PHS 398 (Rev. 9/04), Biographical Sketch Format Page

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BIOGRAPHICAL SKETCH

Provide the following information for the key personnel and other significant contributors in the order listed on Form Page 2.

Follow this format for each person. DO NOT EXCEED FOUR PAGES.

NAME

Alexander V. Kabanov

POSITION TITLE

Professor, University of North Carolina Chapel-Hill

(UNC-Chapel Hill) eRA COMMONS USER NAME

KABANOV.ALEXANDER

EDUCATION/TRAINING (Begin with baccalaureate or other initial professional education, such as nursing, and include postdoctoral training.)

INSTITUTION AND LOCATION

DEGREE

(if applicable)

YEAR(s) FIELD OF STUDY

Faculty of Chemistry, Moscow State University

(MSU), Russia

M.S. 1979-1984 Chemistry

Department of Chemical Enzymology, MSU, Russia Ph.D. 1984-1987

Chemical Kinetics and

Catalysis

A. Personal Statement

My laboratory has a long-standing interest and expertise in polymer-based systems for drug delivery of small molecules and biopolymers for treatment of cancer and other diseases. I have contributed papers on block copolymer micelles, polyplexes, and nanogels, characterizations of their interactions in cells, in vivo biodistribution, targeted drug delivery, gene delivery, and treatment of tumors. My work on Pluronic block copolymers in cancer chemotherapy led to the first-in-man clinical trial of polymeric micelle drug (SP1049C) in treatment of cancer, with this drug demonstrating high activity in Phase II clinical trials against chemotherapyresistant advanced cancer of esophagus. We also reported recently that Pluronic facilitates DOXIL antitumor effect in vivo by facilitating drug release from the liposomes within the tumor. This study provided foundation for the present proposal in which we will collaborate with Dr. Zamboni and other members of our team to optimize and validate the proposed approach in GEMMs of ovarian and breast cancer. This collaboration emerged after I moved to UNC-Chapel Hill Iwhich was motivated by mu strong commitment fort further translating the technologies to marketed pharmaceutical produsts. Prior to that I was founder and director of the 32-faculty strong UNMC Center for Drug Delivery and Nanomedicine, and PI of NIH CoBRE grant and thus have experience in leading complex, cross-disciplinary projects.

B. Positions and Honors

Positions and Employment

1987-1990 Research Fellow, Department of Chemical Enzymology, MSU, Moscow, USSR

1988-1990 Head, Laboratory of Biopolymers, Institute of Applied Molecular Biology, Moscow, USSR

1990-1991 Senior Research Fellow, Department of Chemical Enzymology, MSU

1991-1993 Head, Department of Biopolymers, National Research Center of Molecular Diagnostics and

Therapy (former Institute of Applied Molecular Biology), Moscow, Russia

1991-1997 Leading Research Fellow, Department of Chemical Enzymology, MSU

1994-2001 Associate Professor, College of Pharmacy, UNMC, Omaha, NE

1995-2012 Member, UNMC Eppley Cancer Center, Omaha, NE

2001-2012 Professor of Pharmaceutical Sciences, College of Pharmacy, UNMC

2001-2012 Professor (courtesy), Eppley Institute for Research in Cancer and Allied Diseases, UNMC

2002-Present Professor (adjunct/visiting), Faculty of Chemistry, MSU

2004-2012 Parke-Davis Endowed Chair in Pharmaceutics, College of Pharmacy, UNMC

2004-2012 Director, Center for Drug Delivery and Nanomedicine (CDDN), UNMC

2005-2012 Professor (courtesy), Department of Genetics, Cell Biology and Anatomy, UNMC

2007-2012 Professor (courtesy), Pharmacology and Experimental Neuroscience, UNMC

2008-2012 Associate Director, Center for Clinical and Translational Research, UNMC

2008-2012 Director, NIH CoBRE Nebraska Center for Nanomedicine, UNMC

2012-Present Mescal S. Ferguson Distinguished Professor, UNC Eshelman School of Pharmacy

2012-Present Director, Center for Nanotechnology in Drug Delivery, UNC Eshelman School of Pharmacy

2012-Present Co-Director, Carolina Institute for Nanomedicine, UNC-Chapel Hill

Other Experience and Professional Memberships

2003-06 (elected) member Board of Scientific Advisors for Controlled Release Society (CRS); 2007 Bioactive

Materials Program Chair for 34 th CRS Annual Meeting; 2003-2006 member, Non-viral Gene Transfer Vectors

Committee for American Society of Gene Therapy; 2006, CoChair, Gordon Research Conference “ Drug

Carriers in Biology and Medicine ”; 1995- co-founder, Board of Directors, Chair, Scientific Advisory Board,

Supratek Pharma, Inc.

, Montreal, Canada; 2005- co-founder and member, Board of Directors, CSO,

InnovaForm Technologies, LLC , Philadelphia, PA; Editorial Boards: 1997- J. Contr. Release ; 1998- J. Bioact.

Comp. Polymers ; Editorial Advisory Boards: 1999- The AAPS J.

(previously PharmSci ); 2000- Adv. Drug Del.

Rev.

; 2001- Bioconj. Chem.

; 2003- J. Pharm. Sci.

; 2005- Int. J. Nanomedicine ; 2006- Section Editor, Drug

Delivery and Developmental Therapeutics J. Neuroimmune Pharmacol . Grants review: 1995- NSF, Petroleum

Research Fund, European Science Foundation, Israel Science Foundation, Australian Research Council,

Canada Foundation for Innovation and other agencies; 1999-2003 panels for CAREER awards, NSF Divisions of Biotechnology/Biochemical Engineering and Material Research/Polymers; 1998-2004 (ad hoc) National

Institutes of Health (NIH) panels Hematology-1 (SBIR/STTR), Research Resources (P41, U-19), Drug Delivery

(chair); 2006-08 chair (2003-06 member) NIH Biomaterials and Biointerfaces study section; 2010 NCI Special

Emphasis Panel for NCI Centers of Cancer Nanotechnology Excellence I. Honors: 1988 Lenin Komsomol

Prize; 1990 Doctor of Sciences (Chemistry and Biochemistry), MSU; 1991 USSR Medal “For Valiant Labor”

(signed by President Mikhail Gorbachev); 1995 National Science Foundation (NSF) CAREER award; 2003

NSF Special Creativity Award; 2006 UNMC Distinguished Scientist; 2007 University of Nebraska Outstanding

Research and Creative Activity award; 2009 UNMC Scientist Laureate; 2010 Russian “Megagrant”.

C. Selected Peer-Reviewed Publications (from 230 papers, over 12,000 citations; h-factor 61):

1. Alakhov VY, Moskaleva EY, Batrakova EV, Kabanov AV.

Hypersensitization of multidrug resistant human ovarian carcinoma cells by Pluronic P85 block copolymer. Bioconjug Chem 1996, 7(2):209-16. PMID: 8983343

2. Batrakova EV, Dorodnych TY, Klinskii EY, Kliushnenkova EN, Shemchukova OB, Arjakov SA, Alakhov

VY, Kabanov AV.

Anthracycline antibiotics non-covalently incorporated into the block copolymer micelles: in vivo evaluation of anti-cancer activity, Br J Cancer, 1996, 74 10):1545-52. PMCID: PMC2074856

3. Venne A, Li S, Mandeville R, Kabanov AV , Alakhov VY Hypersensitizing effect of pluronic L61 on cytotoxic activity, transport, and subcellular distribution of doxorubicin in multiple drug-resistant cells, Cancer

Res, 1996, 56 (16): 3626-29. PMID: 8705995

4. Alakhov V, Klinsky E, Li S, Pietrzynski G, Venne A, Batrakova E, Bronich T, Kabanov A.

Block copolymer-based formulation of doxorubicin. From cell screen to clinical trials. Coll Surf B: Biointerfaces 1999

16:113-34.

5. Batrakova E, Lee S., Li S., Venne A., Alakhov V, Kabanov A.

Fundamental relationships between the composition of Pluronic block copolymers and their hypersensitization effect in MDR cancer cells. Pharm Res

1999, 16 (9):1373-9. PMID: 10496652

6. Batrakova EV, Li S, Elmquist WF, Miller DW, Alakhov VY, Kabanov AV.

Mechanism of sensitization of

MDR cancer cells by Pluronic block copolymers: selective energy depletion, Br J Cancer, 2001, 85(12):1987-

97. PMCID: PMC2364003

7. Batrakova EV, Li S, Li Y, Alakhov VY, Elmquist WF, Kabanov AV.

Distribution kinetics of a micelleforming block copolymer pluronic P85. J. Control. Release, 2004, 100(3):389-97. PMID: 15567504

8. Minko T, Batrakova EV, Li S, Li Y, Pakunlu RI, Alakhov VY, Kabanov AV.

Pluronic block copolymers alter apoptotic signal transduction of doxorubicin in drug-resistant cancer cells, J. Control. Release, 2005,

105(3):269-78. PMCID: PMC2711210

9. Batrakova EV, Kelly DL, Li S, Li Y, Yang Z, Xiao L, Alakhova DY, Sherman S, Alakhov VY, Kabanov AV.

Alteration of genomic responses to doxorubicin and prevention of MDR in breast cancer cells by a polymer excipient: pluronic P85. Mol Pharm, 2006, 3(2):113-23. PMCID: PMC2566789

10. Batrakova EV, Kabanov AV. Pluronic block copolymers: Evolution of drug delivery concept from inert nanocarriers to biological response modifiers, J Control Release, 2008, 130(2):98-106. PMCID: PMC2678942

11. Sharma AK, Li Z, Li S, Kelly DL, Alakhov VY, Batrakova EB, Kabanov AV.

Prevention of MDR development in leukemia cells by micelle-forming polymeric surfactant. J. Control. Release, 2008, 131(3):220-

7. PMCID: PMC2711209

12. Alakhova DY, Rapoport NY, Batrakova EV, Timoshin AA, Li S, Nicholls D, Alakhov VY, Kabanov AV.

Differential metabolic responses to pluronic in MDR and non-MDR cells: A novel pathway for chemosensitization of drug resistant cancers. J Control Release 2010, 142(1):89-100 PMCID: PMC3113470

13. Batrakova EV, Li S, Brynskikh AM, Sharma AK, Li Y, Boska M, Gong N, Mosley RL, Alakhov VY,

Gendelman HE, Kabanov AV. Effects of pluronic and doxorubicin on drug uptake, cellular metabolism, apoptosis and tumor inhibition in animal models of MDR cancers, J Control Release, 2010, 143(3):290-301.

PMCID: PMC3089980

14. Nukolova NV, Oberoi HS, Kabanov AV , Bronich TK. Folate-decorated nanogels for targeted therapy of ovarian cancer, Biomaterials 2011, 32(23):5417-26. PMCID: PMC3255291

15. Zhao Y, Alakhova DY, Kim JO, Bronich TK, Kabanov AV.

A simple way to enhance Doxil therapy: Drug release from liposomes at the tumor site by amphiphilic block copolymer, J Control Release, 2013 , doi:pii:

S0168-3659(13)00123-5. 10.1016/j.jconrel.2013.02.026. PMID: 23474033.

D. Research Support

Ongoing Research Support

1U01 CA151806 Kabanov (PI) 09/02/2010 - 07/31/2015

High Capacity Nanocarriers for Cancer Chemotherapeutics Role: PI

An innovative drug delivery platform is proposed to improve chemotherapy of cancer with these goals: 1) optimize poly(2-oxazoline)s structures for water-insoluble drugs; 2) determine pharmacokinetics and maximum tolerated doses; 3) validate anti-tumor activity in mouse models of breast cancer, and 4) develop targeted micelles effective against Herceptin resistant tumors. This CNPP joins together pharmaceutical scientists and cancer researchers who contribute to the Alliance for Cancer Nanotechnology through trans-alliance activities.

2R01 NS051334 Kabanov, Banks (co-PIs)

Polypeptide modification for enhanced brain delivery

02/15/2006 - 03/31/2015

Role: PI

This is a competing continuation of the R01 NS051335. The long-term goal is to produce polypeptides that could cross the blood-brain barrier (BBB) and so be developed as central nervous system (CNS) therapeutics.

Analogs completing this development will be a) active in brain, b) have favorable pharmacokinetics, c) be able to cross the BBB in obese mice, and d) reverse obesity after iv injection. Such analogs are candidates for clinical trials in human obesity.

R01 CA89225 Kabanov (PI)

Interactions of Pluronic Block Copolymers in Drug Resistant Cancers

07/01/2001 - 04/30/2013

Role: PI (no-cost extension)

The objective of this proposal is to determine the mechanisms through which Pluronic sensitizes the drug resistant cancer cells. The aims (1) characterize the effects of Pluronic on ATP levels in resistant and sensitive cells; (2) identify drug/Pluronic formulations effective against resistant cancers; (3) determine whether the effects of Pluronic on the energy state of the cell inhibit the functional activity of specific drug resistance mechanisms; and (4) determine factors important for the efficient delivery of Pluronic to the tumor cells in vivo.

W81XWH-09-1-0386 Kabanov (PI)*, Bronich (PI)** 07/01/2009 - 06/30/2013

Synthetic Nanovaccines Against Respiratory Pathogens (SYNARP) Role: PI*, Co-I**

The overall goal of this proposal is to develop fully synthetic vaccines against respiratory infections using novel nanotechnology platforms based on safe and degradable adjuvant polymer systems that enhance antigen presentation and stimulate immunity.

11.G34.31.0004 (Rus. Ministry of Sci. and Education) Kabanov (PI)

Chemical Design of Bionanomaterials

11/10/2010 – 12/31/2014

Role: PI

This is a strategic infrastructure grant to MSU in Russia (no funds to US institution) from Rus. Ministry of Sci. and Education to establish new laboratory at MSU to design and characterize novel bionanomaterials Dr.

Kabanov is the only chemist among first 40 winners of such award and serves as a visiting professor at MSU

(with the UNMC/UNC approvals and inter-institutional agreements). Research focuses on antioxidant, antibacterial and pesticide-scavenging enzyme therapeutics and effects of magnetism in biochemistry.

1P20RR021937-01A2 Kabanov (PI)*, Bronich (PI)** 09/26/2008 – 06/30/2013

COBRE: Nebraska Center for Nanomedicine Role: PI*, consultant**

COBRE main goal is to strengthen the biomedical research infrastructure at the institution through the establishment of a thematic multi-disciplinary center and enhancing the ability of investigators in this center to compete independently for complementary NIH individual research grants or other external peer-reviewed support. This project develops an interdisciplinary Nanomedicine Center at UNMC focusing on polymer-based delivery systems and nanotherapeutics for cancer, neurodegenerative and cardiovascular diseases.

W81XWH-10-1-0806 Mallapragada (PI) 09/01/2010 - 08/31/2013

Targeted Nanovaccine Platforms Against Respiratory Pathogens (TANARP) Role: Co-PI*, consultant**

This project develops targeted vaccines against respiratory infections using pseudotyping technologies and novel nanotechnology platforms based on safe and degradable adjuvant polymer systems that enhance antigen presentation and stimulate immunity.

W81XWH-11-1-0700 Mallapragada (PI) 08/29/2011 - 08/28/2014

INNS: Integrated neuroprotective and neuroregenerative strategies, Role: Co-PI*, consultant**

This proposal develops cell-nanomedicine based therapeutics.

* Until reallocation to UNC-Chapel Hill in July 2012.

** After reallocation to UNC-Chapel Hill in July 2012.

Completed Research Support (selected)

2 P30 MH062261-11 Fox (PI) 03/01/2011 - 02/29/2016

Chronic HIV Infection and Aging in NeuroAIDS (CHAIN) Center Role: Co-I*

The CHAIN Center will research new ways to diagnose, predict, treat and prevent brain damage induced by

HIV via a systems biology approach.

1 P01 DA028555-01A1 Gendelman (PI)

NanoART Manufacture, Delivery and Pharmacokinetics for Drug Abusers

07/15/2010 - 04/30/2013

Role: Co-I*

This is an integrative cross approach translational and multi-investigator program grant seeking to develop nanoformulated antiretroviral drug therapy from the bench to the patient.

R01 CA116591-04 Kabanov (PI)

Polymer based gene delivery

05/1/06 – 04/30/12

Role: PI

Co-administration of nonionic poly(ethylene oxide)-poly(propylene oxide) block copolymers (Pluronic) with plasmid DNA has greatly increased the trangene expression of the in the muscle. These block coplymers were shown to be safe in human clinical trials for cancer chemotheray, which supports their evaluation for possible use in gene therapy. The objectives of the proposal are 1) to determine most efficient Pluronic compositions for plasmid DNA delivery in the muscle, 2) to determine the mechanism by which Pluronic enhances transgene expression, and 3) to evaluate this system for delivery of DNA vaccines targeting malignant melanoma.

R01 NS36229-09 Kabanov (PI)

Interactions of Block Copolymers in Blood Brain Barrier

09/15/97 - 06/30/09

Role: PI

The objective of this proposal is to enhance the brain delivery of small drugs across the BBB using Pluronic.

W81XWH-07-1-0218 Kabanov (PI) 04/01/07 - 03/31/11

Non-invasive nanodiagnostics of cancer (NINOC) Role: PI

A platform nanotechnology was developed to deliver drugs and imaging agents to cancer cells. Hydrophilic polymer nanogels of core-shell morphology are designed to entrap different types of probes used in SPECT,

CT, MR or luminescence detection. The surface of the nanogels is modified with genetically engineered antibody fragments to target cancer cells and provide site-specific delivery of the nanogels to tumors.

* Until reallocation to UNC-Chapel Hill in July 2012.

Additional information: 28 US patents awarded, over 100 patents worldwide.

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