steps included which fall outside of the scope these may require an audit by an APVMA authorised auditor. YES NO (please specify below which are not covered) Page 13 of 19 24. If you answered YES to Q.23, are the following aspects of all of your veterinary manufacturing performed under the same good manufacturing practices as licensed/accredited and inspected by that authority (please tick appropriate box) a) Premises Yes No* b) Plant and equipment Yes No* c) Processes and procedures Yes No* d) Documentation Yes No* e) Personnel (incl. those responsible for Production and Quality ) Yes No* * If NO to any of the above, please provide further information below: 25. If you are TGA-licensed and have declared that all your veterinary chemical products are manufactured within the scope of the TGA licence, inspections and all aspects of the manufacture of these products are performed under the same good manufacturing practices, do you give, do you give permission for the TGA to inspect your veterinary chemical product manufacture during their routine GMP inspections of your facility, and to provide the APVMA with their information relating to the outcome of those inspections? Please note: If you indicate “yes”, this also means you are giving the APVMA permission to provide relevant, possibly confidential information to the TGA relating to your veterinary chemical manufacture. Similarly, you are also agreeing to the TGA releasing relevant information to the APVMA. If you elect “no” then it is likely that separate audits by an APVMA-authorised GMP auditor will be required. Yes No Do you have any comments about the TGA and APVMA sharing information in relation to your application, including information about licensing and premises? Comments: Page 14 of 19 Section F : Facility Description Applicants are strongly encouraged to submit a Plant Master File (PMF or Site Master File), containing a detailed description of the facility operations, personnel and quality systems. If a PMF is provided, applicants may reference relevant pages of the PMF when answering the following questions. Details of Staff 26. Please indicate the numbers of employees engaged in following work areas and the numbers of shifts of staff per day: Work Area Permanent No. Staff No. Shifts per day Casual No. Staff No. Shifts per day Production Quality Control Storage and Distribution Technical and engineering support services TOTAL 27. Key Personnel – please provide information below. Please note that these people will be listed on your APVMA Licence to Manufacture Veterinary Chemical Products and that there are specific responsibilities associated with these roles which are described within the Agricultural and Veterinary Chemicals Code Regulations, the Manufacturing Principles 2007 and the Australian Code of Good Manufacturing Practice for Veterinary Chemical Products. A person should be nominated for both roles even if you are seeking a single step licence for either analysis and testing or release for supply. 27(a) Person responsible for PRODUCTION: Last Name Title (Mr, Ms, Dr etc) First Name Position in Company Degree/Diploma/Experience * Field of Study Years of Experience * where space insufficient, attach list. Page 15 of 19 27(b) Person responsible for QUALITY: Last Name Title (Mr, Ms, Dr etc) First Name Position in Company Degree/Diploma/Experience * Field of Study Years of Experience * where space insufficient, attach list. Organisational Structure: 28. Attach a diagram of the staff reporting structure for manufacturing and quality control. (This requirement is for evaluation of the organisational structure of the operation, particularly the separation of responsibility for quality control from manufacturing or marketing functions). Or Page reference in PMF:_________________________________ Details of Manufacturing Premises 29. Site Plan Please attach to this application a diagram showing the location of all buildings and their functions and activities on the property. The diagram should also indicate the activities carried out on adjacent properties. This requirement is to determine whether there is potential for contamination or other detrimental effects either from on site or from adjacent properties which might impair the manufacturing process. Or Page reference in PMF:_________________________________ 30. Building Plans 30(a) Manufacturing Premises Please attach line diagrams of the layout of all buildings used for manufacture, storage and quality control, with the major plant items and equipment identified. The use or activities carried out in each room should be indicated together with all entrances and exits. The product flow from raw materials to finished product should be evident. Where several products are involved it may be necessary to use more than one plan. A brief narrative should be provided to describe production stages as appropriate. Or Page reference in PMF:_________________________________ Page 16 of 19 30(b) Premises used ONLY for storage and release from manufacture. For premises utilised in the storage of finished products for release from manufacture only, please attach line diagrams of the layout of all buildings used for storage and or distribution. Indicate quarantine, released, rejected, returned, and recall areas. Or Page reference in PMF:_________________________________ 31. Air Filtration and its Specifications (where applicable) Where controlled air systems are installed the applicant should provide a description of the systems, and their specifications, and for cleanrooms the grade of cleanrooms and the number of air changes per hour and pressure gradients. These requirements are for evaluation of the production process, layout and flow path through the premises from raw materials stage through to the end of the process, including storage of materials and final product. Or Page reference in PMF:_________________________________ Page 17 of 19 Section G: Applicant Declarations I, ................................................................................................................................................... Declaration Part 1: declare that in accordance with paragraph 123(1)(e) of the Agvet Code, neither the: - the applicant for the Licence to manufacture veterinary chemical products (the Applicant); or any person who makes, or participates in making, decisions that affect the whole, or a substantial part, of the Applicant’s affairs; or if the Applicant is a body corporate, a person who is a major interest holder of the body corporate has, within the 10 years immediately before this application: - - been convicted of an offence against an agvet law; or been convicted of an offence against a law of this or another jurisdiction relating to chemical products; or been convicted of an offence against a law of the Commonwealth or a law of a State or Territory involving fraud or dishonesty; or been found to have committed an offence listed above where the court has not recorded a conviction; or been ordered to pay a pecuniary penalty for the contravention of an agvet penalty provision; or been ordered to pay a pecuniary penalty for the contravention of another law of this or another jurisdiction relating to chemical products; or been ordered to pay a pecuniary penalty for the contravention of a civil penalty provision of a law of the Commonwealth or a law of a State or Territory involving fraud or dishonesty; or contravened a condition of a manufacturing licence issued under an agvet law; or held a manufacturing licence or permit that was cancelled under an agvet law, other than paragraph 127(1)(d) or (e) of this Code or a corresponding provision of the Agvet Code of another jurisdiction; or been a manager, or major interest holder, of a body corporate in respect of which any of the matters, noted above, applied in that 10 year period, if the conduct resulting in that matter occurred when the person was a manager or major interest holder of the body corporate. Declaration Part 2: declare that in accordance with paragraph 123(1)(f) of the Agvet Code, neither the: - the applicant for the Licence to manufacture veterinary chemical products (the Applicant); or any person who makes, or participates in making, decisions that affect the whole, or a substantial part, of the Applicant’s affairs; or - if the Applicant is a body corporate, a person who is a major interest holder of the body corporate has, within the 5 years immediately before this application failed to comply with a manufacturing principle in connection with the manufacture of chemical products. Declaration Part 3: declare that I cannot make the declarations set out in Declaration Parts 1 and/or 2 above, because: ____________________________________________________________ ____________________________________________________________ ____________________________________________________________ ____________________________________________________________ ____________________________________________________________ Page 18 of 19 request that the APVMA consider the following special circumstances in this case: ____________________________________________________________ ____________________________________________________________ ____________________________________________________________ ____________________________________________________________ ____________________________________________________________ ____________________________________________________________ Please attach further details if required. Declaration Part 4: declare I am aware it is an offence to manufacture chemical products which are prohibited from manufacture under the Agricultural and Veterinary Chemicals (Administration) Regulations 1995 unless such manufacture is permitted in accordance with conditions or restrictions prescribed in the legislation. declare that I will not be conducting any step in the manufacture of a chemical product which are prohibited from manufacture under the Agricultural and Veterinary Chemicals (Administration) Regulations 1995 unless such manufacture is permitted in accordance with conditions or restrictions prescribed in the legislation. declare that the information provided with this application is complete and correct. Signature: ________________________________________ Date: Giving false or misleading information is a serious offence and may lead to prosecution for an offence against the Agricultural and Veterinary Chemicals Code. Section H: Privacy Statement Personal information (within the meaning of the Privacy Act 1988) in this form is collected and used for the purpose of assessing and granting applications for the manufacture (or particular steps of manufacture) of chemical products under the Agvet Code. Personal information is also collected and used for the purpose of varying, renewing and maintaining licences under the Manufacturing Licencing Scheme. Personal information will only be disclosed where required by or authorised under law. Section I: Further Information (a) APVMA Legislation The APVMA’s legislation can be accessed via the APVMA’s website: http://www.apvma.gov.au/ (b) Manufacturing Principles and Code of GMP The Agricultural and Veterinary Chemicals Manufacturing Determination 2014 (MPs) and the Australian Code of Good Manufacturing Practice for Veterinary Chemical Products, 2007 are available on the APVMA’s website: http://www.apvma.gov.au A hard copy of the Code of GMP will be provided upon acceptance of your application. Page 19 of 19