Funds Authorised in September 2010
Fund
Date of
Authorisation
Management Company
Trustee
UCITS Schemes Authorised in September 2010
MontLake UCITS Platform plc
Pegasus UCITS Fund
1 September 2010
1 September 2010
Citibank International plc
1 North Wall Quay
Dublin 2
Best of Breed Capital Funds plc
Best of Breed UCITS Strategic Fund 1
1 September 2010
1 September 2010
Daiwa Europe Trustees Ireland Limited
Block 5
Harcourt Centre
Harcourt Road
Dublin 2
Pensato Capital Funds plc
Pensato Europa Absolute Return Fund
16 September 2010
16 September 2010
BNY Mellon Trust Company (Ireland) Limited
Harcourt Building
Harcourt Street
Dublin 2
LAMP UCITS Funds (Ire) 1 plc
First Multi-Asset Active
16 September 2010
16 September 2010
Castlerigg UCITS Funds plc
Castlerigg Merger Arbitrage UCITS Fund
17 September 2010
17 September 2010
BNY Mellon Trust Company (Ireland) Limited
Harcourt Building
Harcourt Street
Dublin 2
First Quadrant Funds plc
First Quadrant Global Risk-Balanced Fund
27 September 2010
27 September 2010
Northern Trust Fiduciary Services (Ireland) Limited
George’s Court
54-62 Townsend Street
Dublin 2
Lantern Structured Asset Management Limited
1 George’s Quay Plaza
George’s Quay
Dublin 2
Citibank International plc
1 North Wall Quay
Dublin 1
* This fund may be marketed to Professional Investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.
Funds Authorised in September 2010
Fund
Date of
Authorisation
Designated Investment Companies Authorised in September 2010
Management Company
Trustee
Access Global Markets plc #§
Access Brazil Fund of Funds #
1 September 2010
1 September 2010
Citco Bank Nederland NV
Custom House Plaza, Block 3
International Financial Services Centre
P.O. Box 6639
Dublin 1
Javelin Capital Strategies plc #
Javelin Capital Global Equity Strategies Fund #
9 September 2010
9 September 2010
Babson Capital Global Investment Funds plc #
Babson Capital Global Loan Fund #
10 September 2010
10 September 2010
State Street Custodial Services (Ireland) Limited
78 Sir John Rogerson’s Quay
Dublin 2
Crown Asia-Pacific Private Equity II plc #
20 September 2010
ABN AMRO Custodial Services (Ireland) Limited
Fortis House
Park Lane
Spencer Dock
Dublin 1
Threadneedle Apex Funds plc #§
Threadneedle Apex European Fund #§
24 September 2010
24 September 2010
JP Morgan Bank (Ireland) plc
J.P. Morgan House
IFSC
Dublin 1
The Islamic Liquidity Fund plc #§
The Islamic Euro Liquidity Fund #
The Islamic Sterling Liquidity Fund #
The Islamic US Dollar Liquidity Fund #
27 September 2010
27 September 2010
27 September 2010
27 September 2010
BNY Mellon Trust Company (Ireland) Limited
Harcourt Building
Harcourt Street
Dublin 2
Key Capital Funds plc #§
Key Capital Lombard Street Research Macro Fund #
29 September 2010
29 September 2010
SEI Investments Trustee & Custodial Services (Ireland) Ltd
Styne House
2nd Floor
Upper Hatch Street
Dublin 2
Javelin Capital Fund Management Limited
25-28 North Wall Quay
Dublin 1
BNP Paribas Securities Services SA
5 George’s Dock
IFSC
Dublin 1
* This fund may be marketed to Professional Investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.
Funds Authorised in September 2010
Fund
Date of
Authorisation
Management Company
Trustee
15 September 2010
15 September 2010
15 September 2010
15 September 2010
Carne Global Fund Services Limited
15/16 Fitzwilliam Place
Dublin 2
State Street Custodial Services (Ireland) Limited
78 Sir John Rogerson’s Quay
Dublin 2
Management Company
Trustee
Unit Trusts Authorised in September 2010
AB Global Credit Trust (only for Qualified Institutional Investors) #
Arbitrage Strategy #
Japanese Credit Strategy #
International Credit Strategy #
Common Contractual Funds Authorised in September 2010 – N/A
Sub Funds Authorised in September 2010
Sub-Fund
Date of
Authorisation
UCITS Sub-Funds Authorised in September 2010
Fundlogic Alternatives plc
SALAR Convertible Absolute Return Fund
27 July 2010
1 September 2010
Northern Trust Fiduciary Services (Ireland) Limited
George’s Court
54-62 Townsend Street
Dublin 2
UBS ETFS plc
HFRX Global Hedge Fund Index SF
25 June 2010
6 September 2010
Lantern Structured Asset Management Limited
1 George’s Quay Plaza
George’s Quay
Dublin 2
State Street Custodial Services (Ireland) Limited
78 Sir John Rogerson’s Quay
Dublin 2
SEI Global Master Fund
The SEI U.K. Dynamic Asset Allocation Fund
1 March 2000
8 September 2010
SEI Investments Global, Limited
Styne House
2nd Floor
Upper Hatch Street
Dublin 2
Brown Brothers Harriman Trustee Services (Ireland) Limited
Styne House
Hatch Street
Dublin 2
J.P. Morgan Structured Funds plc
Alternative Series Multi Strategy Fund 5
15 November 2006
10 September 2010
BNP Paribas Securities Services SA
5 George’s Dock
IFSC
Dublin 1
* This fund may be marketed to Professional Investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.
Sub Funds Authorised in September 2010
Sub-Fund
Date of
Authorisation
UCITS Sub-Funds Authorised in September 2010 (cont’d)
Management Company
Trustee
Majedie Asset Management (International)
Investment Fund Company plc
Majedie Asset Management Global Focus Fund
12 November 2009
10 September 2010
BNY Mellon Trust Company (Ireland) Limited
Harcourt Building
Harcourt Street
Dublin 2
Custom Markets plc
Bond Fund
23 March 2009
14 September 2010
RBC Dexia Investor Services Bank S.A.
George’s Quay House
43 Townsend Street
Dublin 2
Bof AML Invest Funds plc
BofAML Invest - Credit Fund 2016
16 August 2010
14 September 2010
BNY Mellon Trust Company (Ireland) Limited
Harcourt Building
Harcourt Street
Dublin 2
BlackRock Fixed Income Dublin Funds plc
BlackRock Ultra High Quality Euro Government Bond Index Fund
26 May 2005
16 September 2010
Nomura Investments Solutions plc
Nomura c10 Fund
1 September 2010
22 September 2010
Diadema International Funds
Diadema Global Trading Fund
30 November 2009
23 September 2010
European and Global Investments Limited
17 Upper Pembroke Street
Dublin 2
RBC Dexia Investor Services Bank S.A.
George’s Quay House
43 Townsend Street
Dublin 2
iShares V plc
iShares S&P 500 Monthly GBP Hedged
iShares S&P 500 Monthly EUR Hedged
iShares MSCI World Monthly GBP Hedged
iShares MSCI World Monthly EUR Hedged
iShares MSCI Japan Monthly EUR Hedged
25 February 2010
27 September 2010
27 September 2010
27 September 2010
27 September 2010
27 September 2010
BlackRock Asset Management Ireland Limited
JP Morgan House
IFSC
Dublin 1
State Street Custodial Services (Ireland) Limited
78 Sir John Rogerson’s Quay
Dublin 2
BlackRock Asset Management Ireland Limited
JP Morgan House
IFSC
Dublin 1
JP Morgan Bank (Ireland) plc
J.P. Morgan House
IFSC
Dublin 1
BNP Paribas Securities Services SA
5 George’s Dock
IFSC
Dublin 1
* This fund may be marketed to Professional Investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.
Sub-Fund
Date of
Authorisation
UCITS Sub-Funds Authorised in September 2010 (cont’d)
Management Company
Trustee
Janus Capital Funds Plc
Janus Emerging Markets Fund
Janus US Fund
Janus Global Investment Grade Bond Fund
Janus Global High Yield Fund
Perkins Global Value Fund
27 November 1998
27 September 2010
27 September 2010
27 September 2010
27 September 2010
27 September 2010
Brown Brothers Harriman Trustee Services (Ireland) Limited
Styne House
Hatch Street
Dublin 2
Neuberger Berman Investment Funds plc
Neuberger Berman Emerging Markets Equity Fund
7 February 2001
28 September 2010
Brown Brothers Harriman Trustee Services (Ireland) Limited
Styne House
Hatch Street
Dublin 2
CitiFirst Investments plc
Citi CUBES Diversified Commodities Fund
29 February 2008
28 September 2010
Capita Financial Managers (Ireland) Limited
1 Adelaide Court
Adelaide Road
Dublin 1
JP Morgan Bank (Ireland) plc
J.P. Morgan House
IFSC
Dublin 2
Eaton Vance Emerald Funds plc
Eaton Vance International (Ireland) Taxable U.S. Municipal Bond Fund
27 September 1999
28 September 2010
Eaton Vance Advisers (Ireland) Limited
70 Sir John Rogerson’s Quay
Dublin 2
Brown Brothers Harriman Trustee Services (Ireland) Limited
Styne House
Hatch Street
Dublin 2
GLG Investments VI plc
GLG Atlas Macro Alternative UCITS
GLG Global Equity Alternative UCITS
21 December 2007
29 September 2010
29 September 2010
GLG Partners Asset Management Limited
70 Sir John Rogerson’s Quay
Dublin 2
BNY Mellon Trust Company (Ireland) Limited
Harcourt Building
Harcourt Street
Dublin 2
Merchant Funds plc
Merchant Galaxy China Absolute Return UCITS Fund
18 January 2010
30 September 2010
BNY Mellon International Bank Limited
Riverside 2
Sir John Rogerson’s Quay
Dublin 2
Designated Investment Company Sub-Funds Authorised in September 2010
AAM Alpha Funds plc #
Beta Capital Fund #
25 February 2008
3 September 2010
Russell Institutional Funds plc *
Frontier Markets Equity Fund *
28 November 1996
3 September 2010
The Governor and Company of the Bank of Ireland
Irish Office
Lower Baggot Street
Dublin 2
Russell Investments Ireland Limited
State Street Custodial Services (Ireland) Limited
78 Sir John Rogerson’s Quay
78 Sir John Rogerson’s Quay
Dublin 2
Dublin 2
* This fund may be marketed to Professional Investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.
Sub-Fund
Date of
Management Company
Authorisation
Designated Investment Company Sub-Funds Authorised in September 2010 (cont’d)
Trustee
Principal Global Opportunities Series plc #
Principal High Alpha Currency Fund #
Citibank International plc
1 North Wall Quay
Dublin 2
26 August 2005
16 September 2010
Unit Trust Sub-Funds Authorised in September 2010
FundLogic Global Solutions Unit Trust #
FundLogic Global Solutions Commodities Equal Weight Sector Trust #
27 October 2009
20 September 2010
FundLogic Global Solutions (Ireland) Limited
70 Sir John Rogerson’s Quay
Dublin 2
RBC Dexia Investor Services Bank S.A.
George’s Quay House
43 Townsend Street
Dublin 2
Record Umbrella Fund #
Record Currency Fund - UK Equity Plus #
5 July 2004
30 September 2010
Northern Trust Fund Services (Ireland) Limited
George’s Court
54-62 Townsend Street
Dublin 2
Northern Trust Fiduciary Services (Ireland) Limited
George’s Court
54-62 Townsend Street
Dublin 2
Robusta Fund #§
Robusta Private Equity Fund of Funds II Ø#
27 June 2001
30 September 2010
Robusta Asset Management Limited
George’s Court
54-62 Townsend Street
Dublin 2
Northern Trust Fiduciary Services (Ireland) Limited
George’s Court
54-62 Townsend Street
Dublin 2
AIB Select Portfolio
The Euro Liquidity Fund
The Sterling Liquidity Fund
22 December 2000
30 September 2010
30 September 2010
AIB Fund Management Limited
AIB Investment House
Percy Place
Dublin 4
BNY Mellon Trust Company (Ireland) Limited
Harcourt Building
Harcourt Street
Dublin 2
Common Contractual Fund Sub-Funds Authorised in September 2010 – N/A
* This fund may be marketed to Professional Investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.
Fund data for September 2010
All funds
31 August 2010
New Authorisations
during month
Funds
Funds
including
sub-funds
Funds
Funds including
sub-funds
Funds
Funds including
sub-funds
Funds
Funds
including subfunds
UCITS
398
2,859
6
32
4
34
400
2,857
NU - Unit Trusts
170
672
1
8
2
26
169
654
418
1,186
7
12
9
19
416
1,179
0
0
0
0
0
0
0
0
7
25
0
0
0
0
7
25
3
3
0
0
0
0
3
3
996
4,745
14
52
15
79
995
4,718
UCITS
398
2,859
6
32
4
34
400
2,857
NU - Retail
100
446
0
2
2
23
98
425
NU – PIF
86
210
0
1
2
4
84
207
409
1,227
8
17
7
18
409
1,226
3
3
0
0
0
0
3
3
996
4,745
14
52
15
79
995
4,718
NU – Designated
Investment Companies
NU –ILP
NU – Common
Contractual Funds
Non-Designated
Investment Companies
Aggregate
Revocations during month
Total authorised as at
30 September 2010
Funds by Category
NU - QIF
Non-Designated
Investment Companies
Aggregate
NU – Non-UCITS Fund
* This fund may be marketed to Professional Investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.