gcb12515-sup-0001-Supportinginformation

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14. Supporting Information
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S1. Climate and geology of the Maritime Alps
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At 2000 m.a.s.l., from December to March, air temperature is just below 0 °C (ranging
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from -1 to -3°C), with an annual mean temperature of 3.7°C (Walter & Ribolini, 2001).
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Precipitation is more frequent above 1200 m and thunderstorms are common in summer (70
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to110 days per year). Winter and autumn are the two seasons with the heaviest precipitation in
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the Maritime Alps. The greatest 5-day accumulations of precipitation (up to 250 mm) occur
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mostly in autumn. During the last decades, the Maritime Alps experienced long summer droughts
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with frequent forest fires as well as repeated floods, especially during autumn (Boroneant et al.,
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2006). Sunshine duration is particularly high and reaches approximately 2 700 h *y-1 (average
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1971 - 2000). The dominant geological units are granite and gneiss but limestone can also be
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found (e.g. NE part of Valle Stura).
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S2. Details on the generation of the topo-climatic predictors
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Digital elevation models
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A 25-m digital elevation model (DEM) for France was obtained from IGN (Institut
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Géographique National France, http.//www.ign.fr/) and for Italy, a 10-m DEM was provided by
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SITAD (Sistema Informativo Territoriale Ambientale Diffuso, Italy, www.sistemapiemonte.it).
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The Italian DEM was re-sampled using the Nearest Neighbour assignment algorithm (as in
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Dullinger et al., 2012) to a 25m resolution in ArcMap (ESRI). Curvature and slope were directly
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derived from the DEM (Table S2), whereas potential global solar radiation during the growing
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season (June to September) was calculated using the ArcInfo custom codes as in Randin et al.
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(2006; 2009).
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Climatic variables
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We calculated long-term monthly average temperature and the sum of precipitation for the
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standard period 1971 - 2000. The selected climate stations provide at least ten years of records
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within the standard period. For each 25 m cell of the landscape, we normalized the long-term
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monthly temperature and precipitation values of the weather stations to 0 m a.s.l., using the lapse
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rates of a linear model (monthly temperature or monthly sum of precipitation ~ elevation) for
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each month and the digital elevation model (DEM). Residuals of the linear model were
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interpolated on the wider region of the Maritime Alps (surface of 7720 km2) to avoid edge
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effects, using inverse distance weighted interpolations (IDW; as in Randin et al., 2006) in
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ArcGIS (ESRI) and then added to the normalized values (regression intercepts). Finally, the
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spatially normalized and interpolated values of temperature and precipitation (representing
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regression intercepts locally adjusted by the interpolated residuals) were re-projected to the
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elevation using the 25 m DEM of the wider region of the Maritime Alps and the regression lapse
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rates. The layers were then clipped to the size of the study area.
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Custom ArcInfo codes (aml) are available for download at
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http.//www.wsl.ch/staff/niklaus.zimmermann/programs/aml.html. (See also Table S2)
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Monthly Potential Evapotranspiration (ETpTurc) was calculated using the formula of Turc
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(1961).
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ETpTurc (mm * day-1) = (0.4 * ((0.0239001* Rs ) + 50.) * (Ta / (Ta+15)) / 30)
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Rs. daily global radiation (monthly avg) (kJ * mm-2 * day-1)
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Ta. monthly average (daily) temperature (°C)
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In ArcGIS raster calculator, ETpTurc was calculated as follows (e.g. for June).
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ETpJune = Int((0.4 / 30) * ((0.0239001 * Float([RsJune])) + 50) * (Float([TaJune]) /
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(Float([TaJune]) + 15)) * 30)
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For the growing season (GS. June-September).
ETpGS = [ETpJune] + [ETpJuly] + [ETpAugust] + [ETpSeptember]
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Moisture index during the growing season (MINDGS) was a measure of the water balance of an
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area in terms of gains from precipitation (P) and losses from potential evapotranspiration (ETp).
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MINDGS = PGS - ETpGS (in mm per month)
In ArcGIS raster calculator for the growing season .
MINDGS = [MINDJune] + [MINDJuly] + [MINDAugust] + [MINDSeptember]
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Growing degree days with a 0°C threshold (GDD0) are defined as the days during which the
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average daily temperature Ta is high enough allowing the plant to grow and are defined as:
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(Monthly averaged temperature Ta > 0 °C) * (number of days for a given month).
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The geographic layers of the monthly averaged temperature (Ta) were first re-classed in Raster
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Calculator for a 0°C threshold, and then multiplied by the number of days of the month.
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GDD0June = Int([TaJune > 0°C] * 30)
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Then the sum of the growing degree days of the growing season was calculated as the sum of the
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growing degree days of every month:
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GDD0GS = [GDD0June] + [GDD0July] + [GDD0August] + [GDD0September]
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Topographic variables
Custom ArcInfo codes (aml) are available for download at
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http.//www.wsl.ch/staff/niklaus.zimmermann/programs/aml.html. (See also Table S2)
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Solar radiation (kJ * m-2 * day-1; Srad) was first calculated in ArcInfo for each month of the
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growing season (GS; i.e. June to September), and then multiplied by the number of days for each
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month to obtain a proxy of the total amount of energy during the entire growing season.
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SRadGS = [SRadJune] * 30 + [SRadJuly] * 31 + [SRadAugust] * 31 + [SRadSeptember] * 30
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Table S2.1 Summary of the geographic layers used as predictors in SDMs with units and
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methods used to generate them.
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Table S2.2 Pearson correlation coefficients between the modelling variables. Most variables'
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pairs have low correlation coefficients (i.e. r < 0.381). The highest was 0.806 between moisture
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index and growing degree days but less than 0.85 (critical threshold based on Elith et al., 2006).
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We finally decided to keep them because they are the most physiologically meaningful variables.
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In bold, the r values for the selected variables.
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*Abbreviations: Grow= growing season (usually June-September or defined by a threshold of at least 20 days of temperature
above 0°C or 5°C depending on the species), ETP=potential evapotranspiration, DDEG=growing degree days, Solar_Rad=
solar radiation of the growing season, MIND= moisture index of the growing season
S3. Palaeoclimate reconstruction
Downscaling of the Palaeoclimate Dataset
The dataset was originally produced by Singarayer and Valdes (2010) from the HadCM3
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atmosphere-ocean general circulation model (AOGCM) developed at the Hadley Centre. A
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temperature and precipitation dataset for the standard period 1971-2000 at a 10’ resolution was
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obtained from the Climatic Research Unit (Mitchell et al. 2004) and used to derive past climate
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anomalies from the palaeoclimate layers. These anomalies were then interpolated using a
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regularised spline to derive a smooth surface at a final resolution of 25 m by using Spatial
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Analyst in ArcGIS (ESRI). The interpolated anomalies were finally added to the 25-m
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temperature and precipitation layers of current conditions. Growing degree days and moisture
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index layers were then calculated for all time periods of the paleoclimate series.
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S4. SDM calibration
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Generealised Linear Models (GLM)
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Up to second-order polynomials (linear and quadratic terms) were allowed for each
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predictor in GLMs, using the R library rms (http.//CRAN.R-project.org/package=rms), with the
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linear term being forced in the model each time the quadratic term was retained. All models were
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fit using GLMs in R (R 2.9.2, R Development Core Team 2008) and associated packages
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available in CRAN (http.//cran.r-project.org).
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Similar to Vicente et al., (2010), we calibrated a set of competing models and applied
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multi-model inference (MMI; Burnham & Anderson 2002). We used the corrected Akaike
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information criterion of goodness to fit (AIC: Akaike 1973 and AICc: Shono 2000) to calculate
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the Akaike weights. The ensemble of all model combinations including the five predictive
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variables was calculated as the sum of the individual models’ predictions weighted by Akaike
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weights (model averaging), in order to account for the uncertainty within the modelling selection
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process.
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Table S4. Number of pseudoabsences, methods used for selecting pseudoabsences and number
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of models replication for each SDM technique. Choices of parameters followed tightly the
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recommendation of Babet-Massin et al. (2012).
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Table S5. Suitable land-cover types and their corresponding code in the CORINE Land Cover
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database
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http.//www.eea.europa.eu/data-and-maps/data#c12=corine+land+cover+version+13)
(shapefile
downloaded
on
16th
October
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2011,
available
at.
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Table S6. Number of suitable pixels and number of ka that have been predicted to be suitable by
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the ensembles (consensus, majority and minority) of SDMs. (The number of ka does not
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correspond to a chronological order and the pixels have not necessarily remained suitable for
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consecutive ka, except for the ones suitable for all 22 ka).
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S7. Identification of potential core areas and identification of topo-climatic microrefugia
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The microrefugium identification criteria were based on the framework of Ashcroft et al
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(2012). In order to set a comparable scale between the three criteria, we used the standardised
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residuals (z values), as in Ashcroft et al. (2012), for the average temperature of the growing
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season.
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(Value of a grid cell – Mean over the whole study area) / (Standard Deviation SD) (1)
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(1) Isolation from the matrix (i.e. the surrounding area); calculation of the z values for the
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averages of each climatic period. (Zmatrix 3pixels and Zmatrix 1km)
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The z values of isolation from the matrix were calculated using a moving window
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(hereafter MW) of 1 km (40-pixels radius) and at a finer scale with a moving window of 75 m
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(3-pixels radius Zmatrix
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is the maximum dispersal distance a species such as S.florulenta can reach within a 1000 years'
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time frame, when considering a short-distance dispersal (SDD) kernel (Engler et al., 2009). The
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75-m MW was chosen in contrast to detect very local variations of the climatic parameters due to
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topographic complexity. Using different MW scales could also help in tracking microrefugia
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enclosed in larger isolated areas of the study domain. Computations of MW were done with
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Neighbour Focal statistics tool of Spatial Analyist in ArcGIS (ESRI).
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(2) Extreme temperature values (Ztemp)
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We located areas that had shown the highest and lowest mean values for temperature within a
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given climatic period (Table S4) (5 and 95 percentiles of z scores corresponding to the coldest
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and warmest areas respectively).
3pixels).
We opted for these two scales based on the assumption that 1 km
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(3) Stability of temperature conditions over time (Zvar interperiod and Zvar from current)
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We
used
two
different
metrics.
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a) The smallest changes compared to current conditions were calculated as the absolute values of
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temperature change from the current conditions, for each of the time frames within a climatic
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period (Zvar
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whole, we summed the absolute values of the change of every time frame and then calculated Z-
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scores based on this sum (1). The 5% percentiles of these Z-scores represent the locations with
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the most stable (lower 5%) and unstable (upper 5%) temperature conditions (R.basic package,
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http.//www.braju.com/R/).
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b) The smallest changes between successive time frames (Zvar
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similarly as above, but between one time frame and the next (e.g. 21 to 20 ka BP). We then
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summed the absolute values of change of the corresponding time frames for a given period, and
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calculated the corresponding z scores.
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interperiod).
In order to capture the amount of change within a climatic period as a
from current)
were calculated
Finally, the Refugia Index (RI) was expressed as an average of the z values for each of
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the three criteria above and was calculated separately for the two isolation scales (75-m and
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1km):
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RI = (Ztemp + sign(Zmatrix 3cells).((Zvar interperiod+ Zvar from current ) / 2) + Zmatrix) / 3 (Eq. 2a)
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RI = (Ztemp + sign(Zmatrix 1km).((Zvar interperiod+ Zvar from current ) / 2) + Zmatrix) / 3 (Eq. 2b)
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A negative RI represents a colder area than the surrounding landscape matrix, while a positive RI
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a warmer one and hence potential cold and warm topo-climatic microrefugia. We then combined
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the lowest and highest RI at the two isolation scales to select areas with the highest and lowest RI
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for each climatic period. For Late Pre-Glacial that was particularly cold, we considered both cold
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and warm microrefugia: we looked for warm microrefugia because they would be needed by the
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species to survive the extremely cold temperatures of that cold period and the cold ones because
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populations managing to persist in those patches could still further survive during the warmer
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periods that followed. For the other climatic periods that were leading to a gradually warming
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climate we considered only the cold ones before temperature became more stable (i.e. Atlantic
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and Subboreal & Mid-Subatlantic periods). Finally, all topo-climatic microrefugia selected fell in
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areas predicted to have been suitable for the species for each of the climatic periods within the
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21,000 years.
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The importance of regional to local topography as mentioned by Dobrowski (2011) was
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incorporated by adding the tendency of an area to experience cold air pooling (CAP) to the
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criteria of Ashcroft et al. (2012) but was not incorporated in the RI. It was only used to filter the
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final selection based on the RI. Areas that favour the accumulation of cold air masses are
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characterised by depressions and are relatively flat. We therefore considered as CAP prone areas
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those with slope below 30° and curvature (i.e. slope of the slope) below 0 (i.e. concave), as
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suggested by (Lundquist et al., 2008). We considered this as a more important variable for areas
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isolated from the matrix for higher temperatures, especially during warmer periods (e.g. the
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Atlantic).
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Figure S7: Microrefugia formed during each climatic period under the limited dispersal scenario
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(LD) and their support in the species range shifts, persistence and re-colonization; (a)
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Microrefugia formed during Late Pre-Glacial, (b) Older Dryas, (d) Atlantic, (e) Subboreal &
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Mid-Subatlantic and their distribution within the potential suitable areas of each climatic period.
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On panel (c), the established microrefugia in Late Pre-Glacial and Oldest Dryas that potentially
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allowed the persistence of S. florulenta during the first identified predicted extinction period after
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Late Pre-Glacial. (c) The expansion to the next time frame was possible within the 1km
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expansion buffer around the microrefugia. (f) Current potential distribution and microrefugia of
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past climatic periods that formed it after the last predicted extinction phase (re-colonization
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microrefugia). (g) All the potential microrefugia from all climatic periods and known
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occurrences and (h) (same as g) on all the predicted suitable areas across all ka. (i) microrefugia
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that have been re-formed or persisted in the same location for at least two climatic periods,
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species known occurrences, and current potential distribution.
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Figure S8. Frequency of patch sizes (in m2 ) of microrefugia formed in different climatic periods
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that overlap (stable microrefugia) (a), (b) microrefugia assisting range shifts and expansion in
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across the different climatic periods (stepping stones microrefugia), (c) microrefugia formed in
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different climatic periods that shaped the current potential distribution (re-colonizing
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microrefugia).
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Table S9. Surface colonized by the contribution of macrorefugia and microrefugia under the
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limited (LD) and unlimited (UD) dispersal scenarios and expressed as a percentage of the
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suitable surface for each 1-ka time frames (-20 to 0ka) predicted by the consensus of SDM
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projections. In the microrefugia model, the presence of active microrefugia (indicated by *)
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allowed the persistence of S. florulenta during absence phases predicted by SDMs and does not
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correspond to the percentage of the suitable SDMs habitats since the latter predicts 0% suitable
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pixels.
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S10. Model performance and predicted suitable pixels by ensemble of SDMs with two or one
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climate variable.
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Despite the fact that the Pearson correlation coefficient of the modelling variables was
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lower than the standard set by Elith et al. (2006; Pearson correlation coefficient > 0.85 for
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correlated variables) we wanted to exclude the effect potential collinearity of the climatic
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variables (growing degree days and moisture index) in our models. The pattern of this version of
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the projections during the extinction phases was similar to the previous version using both
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climatic variables (see discussion). Regarding the models performance, GBM performed higher
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(average TSS 0.934 with SD 0.009) compared to the previous version (average TSS = 0.832 with
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SD = 0.010). MAXENT performed lower (average TSS 0.934 with SD 0.009) than the previous
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version (TSS = 0.627 with SD = 0.019). The GLM projections in particular appeared more
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restricted compared to the previous version and with slightly lower performance (average TSS =
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0.53 with SD = 0.015 compared to TSS = 0.66 with SD = 0.011 of the previous version).
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Table S10. Comparison of predicted number of suitable pixels by the three models
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ensembles with both climate variables (i.e. growing degree days and moisture
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index) and with growing degree days only.
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