Application for an Amendment or Renewal to a Project Authorisation

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Application for an Amendment or Renewal to a Project
Authorisation under Scientific Animal Protection
Legislation
For details on completing this application form, please see the ‘Guide to Amendment and
Renewal Applications for Projects under Scientific Animal Protection Legislation’. Please note
that only the sections that are relevant to this application should be completed.
SECTION A: PURPOSE OF APPLICATION
PURPOSE OF APPLICATION
Tick the application type(s) required and enter details in the relevant section(s)below:
Renewal
Amendment
Project authorisation number:
User establishment name:
AE
/P
SECTION B: PROPOSED RENEWAL DETAILS (if applicable)
PROPOSED RENEWAL
Date of expiry of current project authorisation:
Time extension sought (months):
Justification for request for time extension:
SECTION C: PROPOSED AMENDMENT (if applicable)
PROPOSED AMENDMENT
Tick all that apply and enter details in relevant section D (1-7) below:
1. Change to the project start date (complete Section D1)
2. Amendment to project manager (complete Section D2)
3. Amendment to or addition of deputy project manager(s) (complete Section D3)
4. Addition of new individuals who will be performing procedures (complete Section D4)
5. Addition of user establishment(s)/additional location(s) (complete Section D5)
6. Amendment(s) to procedure(s) including the addition of a new species/genetic strain
and/or an increase in animal numbers and/or an increase in severity classification (complete
Section D6)
7. Addition of new procedure(s) (complete Section D7)
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SECTION D: PROPOSED AMENDMENT DETAILS (if applicable)
D1. CHANGE TO THE PROJECT START DATE
This section should only be completed if procedures on animals have not commenced within one
year of the issue date of project authorisation.
Issue date of project authorisation:
Proposed date of commencement of animal procedures:
Provide reason(s) as to why procedures on animals did not commence within one year of the
issue date of project authorisation:
Provide information on how it was ensured that no alternatives to the use of live animals have
been made available since the project was first authorised.
Provide information on how it was ensured that this work has not been carried out elsewhere
since the project was first authorised. If this is a duplication of a previous study, justify why this
duplication is necessary.
D2: AMENDMENT TO PROJECT MANAGER
Enter the details of the proposed project manager below:
Title:
First name:
Address 1:
Surname:
Address 2:
Address 3:
County:
E-mail:
Individual authorisation number: AE
Telephone:
/I
If no current individual authorisation number exists, please state the date of application for an
individual authorisation:
Please append CV (setting out education, training, experience and publication history). (A template
CV is available on the HPRA website if you wish to use it.)
D3: AMENDMENT TO OR ADDITION OF DEPUTY PROJECT MANAGER(S)
This section can be expanded by copying and pasting as many times as required. For multiple
amendments/additions, select the entire table and copy and paste as required.
Title:
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First name:
Address 1:
Surname:
Address 2:
Address 3:
County:
E-mail:
Individual authorisation number: AE
Telephone:
/I
If no current individual authorisation number exists, please state the date of application for an
individual authorisation:
State the reason for amendment to deputy project manager e.g. addition of an additional
deputy project manager/replacement of deputy project manager stating full name and
individual authorisation number of replaced person?
Please append CV, setting out education, training, experience and publication history. (A template
CV is available on the HPRA website if you wish to use it.)
D4. ADDITION OF NEW INDIVIDUALS WHO WILL BE PERFORMING PROCEDURES
For multiple amendments, select the entire table and copy and paste as required.
FIRST NAME SURNAME
INDIVIDUAL
If no current individual authorisation
AUTHORISATION
number is held, state the date of
NUMBER
application for an individual
authorisation
D5. ADDITION OF USER ESTABLISHMENT(S)/ADDITIONAL LOCATION(S)
In the case of a collaboration, list the user establishment authorisation number of the new user
establishment(s) at which project work is planned to take place:
USER ESTABLISHMENT NAME
USER ESTABLISHMENT AUTHORISATION NO.
If an additional user establishment is being added please outline the reasons for the addition:
If an additional user establishment is being added, ensure the compliance officer for the additional
user establishment signs the appropriate section of the declaration in Section F.
In the case of an amendment to a location other than the authorised user establishment(s)
where procedures are planned to be carried out, list the additional location(s) where procedures
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are planned to be carried out and provide a scientific justification as to why each additional
location is necessary:
D6. AMENDMENT(S) TO PROCEDURE(S) INCLUDING THE ADDITION OF A NEW
SPECIES/GENETIC STRAIN AND/OR AN INCREASE IN ANIMAL NUMBERS AND/OR AN
INCREASE IN SEVERITY CLASSIFICATION
For multiple amendments, select the entire table and copy and paste as required.
Approved procedure (as listed in the project authorisation) being amended
Nature of amendment including details on any increase in animal numbers for this procedure
Justification for amendment
Provide details on any impact to adverse effects, severity or humane endpoints this amendment
may have.
1.
2.
3.
Adverse effects
Severity
Humane endpoints
Please append the currently approved project protocol with the proposed amendments highlighted
in yellow or added as tracked change. The specific details for each procedure must be provided in
the project protocol.
Has this amendment(s) been approved by an ethics committee?
Yes
No
If ‘yes’ please provide a copy of the ethical review application and associated approval
documentation from the relevant ethics committee as outlined in the guide to projects.
If ‘no’ please provide justification as to why an ethical review was not performed?
If the amendment includes the addition of a new animal species/genetic strain, please answer
the questions and complete the tables below.
Have the animals to be used in this project been bred for specific use in scientific procedures:
Yes
No
If ‘no’ please provide scientific justification for the reasons the animals were not specifically bred
for use in procedures?
Have the animals to be used in this project been taken from the wild?
Yes
No
If ‘yes’ please provide scientific justification for the reasons a wild animal is required?
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Are the animals to be used in this project stray or feral animals of a domestic species?
Yes
No
If ‘yes’ please provide scientific justification for the reasons a stray or feral animal of a domestic
species is required?
Are the animals to be used in this project an endangered species?
Yes
No
If ‘yes’ please provide scientific justification for the reasons an endangered species is required?
N.B. - if total animal numbers have increased as a result of this amendment(s) please ensure to
complete Section E of this form.
Species
Life stage
Strain/breed
Genetic status
Genetic alteration (if GA)
Breeder/supplier establishment authorisation number
Country of origin*
Have any individual animal(s) proposed for use in this
project been previously used in a scientific study?
If yes, describe the cumulative effect of the procedures
on the animal(s)?
Number of animals to be used
Yes
No
* If animal(s) are sourced outside of the Republic of Ireland, please indicate the source of the
animals and provide a certificate confirming authorisation and registration of the supplier
establishment (as required under Directive 2010/63/EU) where animal(s) were bred / supplied in
the country of origin.
D7. ADDITION OF NEW PROCEDURES
For multiple additions, select the entire table and copy and paste as required.
Procedure number
Species
Strain/breed
Life stage
Technique
Duration of procedure
Frequency of procedure
Pain-relieving methods and/or anaesthesia
Proposed severity classification
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Humane endpoints
Number of animals to be used
Adverse effect(s) of procedure on animal
welfare
What is the fate of the animals at the end of
the procedure?
If the fate of the animals is euthanasia, please
state the method of euthanasia
Provide detailed justification as to why it is
necessary to add this new procedure:
Please append the currently approved project protocol with the proposed amendments highlighted
in yellow or added as tracked change. The specific details for each procedure must be provided in
the project protocol.
Has this amendment(s) been approved by an ethics committee?
Yes
No
If ‘yes’ please provide a copy of the ethical review application and associated approval
documentation from the relevant ethics committee as outlined in the guide to projects.
If ‘no’ please provide justification as to why an ethical review was not performed?
If the amendment includes the addition of a new animal species / genetic strain, please answer
the questions and complete the tables below.
Have the animals to be used in this project been bred for specific use in scientific procedures:
Yes
No
If ‘no’ please provide scientific justification for the reasons the animals were not specifically bred
for use in procedures?
Have the animals to be used in this project been taken from the wild?
Yes
No
If ‘yes’ please provide scientific justification for the reasons a wild animal is required?
Are the animals to be used in this project stray or feral animals of a domestic species?
Yes
No
If ‘yes’ please provide scientific justification for the reasons a stray or feral animal of a domestic
species is required?
Are the animals to be used in this project an endangered species?
Yes
No
If ‘yes’ please provide scientific justification for the reasons an endangered species is required?
Note: if total animal numbers have increased as a result of this amendment(s), please ensure to
complete Section E of this form.
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Species
Life stage
Strain/breed
Genetic status
Genetic alteration (if GA)
Breeder/supplier establishment authorisation number
Country of origin*
Have any individual animal(s) proposed for use in this
project been previously used in a scientific study?
If yes, describe the cumulative effect of the procedures
on the animal(s)?
Number of animals to be used
Yes
No
* If animal(s) are sourced outside of the Republic of Ireland, please indicate the source of the
animals and provide a certificate confirming authorisation and registration of the supplier
establishment (as required under Directive 2010/63/EU) where animal(s) were bred / supplied in
the country of origin.
SECTION E: TOTAL ANIMAL NUMBERS
If the amendment(s) involves an increase in animal numbers please state:
1
Total number of animals currently authorised for use:
2
Amended total number of animals:
3
Provide justification for the additional animal numbers requested, including statistical
calculations if relevant/appropriate.
SECTION F: DECLARATION AND UNDERTAKING
The declaration and undertaking below should be signed by or on behalf of the applicant i.e. by
the project manager or proposed new project manager (designated pursuant to Regulation 47 of
S.I. No. 543 of 2012 as amended), who is responsible for the overall implementation of the project
and its compliance with the project authorisation.
I hereby declare that:
- I have been designated by the user to make this application on the user’s behalf.
- The information contained in this application is true and correct.
I hereby undertake that in the event of the amendment or renewal of the project authorisation
being granted:
- To ensure fulfilment of the obligations arising by virtue of the terms and conditions of the
project authorisation.
- To ensure fulfilment of the requirements of S.I. No. 543 of 2012, including:
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-
-
-
To submit an application for an amendment if any further substantial changes to the
project are required.
To ensure that the project manager has a valid individual authorisation.
To ensure that, if appointed, the deputy project manager has a valid individual
authorisation for the purpose of project management.
To ensure that all persons carrying out procedures under this project have a valid
individual authorisation.
To ensure that all persons performing euthanasia under this project have a valid
individual authorisation.
To ensure the methods of euthanasia performed are in accordance with Annex IV of
Directive 2010/63/EU unless an exemption is granted by the HPRA.
To report any project deviations that have an adverse effect on animal health or welfare,
and to report any changes to a severity classification that have an adverse effect on
animal health or welfare to the designated veterinarian and/or the animal welfare body at
the user establishment.
To keep written records of all animals used under this project authorisation for a
minimum of 3 years, and to make all written records or project documentation available
to the HPRA upon request or as part of an inspection.
To provide the user establishment with an end of project report for the finished project to
be made available to the HPRA upon request.
To fulfil all reporting requirements including annual statistical returns to the HPRA.
To provide updates (if any) to the non-technical project summary (where relevant) to the
HPRA, which will be made publically available by the HPRA.
To comply with the requirements of S.I. No. 543 of 2012 for the care and accommodation
of animals.
Signature of project manager:
Print/type name:
Date:
_________________________
COMPLIANCE OFFICER SIGNATURE (FOR ALL AMENDMENT TYPES)
The declaration below should be signed by the compliance officer (designated pursuant to
Regulation 44 of S.I. No. 543 of 2012 as amended) responsible for ensuring compliance with the
provisions of S.I. No. 543 of 2012 at the relevant user establishment.
I hereby declare that:
- The applicant is affiliated to the user establishment referred to in section A.
- I understand that if the applicant fails to uphold his/her responsibilities under S.I. No. 543
of 2012 in the user establishment or additional locations for which I am compliance
officer, this may have implications for the continued authorisation of the user
establishment.
Signature of compliance officer: __________________________
(on behalf of breeder/supplier/user)
Print/type name:
Date:
COMPLIANCE OFFICER SIGNATURE (AMENDMENT TO ADD NEW USER ESTABLISHMENT)
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The declaration below should be signed by the compliance officer (designated pursuant to
Regulation 44 of S.I. No. 543 of 2012 as amended) responsible for ensuring compliance with the
provisions of S.I. No. 543 of 2012 at the relevant user establishment.
I hereby declare that:
- The applicant is affiliated to the user establishment referred to in section D5
- I understand that if the applicant fails to uphold his/her responsibilities under S.I. No. 543
of 2012 in the user establishment or additional locations l for which I am compliance
officer, this may have implications for the continued authorisation of the user
establishment.
Signature of compliance officer: __________________________
(on behalf of breeder/supplier/user)
Print/type name:
Date:
CHECKLIST
Amended project protocol (relevant sections only) – highlighted to identify changes
Certificate confirming authorisation and registration of breeding / supplying
establishment (for animals sourced outside the Republic of Ireland)
Copy of ethical review application and associated documentation (where relevant)
Ethics approval document (where relevant)
CV (setting out education, training, experience and publication history) (where relevant)
Animal welfare body recommendation (where relevant)
Submit the completed form with attachments via CESP, or to sapsubmit@hpra.ie or in hard copy
to:
Receipts and Validation Department
Health Products Regulatory Authority
Kevin O’Malley House
Earlsfort Centre
Earlsfort Terrace
Dublin 2
Tel: + 353 1 676 4971
Fax: + 353 1 676 7836
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