Vidic 2:00 R15 ETHICS AND THE ITER PROJECT Austin Kasmer (ajk131@pitt.edu) ETHICS IN ENGINEERING Engineers are tasked with solving many of the world problems. They do this by creating new methods and technologies. The ability to create those technologies gives engineers great power and as uncle ben says, great power comes with great responsibility. Engineers can make the technology to advance society, but they also have the ability to create technology that will destroy it. It is out of this that engineers must follow a set of ethical standards to insure the best for humanity. ETHICS OVERVIEW The idea of ethics is to define what is right and wrong. However, what is right and wrong can be defined in many different ways. The branch of ethics that deals with defining this is called normative ethics [1]. The Golden Rule is the most prevalent example of normative ethics; it is the idea that there is one ultimate correct choice [1]. The Golden Rule is a good thing to teach children but it does not apply to more complicated situation where what is ethically correct may be more in a grey area. For this normative ethics is broken into multiple different categories. The list includes virtue theories, duty theories, and consequential theories [1]. Virtue ethics is based off of character and what is naturally seen as right, duty ethics is based on obligation, and consequential theories is based on whether the gains outweigh the consequences [1]. It breaks down into three more subdivisions including ethical egoism, ethical altruism, and utilitarianism. Egoism is that the result is favorable for the person making the choice, altruism is the result being favorable for everyone but the one making the choice, and utilitarianism is when the result is beneficial for everyone [1]. In the end utilitarianism is the backbone for most codes of ethics [1]. Utilitarianism can inferred in multiple ways. Act utilitarianism is to determine in a specific situation what is right and wrong [1]. Hedonistic utilitarianism is when the only thing taken into account is pleasurable consequences [1]. Ideal utilitarianism is when consequences are looked at as good or bad instead of causing pleasure and pain [1]. And lastly preference utilitarianism which takes into account consequences that meet our preferences [1]. In engineering utilitarianism ethics, and more specifically act utilitarianism should be used when making ethical decisions. What is good for society as a whole should be in the forefront of every engineer’s thoughts. Also one single way of thinking will not provide the best choice in every situation. This is where the act utilitarianism comes in. Each University of Pittsburgh, Swanson School of Engineering 1 2015/11/03 situation may have its own guidelines and preceding issues deciding what may be ethically correct. ETHICAL DECISION I am currently working on the team completing the ITER (International Thermonuclear Experimental Reactor) project. The reactor has finished being built and successfully ran. The reactor was projected to produce 500 megawatts but only produced 200 megawatts [2]. Our team has identified where large energy losses came from and believes that it can be fixed to increase the energy outputs to higher than the original predicated number. The report of how much energy that was created will be published shortly with the 200 megawatt number in it. Because of the delays that have already happened in getting the reactor running, it is finished 10 years past the original ignition date, another delay in publishing the numbers will not be acceptable after news of the first ignition was already released. To amend for this the leader of the operation, Dr. Chen, wanted to inflate the amount of energy that was produced in the report. She was worried that if the lower number was published that funding for the program would be less making it more difficult to get the reactor to its full potential. The rest of the team is unsure about morality of this and being one of the leaders of the development team my decision will influence the decisions of the team. IMPACTS The consequences of this decision has a possibility to end badly with both actions. Should the numbers be posted as they are backers could see the project as a waste of time and resources and, after the lengthy delays that already infected the project, shut it down. Should the inflated numbers be published and it is discovered it could mean the termination of my team’s contract on the project as well as the possible termination of the project. In both extremes the scientists and engineers working on the reactor would lose their jobs. In a less extreme situation, if the true number is posted funding for the program may decrease slowing the progress of the reactor. The reactor will be able to reach the energy production that the number would be inflated to and my team believes that it is capable of producing a much higher amount of energy in the later stages of its development. Nuclear fusion will eventually be the future of energy production and it all begins with the ITER program. Cutting funding for the program would lead to a delay of when fusion power will be used worldwide as a clean renewable source of power. The backers are expecting a number around 500 megawatts and if that is what is reported then funding would not be cut, it may Austin Kasmer even increase after a positive ignition. Development would be able to continue and the project would keep moving towards fusion being a reliable clean power source. breaks it. More resources will need to be used to make a decision in this situation. CASE STUDIES CODES OF ETHICS To help with coming to a decision I studied other cases that had similar situations. In the first case study testing for pollutants levels around an industrial site is completed. After the report is written it is found that the owner of the plant was adding water to the plants wells to decrease the pollution levels [5]. This relates to my situation as the plant owner was modifying the results of the testing to be more favorable for his company. My ethical view on this situation is that the tampering of the test is immoral. Falsifying the pollution levels will only benefit the owners company and potentially hurt the public. In a second case study it is discovered that when doing a survey of an old building, the clip angles holding the stone cladding on the steel frame of the building are rusted. This issue could lead to a massive cost in repairing the building. This information is possibly being hidden from a potential buyer of the building and also poses a threat as the stone cladding could fall off of the building and injure civilians below [6]. In this situation the truth is being hidden as well as people are being put in danger. Ignorance towards the rusted angle clips to make personal gains is unethical. Actions should be taken to protect the public as well as the buyer should not be deceived. In the last case study I looked at an inventor is poised with the option of inflating the story about her product so she can get funding for it. They are sure that the invention will lead to improved patient health [7]. In this situation the inventor believes that their invention will benefit the public and is contemplating inflating the facts of it to give the invention a better chance of succeeding. This situation is almost identical to my situation in dealing the reactor. Inflating facts may benefit humanity in the long run. My view of the situation would be that if the invention would be a benefit to the public, then the facts should not have to be inflated for it to be able to succeed. In the case studies, I saw all of the actions taken to deceive as ethically wrong, regardless of the conclusion. The last case study offered a situation where the outcome would be a positive for the public, as in my situation, but I still saw the deception as immoral. When making a decision the first thing I referenced are the codes of ethics for both engineering as a whole and nuclear engineering. The National Society of Professional Engineers (NSPE) has a code of ethics that all engineers are required to follow. The fundamental cannons that have an effect in my situation are I.I, I.III, I.V, and I.VI. Code I.I states that it is an engineer’s duty to “Hold paramount the safety, health, and welfare of the public” [3]. In this situation doing whatever it takes to keep funding would be what is best for the public. Nuclear fusion is going to be needed to feed the world’s energy hunger and the faster it is devolved the better. Code I.III states that engineers should “issue public statements only in an objective and truthful manner” [3]. This code has the most direct connection to my ethical dilemma. This code attempts to make the statements made by engineers trustworthy. Inflating the amount of energy produced in the report would be in direct violation in the code as it would not be presenting the data in a truthful manner. It would also corrupt the trust that the public has for the engineering community and my team. Code I.V is broad as it states that engineers should “Avoid deceptive acts” [3]. This code is to keep things straight forward when engineers represent what they do. Inflating the energy produced by the reactor would be a deceptive act intent on tricking the backers into thinking the program is as successful as it was projected to be. Finally code I.VI states that engineers should “conduct themselves honorably, responsibly, ethically, and lawfully so as to enhance the honor, reputation, and usefulness of the profession” [3]. Engineers need to be able to be trusted by the public to be able to do succeed. The backers for the ITER program have to be able to trust our team if they are going to fund us. Falsifying information will risk breaking that trust. The Fundamental Principles of Nuclear Engineering present many of the same ideas as the codes from the NSPE: The welfare of the public is paramount and all data and claims are truthful [4]. The additional code that the ANS adds is that engineers “accept responsibility for [their] actions; are open to and acknowledge criticism of [their] work; offer honest criticism of the work of others; properly credit contributions of others; and do not accept credit of work not [their] own” [4]. Engineers should claim responsibility for their work instead of covering the mistakes. Inflating the energy produced by the reactor would be a cover for the mistakes that caused the decrease in energy production. These codes of ethics were created with the intent of driving engineers toward what will be the best for humanity. The issues with them occurs when they must by interpreted for a specific situation. In the way I interpreted them they conflict. Breaking the code of truthful claims to do what will be the best for humanity in the end both follows the code and RISK When it comes to risk analysis, ethics plays a large role. Advances cannot be made without some level of risk so the question needs to be answered: what level of risk is acceptable? Will the reward outweigh the consequences? These are all questions that need to be answered. In Engineering Ethics: Looking Back, Looking Forward, Michael Pritchard writes that something may be “’safe 2 Austin Kasmer enough’, an indication that we are willing to assume substantial risks in order to obtain whatever benefits might be expected from the product, process, or project” [8]. In act utilitarianism the benefits and costs, or in this case risk, are measured to compared to determine whether and action is ethical or not. In my situation inflating the reactor numbers would be a risk that my team would be taking. The benefits of inflating the numbers would have to be compared the potential risk of the action. then the inflation of the facts should be pointless. It should represent itself as a promise of a better future. To decrease the risk of publishing the low data, my team should also publish or new perception of the potential of the reactor now that we have a working one. This could potentially keep the backers funding and may also increase funding now that there is a working reactor with promise. This would all around be the most ethical choice, preserving the trust between my team and the backers, as well as keeping the future of nuclear fusion alive. OTHER RESOURCES ETHICAL STATEMENT TO ENGINEERS What is right and wrong was taught to me by my parents. Both of my parents served as engineers in the Air Forse. My dad was a civil engineer and served two tours in the Middle East devolving water treatment plants and running military bases. My mom worked in acquisition on the global hawk program, C-130 program, and the JSF program. Both have had extensive experience in an engineering career. When I asked my dad what he would do in this situation he said that having trust with the donors would be the most important thing [9]. In Saudi Arabia “having the trust of the Saudis was very necessary so we could work with them to create the water treatment plants” [9]. Keeping the trust between the backers and my team will be necessary further down the development of the reactor. When my mom heard of the situation she brought up her issues of when reports on plane production came back incorrect. It slowed the production of the plane [10]. Inflating the amount of energy produced, if discovered, will break the trust between the backers and my team further delaying the development of the program. In engineering, ethics is paramount to trust and efficiency. Should they run into an issue where they are not sure what the correct ethical choice is, they should refer to the Engineering Codes of Conduct. The Codes of Conduct are good starting blocks for forming a judgment on what is ethically correct. Observing similar situations in different fields of engineering and making an ethical opinion on those decisions may also help form a conclusion. Looking at those situations will help remove preconceived notions that may cloud judgment on the issue. And lastly peers and mentors not attached to the project may also provide insight on the situation that was not previously thought of by the engineer. Making a correct ethical choice may have a large impact on a project as well as the safety of the public. A Decision involving ethics is one that engineers have to make carful to insure that they are making the best choice for the public. REFERENCES [1] G. Catalano. (2006). Engineering Ethics: Peace, Justice, and the Earth. New York: Morgan & Claypool. (online book). pp. 13-17 [2] O. Motojima. (2013). “Harnessing The 93-Million-Mile Dream.” Billetin of the Atomic Scientists. (Interview). DOI:10.1177/0096340213477998 [3] (2007). “Code of Ethics for Engineers.” National Society of Professional Engineers. (online article). http://www.nspe.org/sites/default/files/resources/pdfs/Ethics/ CodeofEthics/Code-2007-July.pdf [4] (2014). “Code of Ethics.” American Nuclear Society. (online article). http://www.ans.org/about/coe/ [5] “To Flush or Not to Flush: That’s the Question” Texas Tech University. (online article). [6] “What’s the Angle?” Texas Tech University. (online article). [7] “On the Path to Fund Raising.” Biomedical Engineering Society. (online article). http://biodesign.stanford.edu/bdn/ethicscases/9pathtofundrai sing.jsp [8] M. Pritchard. (2013). Engineering Ethics: Looking Back, Looking Forward. Springer Science (online book). pp. 13981399 DECISION When it came to interpreting the codes for the specific situation that I am I got conflicting results. On one hand my interpretation of the code lead me to the result that inflating the numbers would be the most ethical. It would be the best chance that nuclear fusion becomes a viable energy source sooner which would be better for the public. However when looking at the rest of the codes they are clearly against falsifying any information in any way. Utilitarianism will be a big guider for my decision. I must looked at the benefits and consequences of both actions. Both have the possibility of having the project shut down but one will be done by a breach of trust. Both of my parents saw trust as an important part of any type of work between two groups so it should be maintained at all times. To further my new forming decision against falsifying the data, in all the case studies I looked at I was against falsifying information. I saw it as unethical and could potentially harm the public. My current situation is not all too different from those situation. I also posed a interesting point in the last case study I read that if something is going to benefit humanity, 3 Austin Kasmer [9] J. Kasmer. (1 November 2015). Interview [10] J. Kasmer. (1 November 2015). Interview ACKNOWLEDGEMENTS First off I would like to thank my teammate Riley Burton. As an upperclassman engineer he assisted me in how to start the essay. I would also like to thank Patrick Bohse, Emma Chen, and Tiffany Smith for the ability to bounce ideas off of them. And lastly I would like to thank my parents who instilled the drive to be an engineer and are the reason why I have been able to achieve all that I have. 4