1 Electronic supplementary material 2 3 Neurally adjusted ventilatory assist decreases ventilator induced lung injury and 4 non-pulmonary organ dysfunction in rabbits with acute lung injury 5 6 7 Running head: NAVA in rabbits with lung injury 8 9 1,7 1,6 , François Lecomte 1, Howard Leong-Poi 10 Lukas Brander 11 Jennifer Beck 12 Parker 2,6, Jesús Villar 6,8, Haibo Zhang 1,6, Arthur S. Slutsky 1,6 4,6 , Christer Sinderby 2,6 , James N. Tsoporis 2, Rosanna Vaschetto 1, Marcus J. Schultz , David Bell 3, 1,5 , Thomas G. 13 14 15 1 16 Critical Care Medicine, St. Michael’s Hospital, Toronto, Canada 17 2 18 3 19 Hospital, Toronto, Canada 20 4 Department of Pediatrics, University of Toronto, Canada 21 5 Department of Intensive Care Medicine and Laboratory of Experimental Intensive Care and 22 Anesthesiology, University of Amsterdam, The Netherlands 23 6 24 Toronto, Canada 25 7 Department of Intensive Care Medicine, University Hospital - Inselspital, Bern, Switzerland 26 8 CIBER de Enfermedades Respiratorias, Instituto de Salud Carlos III, Madrid, Spain; Translational 27 Research on Organ Dysfunction, Research Unit, Hospital Universitario Dr. Negrin, Las Palmas de 28 Gran Canaria, Spain Interdepartmental Division of Critical Care Medicine, University of Toronto, Department of Division of Cardiology, University of Toronto, St. Michael’s Hospital, Toronto, Canada Department of Laboratory Medicine and Pathobiology, University of Toronto, St. Michael's Keenan Research Center at the Li Ka Shing Knowledge Institute of St. Michael's Hospital, 29 30 The work was performed at St. Michael’s Hospital and the University of Toronto, Toronto, Canada 31 32 33 This article is discussed in the editorial available at: doi: 10.1007/s00134-009-1632-z 1 1 Materials and methods 2 3 The study was performed according to the National Institutes of Health guidelines for the use of 4 experimental animals. The protocol was approved by the Animal Care Committee, St. Michael’s 5 Hospital, Canada. 6 7 Instrumentation, anaesthesia, and monitoring 8 30 adult male New Zealand white rabbits weighing 3.6–4.6 kg (Charles River Laboratories, St 9 Constant, QC, Canada) were intramuscularly premedicated with ketamine hydrochloride 35 mg/kg 10 (de Wyeth-Ayerst Inc., Guelph, ON, Canada) and xylacin 10 mg/kg (Bayer Inc., Toronto, ON, 11 Canada), followed by bilateral cannulation of the ear veins and arteries (22GA-Angiocath, Becton 12 Dickinson Inc., Sandy, UT, USA), and by installation of a tracheal cannula (4.0 ID, Mallinckrodt 13 Inc., St. Louis, MO, USA). All procedures were performed under sterile conditions. Anaesthesia 14 was maintained with continuous intravenous infusion of ketamine hydrochloride 40 mg/kgh-1 and 15 xylazine 4 mg/kgh-1. Ringer’s lactated solution (Baxter Corporation, Toronto, ON, Canada) 5 16 ml/kgh-1 was infused intravenously via an infusion pump (ColleagueTM, Baxter Healthcare 17 Corporation, Deerfield, IL, USA) throughout the experiment. The volume of withdrawn blood was 18 replaced by Ringer’s lactate solution. 19 20 No other fluids, including bicarbonates, and no vasoactive drugs were administered during the 21 study. 22 23 Transcutaneous oxygen saturation was continuously measured by pulse oxymetry (NONIN 8600 24 VTM, Nonin Medical Inc., Plymouth, MN, USA) at the tail and the heart rate was calculated from the 25 signal. Blood pressure was measured using quartz pressure transducers (TruWave PX12N, Edwards 26 Lifesciences, Irvine, CA, USA) referenced to the midcardiac plane and displayed continuously on a 27 multimodular monitor (S/5 Critical Care MonitorTM, Datex-Ohmeda, Helsinki, Finland). Rectal 28 temperature was monitored continuously and body temperature was maintained at 39 +/- 0.5 °C 29 using a heating lamp. 30 31 NAVA technology 32 NAVA was used as previously described [1-3]. The electrical activity of the crural part of the 33 diaphragm (EAdi) was derived from an array of electrodes mounted on an 8F esophageal catheter. 2 1 Proper positioning of the catheter in relation to the diaphragm was verified by online display of the 2 electrocardiogram detected by the electrodes, and by correllograms of EAdi signals along the 3 electrode array [4]. 4 5 The EAdi signal was amplified, digitized, and processed with algorithms previously described [5,6], 6 and was translated into a voltage every 16 ms which was then multiplied by a proportionality factor 7 (NAVA level; cmH2O/unit of EAdi) throughout inspiration, and was used to control the pressure 8 generated by the ventilator (Servo300, Maquet Critical Care, Solna, Sweden). Hence, with NAVA 9 airway pressure (Paw) during inspiration is linearly proportional to EAdi (Paw = EAdi x NAVA 10 level). Since with NAVA the command signal to the pressure generator of the ventilator is updated 11 essentially in real time (every 16ms = 62.5 times per second), the pressure delivered to the animal’s 12 airways is virtually synchronous and instantaneously proportional to respiratory demand as reflected 13 by the EAdi (i.e. the intra-breath assist profile closely mirrors the profile of the EAdi). 14 15 The EAdi is influenced by facilitatory and inhibitory feedback loops that integrate information from 16 mechano- and chemo-receptors as well as voluntary and behavioral inputs [1]. If the delivered assist 17 exceeds the subject’s respiratory demand, EAdi will reflexively be down-regulated resulting in less 18 assist for the same NAVA level. If the delivered assist falls short of the subject’s respiratory 19 demand, EAdi will be up-regulated, resulting in delivery of more assist for the same NAVA level. 20 Thus, the Paw delivered by the ventilator in response to a changed NAVA level always depends on 21 the concurrent change in the EAdi level. 22 23 In the present study, NAVA was only applied during inspiration and therefore EAdi based trigger-on 24 and cycling-off algorithms were implemented. EAdi based trigger-on was set to initiate ventilatory 25 assist when the EAdi exceeded the random noise-variability. Given that the variability of the noise 26 level was low, the trigger threshold was set to a fixed level that permitted early detection of an EAdi 27 increase without causing auto triggering when the diaphragm is inactive. EAdi based cycling-off 28 was set to terminate ventilatory assist when the EAdi fell below 80% of peak inspiratory EAdi. 29 30 Experimental protocol (Figure E1) 31 A commercially available ventilator (Servo 300TM, Maquet Critical Care, Solna, Sweden) modified 32 for NAVA was used. The animals were ventilated with a time cycled, volume targeted mode using a 33 Vt of 6-ml/kg (VC 6-ml/kg), a fraction of inspired oxygen (FiO2) of 0.5, and a PEEP of 3 cm H2O 3 1 during instrumentation and during the subsequent 30 minute stabilisation period. Stable mean 2 arterial blood pressure (>60 mmHg), arterial oxygen tension (PaO2) to FiO2 ratio >400 mmHg, 3 PaCO2 4.7-6.0 kPa (35-45 mmHg), and pH 7.30-7.50 were required at baseline before induction of 4 lung injury to proceed with induction of lung injury. 5 6 Induction of lung injury 7 After induction of neuromuscular paralysis with pancuronium bromide 0.02 mg/kg (Sabex Inc., 8 Boucherville, QC, Canada) and after EAdi was no longer detectible, hydrochloric acid (pH 1.5) was 9 instilled intratracheally with the rabbit in the lateral position (0.75 ml/kg each side), followed by a 10 ventilation pause at a positive airway pressure (CPAP) of 25 cm H2O for four seconds. The HCl 11 instillation and the recruitment maneuver were repeated after five minutes. 12 13 After instillation of HCl, all animals were ventilated for another thirty minutes with VC (Vt 6 ml/kg; 14 FiO2 0.5, PEEP 3 cm H2O). A PaO2/FiO2 ratio between 80 and 200 at 30 minutes after induction of 15 ALI was required to proceed to randomization. 16 17 Randomization to NAVA, VC - ml/kg, or VC 1- ml/kg 18 Three out of 30 animals were sacrificed before randomization because their PaO2/FiO2 ratio was 19 below the lower limit of 80. 27 animals were equally randomized (n=9 per group; concealed 20 allocation) to 5.5 hours ventilation with one of the following 3 strategies: 21 22 - NAVA: No neuromuscular paralysis. NAVA was initiated as soon as the EAdi was sufficient to 23 control the ventilator. We used a NAVA level of 0.5 cmH2O per unit of EAdi throughout the 24 experiment in all animals based on our experience from previous studies using the same animal 25 model where we demonstrated that the animals keep Vt constant at higher NAVA levels due to 26 down regulation of their EAdi [2]. Note that employing a uniform NAVA level does not necessarily 27 result in a uniform level of assist since the animals up- or down regulate their EAdi (and hence the 28 pressure delivered) based on information from the respiratory system (e.g. from receptors sensitive 29 to lung distension or to oxygen tension) on a breath by breath basis. With NAVA the ventilatory 30 pattern including the Vt, the respiratory rate, and the intra-breath assist profile is entirely defined by 31 the EAdi. 32 4 1 - VC 6-ml/kg or VC 15-ml/kg: In order to prevent lung recruitment with inspiratory muscle activity 2 or with tonic muscle activity during expiration [1], muscle paralysis was continued after 3 randomization in both volume controlled (VC) groups with an infusion of pancuronium bromide 4 (0.25 mg/kgh-1) and additional boluses of 0.02 mg/kg if needed to suppress any activity of the 5 continuously monitored EAdi. The pressure rise time was set at 5% and the end-inspiratory pause 6 time was set at 10% of the breath cycle in both VC groups. An additional dead space of 25 ml was 7 used in VC 15-ml/kg so that the ventilatory rate of both VC groups would be roughly the same. The 8 ventilatory rate was adjusted to maintain PaCO2 levels between 4.7-6.0 kPa (35-45 mmHg). 9 10 Positive end-expiratory pressure (PEEP) 11 PEEP was adjusted similarly throughout the experiment in NAVA and VC 6-ml/kg aiming at the 12 highest PEEP level possible while maintaining mean arterial pressure ≥60 mmHg. The PEEP was 13 lowered in steps of 1 cmH2O if mean arterial pressure decreased below 60 mmHg. This approach 14 was chosen in order to control for the effect of PEEP on cardiac function similarly in both groups. 15 To prevent disparities between the groups (e.g. hemodilution, tissue edema, fluid overload, 16 metabolic derangements) we did not administer additional fluid to maintain mean arterial pressure 17 above 60 mmHg. In VC 15-ml/kg animals PEEP was maintained at 1 cmH2O throughout the 18 protocol. 19 20 Fraction of inspired oxygen (FiO2) 21 FiO2 was kept at 0.5 and increased up to 1.0 if needed to maintain oxyhemoglobin saturation in 22 arterial blood (SaO2) above 90% if possible. Recruitment manoeuvres and suctioning of secretions 23 were not performed throughout the study. 24 25 At the end of the protocol, the animals were sacrificed with an overdose of pentobarbital 26 (intravenous bolus of at least 20mg/kg). 27 28 29 Measurements and sample collection 30 Respiratory, hemodynamic, and temperature measurements 31 Vt, ventilatory rate, Paw, and PEEP were measured using the ventilator’s pneumotachograph and 32 pressure transducers. Dynamic respiratory system compliance CRSdyn = Vt in ml / (peak airway 33 pressure in cmH2O – PEEP in cmH2O) was assessed during neuromuscular paralysis in all animals 5 1 before induction of ALI, immediately before randomization, and after completion of the protocol 2 (NAVA animals were paralyzed for measuring CRSdyn after completion of the protocol) using 3 uniform ventilator settings (Vt 6-ml/kg, PEEP 3 cmH2O) in all animals. Mean arterial pressure, heart 4 rate, and rectal temperature were recorded immediately before induction of ALI and every 30 5 minutes thereafter. 6 7 Analyses in blood and urine samples 8 Arterial blood samples were drawn before induction of ALI and hourly thereafter at a FiO 2 of 0.5 9 and processed immediately. Arterial blood gases (corrected for actual rectal temperature), and 10 arterial lactate concentration was measured using standard electrodes (ABL 520, Radiometer, 11 Copenhagen, Denmark). SaO2 and arterial hemoglobin concentration were analyzed using a 12 spectrophotometry method (OSM 3, Radiometer, Copenhagen, Denmark) designed for rabbit blood. 13 4 ml arterial blood was withdrawn before as well as 3 and 6 hours after induction of ALI, 14 immediately centrifuged and the supernatant was stored in aliquots at -80°C until further analyzed. 15 The urinary bladder was emptied before induction of ALI by gently compressing the lower 16 abdomen. Urin was collected after 3 hours by transcutaneous puncture and at the end of the protocol 17 by direct puncture of the bladder (after median laparatomy) using a 23G needle to collect the entire 18 urine produced during the experimental period. 19 20 Echocardiography and oxygen delivery 21 Echocardiography was performed immediately before induction of ALI and hourly thereafter using a 22 Sonos 5500 system (Philips Ultrasound, Bothell, WA) equipped with a 8-12-MHz broad-band 23 phased-array s12 transducer in 7 animals in each group (the equipment was not available in the other 24 animals). Digital image frames and image loops were saved to magnetic-optical disk for off-line 25 analysis (Medarchive Viewer, version 2.1). From a short-axis cross-sectional view of the left 26 ventricle (LV) at the midpapillary muscle level, maximal LV end-diastolic dimension (EDD) and 27 end-systolic dimension (ESD) were measured and LV fractional shortening (FS) was calculated as 28 FS = [(EDD-ESD)/EDD]. LV ejection fraction (LVEF) was calculated as LVEF=[(EDD3- 29 ESD3)/EDD3]. With the ultrasound beam parallel to the long axis of the pulmonary artery (PA), the 30 Doppler sample volume was placed above the pulmonary valve in the mid-lumen of the main PA, to 31 record spectral profiles of blood flow velocity. From pulsed Doppler spectral recordings at 32 maximum sweep speed, velocity time integral (VTI), peak velocity (Vmax), acceleration time (AcT), 33 deceleration time (DcT), and flow period (FP) were measured. Mean acceleration (Acmean) was 6 1 calculated as Vmax /AcT. PA diameter (d) was measured using the same view and PA cross section 2 area was calculated as (d/2)2. Right ventricular (RV) stroke volume = (PA cross section area 3 VTI); and cardiac output (CO) = (RV stroke volume heart rate) were calculated. Heart rate was 4 calculated from the PA Doppler tracings for this equation. 5 6 Arterial oxygen content (CaO2 in [ml/L]) was calculated as: (1.36 [mlO2/g] x haemoglobin 7 concentration [g/L] x SaO2 [%] / 100) + (0.03 [ml/L·mmHg-1] x PaO2 [mmHg]). Oxygen delivery 8 (DO2 in [ml/min·kg-1]) was calculated as: CO [L/min·kg-1] x CaO2 [ml/L]. 9 10 Broncho-alveolar lavage (BAL) fluid 11 After sacrificing the animals, the heart-lung block was removed with the lungs inflated at a CPAP of 12 20 cmH2O. The left main bronchus and the right main lower lobe bronchus were both tightly 13 occluded before 20 ml of normal saline was instilled intratracheally. After applying a CPAP of 20 14 cmH2O for five seconds, the BAL fluid was aspirated, immediately centrifuged at 4 °C with 2000 15 rounds per minute (rpm), and the supernatant was stored in aliquots at -80°C until further analyzed. 16 17 Lung wet to dry ratio 18 Lung wet to dry ratio was assessed in all animals as well as in 6 healthy, non-ventilated controls. 19 The right lower lung lobe was divided from ventral to dorsal into a caudal and a cranial portion. 20 Both portions were further cut into a dependent (dorsal) and a non-dependent (ventral) portion. The 21 caudal two portions were weighed before and after exposure to 40°C for 72 hours and lung wet-to- 22 dry ratio = [(lung wet weight – lung dry weight) / lung dry weight] was calculated for dependent and 23 non-dependent lung portions separately. 24 25 Lung and extra-pulmonary organ tissue 26 The cranial two portions of the right lower lung lobe and fragments of the heart (apex), right kidney 27 (caudal third), small intestine, liver (middle lobe), and spleen were removed after exsanguination, 28 stored in TritonX 0.2% (Sigma-Aldrich Corp. St. Louis, MO, USA) on ice, homogenized 29 immediately, centrifuged at 4°C for 10 minutes, and the supernatant was stored in aliquots at -80°C 30 until analyzed. The left lung was filled with paraformaldhyde 4% at a hydrostatic pressure of 15 31 cmH2O, submerged with the other organs in paraformaldhyde 4% for 24 hours, rinsed in phosphate 32 buffered saline 1% (Sigma-Aldrich Inc, St. Louis, MO) for another 24h, and then stored in alcohol 33 70% at 4°C until embedded in paraffin. 7 1 2 Measurements after the experiments 3 Complete sets of material for the assessment of lung histology; of inflammation and coagulation 4 parameters; and of apoptosis in non-pulmonary organs were available in 5 VC 15-ml/kg animals, in 5 7 VC 6-ml/kg animals, and in 7 NAVA animals. For comparison, inflammation and coagulation 6 parameters were also measured in 4 healthy, anesthetised, non-ventilated control animals that were 7 sacrificed immediately after tracheostomy. Biochemical markers of organ dysfunction were 8 measured in all ventilated animals. 9 10 Lung and non-pulmonary organ histology 11 A pathologist blinded to the study groups assessed eight high power fields (x 400) in paraffin 12 embedded, hematoxylin and eosin (HE) stained sections of the dependent (dorsal) and non- 13 dependent (ventral) portions of the left lower and upper lung separately (4 sections per animal x 8 14 fields each) and scored histological lung injury qualities per section (see Table 2) as follows: 15 none=0, mild=1, moderate=2, severe=3 (for perivascular / peribronchial hemorrhage and edema, and 16 for bronchial epithelial lesions); none=0, only few=1, in <50% lung volume=2, and in >50% lung 17 volume=3 (for vascular congestion / distension, and for alveolar membranes and alveolar edema); 18 none=0, <20%=1, >20%=2, >30%=3 (for alveolar collapse); none=0, up to 6 red blood cells per 19 alveolus=1, 7-30 red blood cells per alveolus=2, >30 red blood cells per alveolus=3 (for 20 intraalveolar hemorrhage), and none=0, only one found=1, more than one found=2, four or more 21 found=3 (for intravascular thrombi). Alveolar polymorph-nuclear neutrophils and macrophages 22 were calculated as average number per alveolus. 23 24 Sections of the heart, kidney, liver, and small intestines of all animals were examined by the same 25 pathologist for histological organ injury, specifically for intravascular thromboemboli and for micro- 26 infarctions. 27 28 Inflammatory, coagulation and fibrinolysis mediators 29 We measured IL-8 concentrations as a surrogate marker of a pro-inflammatory response because IL- 30 8 was increased in animal [7-9] and human studies on VILI [10], and because plasma IL-8 levels 31 were associated with both, mortality as well as ventilator and organ failure free days in patients with 32 established ALI/ARDS [11]. In patients at risk for ARDS, Donelly et al. demonstrated that BAL IL- 33 8 concentration was higher in those patients that subsequently progressed to ARDS suggesting that 8 1 IL-8 might be an early marker of ARDS. Measurement of inflammatory mediators in rabbit models 2 is generally limited by the availability of rabbit specific assays. 3 4 Plasma, BAL fluid, and tissue levels of interleukin 8 (IL-8) were measured using a human IL-8 5 ELISA kit (BioSource International Inc, Camarillo, CA, USA). It has been shown that the antibody 6 against human IL-8 is cross-reactive with rabbit IL-8 [13]. Tissue IL-8 levels were normalized to 7 lung tissue total protein concentrations (BIO-RAD Protein Assay, Hercules, CA, USA). 8 9 There is extensive cross–talk between inflammatory mediators and coagulation products, causing 10 reciprocal modulation. We measured tissue factor (TF) and plasminogen activator inhibitor type 1 11 (PAI-1) because levels of these proteins reflect the extent of coagulopathy in various forms of lung 12 injury, including VILI [16]. TF levels are low in the normal lung and elevated in disease [17,18]. In 13 patients with ARDS an increase in soluble TF in BAL fluid has been demonstrated [19]. In 14 association with enhanced fibrin production, fibrinolytic activity is depressed in BALF of patients 15 with ALI/ARDS [20], related to high pulmonary concentrations of PAI–1. PAI–1 is increased in 16 ALI/ARDS [21,22]. Alveolar PAI–1 levels have also been found to be associated with higher 17 mortality in patients with ALI/ARDS [23]. 18 19 PAI-1 was measured using a commercial kit (IMUBIND® Tissue PAI-1 Kit, American Diagnostica 20 Inc., Stamford, CT, USA; lower detection limit 50 pg/mL), and TF using a kit (IMUBIND® Tissue 21 Factor Kit, American Diagnostica Inc.; lower detection limit 10 pg/ml). 22 23 These kits have previously been used in rabbits [14,15]. 24 25 Biochemical markers of non-pulmonary organ function 26 Measured parameters: Concentrations of creatinine, urea nitrogen, potassium, and sodium were 27 measured in plasma withdrawn immediately before induction of ALI, and before sacrificing the 28 animals. Concentrations of creatinine, urea nitrogen, sodium, and potassium, as well as osmolarity 29 were measured in urine collected at the end of the experimental period. 30 31 Calculated variables: Plasma creatinine clearance (Ccreat) in ml/min = [(creatinineUrine in mol/L 32 x volumeUrine in ml) / (creatininePlasma in mol/L x sampling time in minutes)]; Urine sodium to 33 potassium ratio = [sodiumUrine in mmol/L / potassiumUrine in mmol/L]; Transtubular potassium 9 1 gradient (TTKG) = [(potassiumUrine in mmol/L x osmolarityPlasma in mOsmol/kg) / (potassiumplasma in 2 mmol/L x osmolarityUrine in mOsmol/kg)]; Fractional excretion of sodium (FENa) = [(sodiumurine in 3 mmol/L x creatinineplasma in mol/L / sodiumplasma in mmol/L x creatinineurine in mol/L)]. 4 5 Apoptosis rate in non-pulmonary organs 6 Apoptosis staining: Nuclei with damaged DNA were detected using the in situ terminal 7 deoxynucleotidyl transferase (TdT)-mediated dUTP nick end-labeling (TUNEL) assay for in-situ 8 end labeling, adapted to an automated in-situ hybridization instrument (Discovery Ventana 9 Medical Systems Inc., Tuscon, AZ, USA). As per Discovery protocol, the instrument used 4m 10 thick deparaffinized tissue sections mounted on positive charged glass slides, with subsequent 11 digestion with Protease I (Ventana Medical Systems Inc, Cat# 250-2018, Tuscon, AZ, USA) for 12 12 minutes. The assay uses recombinant terminal deoxynucleotidyl transferase (Invitrogen, Cat# 13 10533-065, Carlsbad, CA, USA) for adding homo-polymer tails to the 3’ ends of cleaved DNA, 14 characteristic in cells undergoing programmed cell death. Biotin-16,2'-deoxyuridine-5'-triphosphate 15 (Roche Diagnostics, cat# 1-093-070, Laval, QC, Canada) was the label used for this reaction. 16 Colorimetric visualization using avidin-horse radish peroxidase and 3,3’-diaminobenzidine detection 17 method was performed. The counterstain of choice was hematoxylin. 18 19 Counting of apoptotic cells: Counting of the apoptotic cells was carried out by a single investigator 20 who was blinded to the group assignment of the animals. First, images were taken and digitized 21 from randomly chosen light microscopic fields of all TUNEL stained sections following a 22 standardized procedure in order to assess high power fields evenly distributed over the entire cross- 23 section of the organs. Twelve pictures were taken of the heart (transversal, mid-ventricular cross- 24 section; left and right ventricles separately), of the liver, and of the kidney cortex (mid-portion 25 cross-section, only tubular epithelial cells were counted) with an original magnification x200, and 26 15 pictures were taken randomly of the small intestine (well-oriented villi and crypts separately; 27 original magnification x400). Second, all nuclei were hand marked and counted using imaging 28 software. Apoptotic nuclei were then defined as those nuclei exhibiting a clear brown to dark brown 29 color as compared to the surrounding blue nuclei. Because nuclei change shape and density during 30 the process of apoptosis, shape was not used as a defining characteristic for apoptosis. An apoptotic 31 index (TUNEL positive nuclei per total nuclei per high power field) was calculated for each section 32 (expressed in % total nuclei), and the apoptotic indices of all images of each organ were averaged to 33 ultimately provide a single, average apoptotic index for each organ of each animal. 10 1 2 3 Statistical analysis 4 Statistical analysis was performed with SigmaStatTM (version 3.10, Systat Software Inc., San Jose, 5 CA). Kolmogorov-Smirnov test was used to assess normal distribution of data. Differences among 6 groups were analyzed using one way analysis of variance (ANOVA) or ANOVA on ranks as 7 appropriate. Repeated measurements were analyzed using either ANOVA on ranks (Friedman test) 8 or two-way ANOVA with the ventilatory mode as the between-group factor and time after 9 randomization as the repeated-measures factor. Holm-Sidak method was used for post test, pair wise 10 multiple comparison procedures. Groups with paired data were compared with t-test or Wilcoxon 11 Signed Rank as appropriate. Level of significance was p<0.05. 11 1 Legend to Figure in the ESM 2 3 Figure E1 4 Schematic study protocol. § PEEP was continuously adjusted in VC 6-ml/kg and NAVA, aiming at 5 the highest PEEP possible while maintaining mean arterial pressure >60 mmHg. Surgical and 6 anesthesia procedures as well as total amount of fluids infused was equal in all animals, except for 7 administration of paralytic drugs that were withhold in NAVA after induction of acute lung injury 8 (ALI). 12 1 Reference List ESM 2 1. Allo JC, Beck JC, Brander L, Brunet F, Slutsky AS, Sinderby CA (2006) Influence of neurally 3 adjusted ventilatory assist and positive end-expiratory pressure on breathing pattern in rabbits 4 with acute lung injury. Crit Care Med 34:2997-3004 5 2. 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