1 A Review of the Electromagnetic Properties of Photovoltaic Materials Paul Sokomba, ENGR 302, Calvin College. Supervision: Prof. Ribeiro Abstract— a solar cell is a semiconductor designed to take advantage of the electromagnetic properties of the material and enable it to convert solar energy to electricity. They provide the primary power for many terrestrial and space applications and their use is very commonplace. To obtain the highest device performance, optical engineering is employed through the proper selection of a number of material properties and an understanding of the electromagnetic properties of the semiconductor that facilitate it to generate electricity. In this paper, the electromagnetic characteristics and power generation technologies of solar cells are discussed and a model showing the physical dynamics of the photoelectric effect by the application of these technologies is presented. I. INTRODUCTION Solar cells are semiconductors with the ability to convert solar energy into electrical energy. The sun’s spectrum is roughly equivalent to that of a black body radiating at 5800 K. A significant portion of the energy in this spectrum is in the visible range (400nm-700nm). Solar energy or flux consists of tiny particles called photons. Photons carry a certain amount of energy that can be absorbed by the electrons in a solar cell. These charged electrons with their increased energy, leap out of their bonding state to an excited state. In the presence of an electric field, these electrons will flow in only one direction (current) and complete an electric circuit. The first stable solar cells were invented in Bell Laboratories in the early 1950s. Through the ‘90s, the concept and design of solar cells went through a major revolution and became more popular, especially for domestic (terrestrial) use. This paper describes the electromagnetic properties of solar cells and power generation technology by means of the photoelectric effect. Section two describes solar irradiance as the source of photovoltaic (solar cell) energy, and describes important concepts and laws associated with solar energy. Section 3 describes the material properties of solar cells, including the quantum mechanic theory that governs its operation. Also discussed are the photoelectric effect and the electromagnetic laws that are associated with semiconductors. Section 4 describes the P-N junction and its role in device operation. Section 5 describes the properties of the solar cell and section and section 6 outlines the various types and applications of solar cells. Section 7 discusses an innovative solar cell technology. The paper concludes with a model for a solar cell using MATHCAD that will apply some of the concepts discussed in this paper. II. SOLAR RADIATION This section discusses the properties of the solar spectrum and how it is important to solar power generation. Discussed are the irradiance constant, Spectral irradiance, the concept of black-body radiation and two important laws which are SefanBoltzmann’s law and the Plank’s constant. A. SOLAR SPECTRUM As earlier stated, the sun can be assumed to be a black body radiating at 5800K. This is because the spectrum emitted by the sun is closely related to the spectrum of a black body, as is shown in figure 2. The sun mostly emits particles within the visible light range i.e. from wavelengths between 400nm700nm. The solar energy reaching the earth is attenuated considerably by the earth’s atmosphere, and part of the energy is reflected by the constituents of the earth’s atmosphere. The spectral irradiance is the power received by a unit surface area within a particular wavelength and has units W/m^2um. The solar constant or irradiance is the rate at which solar energy is incident on a normal surface to the sun’s rays at the outer edge of the atmosphere when the earth is at a mean distance from the sun [11]. Two spectral distributions are defined for the solar constant: AM0, which is the spectral irradiance outside the earth’s atmosphere, or 1353 W/m^2, and AM1.5 which is the spectrum at sea level AM stands for Air Mass and is 0 at outer space and 1.5 at sea level. FIGURE 1: Electromagnetic spectrum 2 B. FIGURE 2: Spectral irradiance at AM0 and AM1.5 courtesy B. PLANCK’S CONSTANT AND ELECTROMAGNETIC SPECTRUM Contained in the solar energy flux are particles which carry energy as wave packets. These particles are called Photons. This theory was presented in 1900 by Max Planck. His view holds that each photon of frequency has energy described by: e h h c ( 1) where v is the frequency of the photon, c is the speed of light in a vacuum, λ is the wavelength and h is Planck’s constant equal to 6.625x10^-34 J sec. From equation (1), it can be seen than particles with shorter wavelength have larger photon energies and thus will be desirable for solar cell operation. The energy within a photon may be transferred to charges in a static field which cause the charges to become excited and move to a higher potential. This is called the photoelectric effect. Color Violet Blue Green Yellow Orange Red Wavelength Band 0.40-0.44um 0.44-0.49um 0.49-0.54um 0.54-0.60um 0.60-0.673um 0.63-0.76um TABLE 1: Wavelength ranges of the different colors of the visible spectrum III. SEMICONDUCTORS This section presents the material properties of a semiconductor, particularly the atomic structure and the quantum mechanics that govern the theory of operation. A. QUANTUM MECHANIC THEORY OF SEMICONDUCTORS The quantum mechanic theory is used to explain such interesting phenomena as the photoelectric effect, blackbody radiation and radiation from an excited hydrogen gas. It further explains the concepts of quantization of light into photons and the particle-wave duality of light. PHOTOELECTRIC EFFECT The photoelectric effect is an experiment which demonstrates the quantized nature of light. The experiment reveals that when a monochromatic light is incident on a metal, electrons are released. This theory shows that electrons are confined within the metal and if sufficient energy is delivered to the metal, the electrons will absorb this energy and be liberated. Albert Einstein described this phenomenon as the quantized nature of light. According to Einstein’s theory, the kinetic energy of the electrons equals the energy in the photon minus the energy required to extract the electrons from the metal. This is called the work function or Ф. So for a metal with a work function of 4.3V, the minimum photon energy to emit an electron through the photoelectric effect is: 19 Q 1.6 10 e 4.3V C 19 Q 6.89 10 J (2) and the frequency of the photon is determined from (1) as: 19 e 6.89 10 h 6.626 10 J 1040THz 34 J s The wavelength of the emergent photon can also be determined from (1) as: 34 6.626 10 h c 8 m J s 3 10 19 e 6.89 10 s 0.288m J C. BLACKBODY RADIATION A black body is a material with the ability to absorb all the energy incident on it as well as emit all its energy. Planck described this phenomenon based on the assumption that the energy associated with light is quantized. This led to the definition of the spectral density from a black body as: u h 2 3 c 3 h k T e 1 (4) [1] Where h is Planck’s constant, ω is the radial frequency, k is the Boltzmann’s constant and T is the temperature. The peak black body radiation occurs at 2.82kT and increases with third power of the temperature [1]. Thus if the sun has a peak wavelength of 900nm and it behaves like a black body, the estimated temperature of the sun is: 3 h c e 19 2.21 10 9 J 900 10 T D. 19 e 2.21 10 2.82k 2.82 1.38 10 J 23 5672K J The energy level of an electron is described using the Schrodinger wave function. It describes the probability that an electron is in a particular energy level in a quantum well. The wave function also quantizes the available energies of the particle i.e. each electron in an atom has energy in form of quanta or packets (Einstein’s theory). Schrodinger’s equation for a particle is: THE BOHR MODEL The Bohr model of an element, proposed by Neils Bohr helps to explain the electronic configuration of elements in the periodic table. This is important because each element used to develop semiconductors has certain characteristics that enable electrons to transcend from one energy level to another and conduct electricity. Bohr provided a model of the atom which helps to explain the energy levels an electron could occupy in an atom. He proposed that electrons move in a circular orbit round the nucleus in a circular trajectory as shown in figure 3. E ( x) h 2 d 2 2 m d x2 ( x) V( x) ( x) (8), and the probability density function, which gives the probability that electron is contained within a one dimensional infinite quantum well is: P( x) ( x) ( x) ( 9) P( x) d x 1 FIGURE 3: Bohr model of the trajectory of an electron around the nucleus. The figure is the model of a hydrogen atom. The model holds that the electrostatic force on the electron by the proton in the nucleus equals the centrifugal force and hence: m v 2 mrv 2 q 2 ( 5) 2 2 4 q o r The probability density function is interpreted as the phi function multiplied by its complex conjugate ψ *. In an infinite quantum well, the potential energy is zero within the well and infinite outside the well. Thus, the electron is less likely to be found outside a well and more likely to be found inside. Therefore the wave function is zero outside the well. Following from [1], the energy corresponding to a specific value of n (from (6)) is: En 2 2 Lx 2 m h En mo q n ( x) 2 2 2 n 1 2... 8 o h n ( 6) [1] 2 level 4 of the electron and mo is the mass where n is the energy mqo q Velectron. ( r) The of a free E potential energy of the proton is equal n 4potential 2 o r and is calculated relative to radial to the electrostatic 2 2 8 o h form n the nucleus as: distance of the electron V( r) E. q 2 4 o r SCHRODINGER’S EQUATION ( 7) n 2 (10) (the asterisk in m* marks the complex conjugate) where Lx marks the boundary of the well. The wave function normalized to give a probability of unity that an electron is within an infinite well is: r 2 4 of othe r electron is found as: And the total energy 4 2 Lx 2 m En x h sin for 0 < x < Lx (11) (For a complete derivation of this formula, see [1]) According to the Pauli exclusion theory, for a given orbital shell around a nucleus, no two electrons can have the same quantum number. This theory governs the distribution of electrons into different levels if not the electrons will be all piled up in the lowest energy level where n = 1! The two important quantum numbers are n and s, where s denotes the spin of the electron which could be a positive or negative half integer spin. 4 Es Q 2 4 o r (13) for a point charge, Es The solutions above can be extended to 3 dimensional quantum wells. In a simple application, if an electron is confined within a 1 micron layer of silicon and the semiconductor is assumed to be a one dimensional quantum well with infinite walls, the lowest possible energy within the material is: En 2 n 2 Lx 2 m 2 6.626 10 242 1 31 6 2 0.26 9.11 10 k 2 10 m 2 25 2.32 10 J Es H. G. 2 I. 4 r 2 (12) The point of Gauss's Law is that it uses the symmetry of special cases to simplify the calculation of electric field properties for those cases: 2 x V 2 y 2 V 2 2 z V v SEMICONDUCTOR PROPERTIES The electronic properties of a semiconductor material are intimately related to their lattice structures. The basic structure of a semiconductor crystal is presented in this section. The material studied is the crystal structure of silicon and how the atoms are arranged in its lattice. J. o 2 which the solution for a three dimensional structure in Cartesian coordinates. Gauss’ law is one of Maxwell’s equations and relates the charge density to the electric field. It states that “the electric flux passing through any closed surface is equal to the total charge enclosed by the surface” or: Q (15) (16) GUASS’ LAW Q 2 o POISSON’S LAW V ELECTROMAGNETICS OF SEMICONDUCTORS E dS s s Poisson’s equation extends from the point form of Gauss’s law. This law presents the relationship between charge density and potential. It is outlined in [8] for (16) below and gives the scalar potential of a charge distribution. 1.45meV This section presents the use of electromagnetic laws to calculate the electrostatic potential within a semiconductor device as a function of the existing charge distribution. The two important laws outlined here are Gauss’ law and Poisson’s law. (14) for a sheet charge.[8] Where m* is evaluated by considering the effective mass of electrons in silicon is 0.26mo, and mo is equal to 9.11 x 10^31. F. 2 o r for a line charge and FIGURE 4: Potential of an infinite well, with width Lx. Also shown are the 5 lowest energy levels. h L BRAVAIS LATTICES The Atoms of elements organize into an array of different types. These structures formed are called a crystal lattice. There are altogether 14 Bravais lattices that can be formed by materials. Silicon is element number 14 on the periodic table. Thus, it has 14 positively protons charged in its nucleus and 14 negatively charged electrons orbiting the nucleus. Of the 14, 10 are filled in the 2, and 8 orbital shells of electrons, leaving 4 available for conduction of electricity. These are called the valence electrons. These electrons bond with 4 other atoms to make up a crystal structure. 5 Hexagonal Packed Wurtzite Close Lithium (Li), Cadmium (Cd) Galluim Nitride (GaN), Induim Nitride (InN), Cadmuim Sulphide (CdS) TABLE 2: Summary of some crystal structures and examples of semiconductors that have them.[1] L. FIGURE5: Crystal structure or lattice of silicon showing the bond with neighboring silicon atoms courtesy http://www2.ece.jhu.edu/faculty/andreou/487/2003/LectureNotes/ Doping8b.pdf ENERGY BANDS In this section, energy bands are studied and the concepts discussed in earlier sections are combined together. Energy bands are levels of spaced energy that exist in a crystalline material. Wave functions of electrons overlap with those of neighboring atoms and owing to Pauli’s Exclusion Principle, there are only certain levels electrons can exits in, hence energy bands are created. The double line in between each bond indicates that each shares its four electrons with four from four neighboring atoms, thus having eight electrons in its outer shell. The sharing of electrons keeps the crystal structure intact and this is M. ENERGY LEVELS called a tetrahedral bond because each atom is connected to It was discussed in section 3.3 that in an atom, electrons four other atoms. Most of the electrons in this bond are orbit around the nucleus. It was also considered that electrons trapped in the bond and are not available for conduction. So a can exist in only certain energy levels and never in between. pure silicon crystal conducts only very minimal current. The electrons further away from the nucleus have higher Other elements form other bonds for example trigonal, cubic energy that those closer to the nucleus and as such since every and hexagonal. Most semiconductors are manufactured in such atom will always tend towards the lowest energy possible a way that they have more electrons to conduct, i.e. one free (Silicon forms four other bonds to attain a stable state), the electron in the bond with four other electrons. This concept is first place to cut the energy is from the valence electrons. If two atoms come form bonds and the electrons are at the same called doping and is studied in a later section. energy level, the electrons will separate minimally and from bands (Pauli’s exclusion principle). When billions of atoms K. SEMICONDUCTOR CRYSTAL STRUCTURES with similar energy levels come together, each level must shift There are three basic vectors that govern the crystal slightly and be different from the next. This explains the theory structure of a semi conductor and give it its name [1]. Based of a quantum well, a region where an electron can exist on these three vectors, the packing of the atoms in a lattice virtually any where within the region. Each of these new structure can either be simple cubic, body-centered cubic, face energy bands is separated by energy band gaps. centered cubic, diamond, zinc blend, hexagonal close packed and Wurtzite. A lot of semiconductors either have a diamond N. VALENCE BAND AND CONDUCTION BAND or zinc blend structure, which have tetrahedral basis. Silicon There are two very important types of bands than exist. The forms the diamond structure while compounds like Gallium valence band, which is the most filled band at temperature T= Arsenide (GaAs) from zinc blend crystal. Most III-V 0 K, and the conduction band which is the first empty band at compounds (like GaAs) from zinc blend structures. A T= 0K, or the first unoccupied energy level. Electrons can summary of structures and examples is presented in table 2. exist in either of these bands. Electrons in the valence band do Depending on the crystal structure of a semiconductor, a not conduct electricity and are tightly bonded. However, suitable dopant must be found. electrons in the conduction band are free to move around the material and thus conduct electricity. The valence and Crystal Structure Example Semiconductore conduction band are separated by a band gap and is similar to Diamond Carbon (C), Germanium the work function earlier described. The band gap is thus the energy required to promote an electron from the conduction (Ge), Silicon (Si), band to a valence band. This involves breaking free of the Zinc Blend (IV-IV) Silicon Carbide (SiC) bonds and leaping to the conduction band. An electron must (III-IV) Aluminum find somewhere to source this energy from, and this is the Antimonide (AlSb), Galluim theory behind the solar cell operation. As the discussion Arsenide (GaAs), Induim progresses, it will become more apparent how the band gap Phosphide (InP) plays a big role in the conduction process. The figure below (II-VI) Zinc Sulphide (ZnS) shows a sample of band gaps for some semi conductors, where the graphs are plotted for energy against wave vector, which is 6 the symmetrical constant of the lattice structure. The odd shapes of the graphs are as a result of the crystal structure of the material. The material band gap of a semiconductor ranges between 1.5 to 4eV, however band gaps as low as 0.7eV have been achieved for the manufacture of blue light emitting diodes. For a semiconductor with the top of the valence band at say 3eV and the band gap between the conduction and valence band at say 2eV, an electron will need approximately 5eV or more to reside in the conduction band, or at the bottom of the conduction band. P. DIRECT AND INDIRECT BAND GAP Other important features of band gaps especially in optoelectronic devices (like solar cells) are the direct and indirect band gap nature of the material. If the conduction band minimum and the valence band maximum occur at the same wave vector number, then the material is said to have an indirect band gap. From figure 6, GaAs has a direct band gap. If this is not the case, as is for the other two Ge and Si in figure 6, the material is said to have an indirect band gap. The distinction is of interest because direct band gap materials provide more efficient absorption and emission of light. Q. FIGURE 6: Energy band diagrams for Ge, Si, and GaAs. Eg is the Energy band gap and the (+) indicate holes in the valence bands and (-) indicate electrons in the conduction band. Courtesy: Physics of semiconductors [ref physic_semi_1]. From the figure above, it can be seen that for Ge, the bottom of the conduction band can either be at the axis <111> (L) or at the axis <100> (X) or at Г. O. TEMPERATURE DEPENDENCE ON BANDGAP As the temperature increases, the band gap of semi conductors tends to decrease. This is due to the fact that the interatomic spaces increase as the interatomic vibrations increase due to an increase in thermal energy [phys_semi_cond]. The temperature dependence on band gap is given by (17) below [1]. METALS, INSULATORS AND SEMICONDUCTORS Eg ( T) Eg ( 0) T ( 17) The previous section introduced the topic of energy bands. T Using this theory, the conduction of electricity through metals, insulators and semiconductors will now be explored. Figure 7 where and are fitting parameters of the shows the energy band diagrams for metals, insulators and semiconductor, and T is the temperature semiconductors. Since the band gap is the energy required to promote an electron from the valence band to the conduction R. ELECTRONS AND HOLES band, the length of this band is what determines and materials conductivity. Metals have no band gap i.e. their valence and This section describes the current generation mechanism of conduction bands overlap and as such readily conduct the solar cell. It introduces the concepts of charge carriers and electricity. Insulators on the other hand have a very wide band current density and elucidates further the concepts of energy gap and the energy required to overcome this gap is usually bands. much larger than is practical. Semiconductors are in between and have band gaps that can adequately be crossed to the next S. ELECTRON EXCITATION level. As discussed earlier, a certain amount of energy is required to promote an electron from the valence band to the conduction band. The source of this energy could be from heat, potential field or a light source. In our case, it is a light source. The use of light to excite electrons is called optical FIGURE 7: Energy generation. band gap analogy for metals, insulators and semiconductors. In optical generation, a photon travels and strikes an electron in a semiconductor material, like silicon. The electron, trapped in a bond will be accelerated by the new found energy and if the energy is large enough, the electron 7 will break its bond and move to the conduction band. Once there, it is free to float and conduct electricity. T. electrons). The sum over all the states is zero and so equation (20) shows the current is due to the positively charged particles in the almost filled band. CHARGE CARRIERS When an electron is free from the valence band and leaps to the conduction band, a vacancy is created within the now empty bond. This vacancy is called a hole. Holes are positive charge carriers while electrons are obviously negatively charged carriers. Holes are conceptual and only stand for missing electrons in a bond. An interesting concept that governs the movement of charge carriers is Space Charge Neutrality. This theory says that a sample material will always contain the same total amount of charge in it, or in other words the same number of electrons. So if a piece of silicon were connected to a battery that sends one electron into the silicon material, one electron must move out. This chain reaction of electrons is the concept behind electric conduction in semiconductors. If there are no electrons in the conduction band, then no electron will be allowed in because for every one electron that goes in, one must come out. This is why insulators do not conduct electricity. Holes, described earlier move around the valence band just as electrons move around the conduction band. But it must be noted that holes are an abstraction. When one electron moves from the valence to the conduction band, a nearby electron fills its place and creates another vacancy or hole that will be again filled by another nearby electron and so on. Thus it is said that the hole has moved. Space charge neutrality still holds for holes in the valence band. However the theory is that if an electron was introduced in to a material with one hole in its valence band (and no free electrons in the conduction band), the electrons will shift around till the number of holes and electrons are neutralized (back to its original number). U. CURRENT DENSITY When current is passed through a material, the electrons and holes go in opposite directions. The electrons go in the direction opposing the current flow and the holes move in the direction of the current. The total current due to the electrons in the valence band is calculated as: Jvb 1 V q i 1 V q i filled_states 1 Jvb V 1 V q i ( 19) empty_states q i empty_states ( 20) [1] Thus current density is the amount of charge passing through a unit area, perpendicular to the direction of the flow of current, per unit time. V. CARRIRER TRANSPORT The motion of free electrons and holes leads to the current in a semiconductor. This motion is caused by an electric field due to an externally applied voltage. There are two transport theories for electrons and holes one is Drift transport, which is the motion of a carrier drifting in a semiconductor due to an applied electric field. This field causes the carrier to move with a velocity, v. The carriers collide with one another as they move along the path. When an electric field is applied across a semiconductor, negatively charged electrons will accelerate in a direction opposite the field and positively charged holes will accelerated in a direction parallel to the field. The other is the Diffusion current (gradient driven transport process) and is the process in which electrons diffuse down concentration gradient, and carry a negative charge. The diffusion current points in the direction of the gradient. Holes diffuse down the gradient and carry a positive charge and diffusion is opposite the current. In summary, the charge carriers move from an area where the carrier concentration is high to areas where the carrier concentration is lower. The applied electric field causes electrons to move with a velocity v. Assuming all charges move at the same velocity, the total current in a semiconductor can be expressed as a ratio of the total charge within the semiconductor to the time it takes to travel from one electrode to the other, as shown in (21): ( 18) filled_states where V is the volume of the semiconductor q is the electronic charge and v is the electron velocity. Jvb I [1] Q Q tr L ( 21) v The sum is taken over all occupied states in the valence band. This equation can also be estimated by solving for the sum of all the states in the valence band and subtracting it from the states in the empty states in the valence band (missing where tr is the time constant which is a function of L, the length of the wire carrying the charges and v the velocity of the charges. The current density can then be expressed as a 8 function of either charge density or the density of carriers in the semiconductor as: J Q AL v v ( 22) q n v Charges however do not move at a constant velocity but move randomly throughout the material, even in the presence of an electric field. The random motion is due to the influence of the thermal energy of the electrons. Thus, in the presence of an electric field, the charge carriers are said to have an average net motion in the direction of the field. The motion of electrons is visualized in Figure 8 below. FIGURE 8: Random motion of electrons due to thermal energy. The mobility of charge carriers in the presence of an electric field can be calculated using Newton’s laws. The carriers’ acceleration is proportional to the applied electrostatic force and this yields: F ma d m v dt (22) charge carriers in it. For example, silicon can be doped with phosphorous. Phosphorous is an element next to silicon on the periodic table with five valence electrons in its outermost shell. This means when Phosphorous is bonded to silicon, it has one more valence electron that is free to float around the material in the conduction band. Adding more phosphorous electrons will increase the number of electrons in the conduction band available for conduction. This material is now called extrinsic and has more electrons than holes (the electrons did not form from bond breaking or excitation). To reinforce the concept, consider an intrinsic silicon semiconductor with 1010 charge carriers per cubic centimeter at room temperature. When an excess of 1017 phosphorous atoms per cubic centimeter are implanted into the silicon bond, the number of charge carriers are increased to 10 17 charge carriers per cubic centimeter. The same process can be applied to provide excess holes in a semiconductor. Boron has three electrons in its outer most shell. When bonded to a silicon atom, the result is that one bond does not get an electron from Boron and is left incomplete. When a semiconductor has excess electrons, it is called an N-type semiconductor because the majority charge carriers are electrons (negative charge). Likewise, when a semiconductor has excess number of holes, it is called a P-type semiconductor. PN junctions are formed when p-type semiconductors and ntype semiconductors materials intersect. For complicated reasons beyond the scope of this study, the mean acceleration for most metals is zero and the numerical value of the velocity of the charge carriers is proportional to the electric field: v q E m ( 23) where t is the collision time constant. The drift current can also be expressed as a function of the mobility: J q n E (24) where n is the concentration of charge carriers. IV. PN JUNCTIONS In this section, semiconductor pn-junctions are introduced. The discussion will begin with a description of the pn-junction, then following the basics of intrinsic and doped semiconductors. Finally, the parameters of the semiconductor junction will be analyzed of performance specific information. A. FIGURE 9: Electrons and Holes in a P and N type semiconductor I. RECOMBINATION Recombination is the process where electrons in an intrinsic semiconductor fill the available holes. The recombination rate is proportional to the number of free electrons and holes, which in turn is proportional to the ionization rate. The ionization rate itself is a strong function of temperature. In thermal equilibrium, the recombination rate is equal to the ionization energy and this relation can be used to calculate the number of free electrons or holes, which should be equal. This can be calculated using the equation: DOPING SEMICONDUCTORS Intrinsic semiconductor materials are materials with the same number of electrons and holes. Electrical conductivity is increased in the material if the number of charged carriers is increased. This method is called doping. A silicon material can be doped with another element to increase the number of EG 2 ni 3 B T e k T (25) where ni is the intrinsic carrier concentration (holes or electrons), B is a material dependent parameter which is 5.4 x 9 1031 for silicon, EG is the band gap of the material which is 1.12 eV for silicon, and k is the Boltzmann’s constant = 8.62 x 10-5 eV/K. J. DEPLETION REGION As mentioned earlier, diffusion is the process where electrons and holes diffuse across the junction pn-junction. Hole that diffuse across the junction into the n region quickly recombine with some of the majority electrons present there. This is called the carrier depletion region where electrons are depleted by diffused holes. The same goes for electrons that diffuse along the junction. They too get lost in the diffusion region by recombining with holes in the p-type material. The depletion region is best explained by space charge theory presented in previous sections. The charges on both sides of the depletion region create an electric field. This field results in a potential between these two materials (n and p type), where the n-type semiconductor becomes positive relative to the p-type. This potential barrier makes it difficult for holes to diffuse to the n-type semiconductor and this in turn reduces the diffusion current through the region. The greater the potential, the less the current through the junction. In another case, the drift current caused by minority carriers in either material can be swept across the junction. For example, the minority holes generated in the n-type semiconductor by thermal generation, move toward the depletion region, where they get swept to the p-type semiconductor. The value of the drift current it strongly dependent on temperature and it is not affected by the potential in the depletion region. Under open circuit conditions, the drift current is equal to the diffusion current since there is no external current driving the circuit. This is because the potential in the depletion region balances the two. The theory is that if the drift current exceeds the diffusion current, there will be an imbalance of electrons or holes in either material which will result in a bond change were more carriers will be uncovered and the depletion region will widen The potential that exist across the depletion region is found using the relation: Vo NA ND n2 i (27) VT ln [3] Where NA is the acceptor concentration and ND is the donor concentration, VT is the thermal voltage of the material. The width of the depletion region is given by: q xp A NA q xn A ND Where x.n and xp are the width of the p side and n side depletion regions respectively and A is the cross sectional area of the junction. Under open circuit conditions, the width of the depletion region could be found as: W dep xn xp 2 s q 1 NA V ND o 1 (28) [3] Where εs is the electrical permittivity of the material. V. THE SOLAR CELL The basic parameters for understanding how solar cells work have been outlined in the previous sections. In the following section, the characteristic parameters will be discussed. A. PHOTO GENETATION OF LIGHT As presented in the section 2, solar cells work as a result of electrons being liberated from their bonds. Presented here are the important semiconductor properties that show how effective the conduction process is for a given solar cell. B. ABSORPTION COEFFICIENT The absorption coefficient depends on the semiconductor material, in particular the band gap of the material and whether it is direct or indirect. If this parameter is very high for a given semiconductor, the photons are absorbed within a short distance from the surface of the cell. However, if this parameter is small, the photons travel longer distances. In some cases, this value is zero and the material is said to be transparent to the particular wavelength. REFLECTANCE The reflectance of the surface of the semiconductor depends on the finishing type and the antireflection coating applied to the cell. DRIFT-DIFFUSION These parameters control the migration of charge across the junction and dictate carrier lifetimes and motilities of electrons and holes. SURFACE RECOMBINATION Recombination that occurs at the surface of the cell where the minority carriers recombine also affect the performance of the solar cell. C. SHORT CIRCUIT CURRENT DENSITY The short circuit current density is a function of the wavelength, absorption coefficient, reflectance and the spectral irradiance. The equation for the spectral short circuit current is presented in the model at the end of this study. The spectral short circuit current density must be calculated for both n-type and p-type semiconductors. The total short circuit spectral current density is calculated as: Jsc Jscn Jscp (29) The short circuit current density is the integral of the short circuit spectral current density and is found as follows: 10 Jsc Jsc d 0 Jscn Jscp d 0 (30) The units for this equation are A/cm2 [4] K. It is important to note however, that the open circuit voltage is independent on area. Thus regardless of the cell area, the open circuit voltage stays the same. DARK CURRENT DENSITY The dark current operation of a solar cells us similar to that of a diode. The resulting curve also has two equations for the n-type and the p-type semiconductors, both presented in the model. The total dark current density for the n and p-type semiconductor is given as: V V T 1 Jdark Jdarkn Jdarkp Jo e (31) where Jo is the saturation current density [4]. L. SHORT CIRCUIT CURRENT A simplified model governing the current of the solar cell can be written as: V V T 1 J J Jo e sc (32) These values can be replaced by the value of the current generated by the solar cell using the relation that: Isc Io Jsc A Jo A with the short circuit current, and this also results in a dependence of the open circuit voltage on the short circuit current as discussed in the previous section of the depletion region. N. MAXIMUM POWER POINT The output power of a solar cell is the product of the output current delivered to the electric load and the voltage across the cell. Thus using equation (34), the power could be expressed as: V V T P V I V IL Io e 1 (36) [4] This equation goes to zero during short circuit operation since there is no voltage drop. The power is also zero at open circuit conditions. The maximum power point is the maximum power generated by the solar cell and basically occurs at maximum voltage and maximum current. The relationship can be found using: Vmax Vmax VT VT Vmax d P 0 IL Io e 1 Io e VT dV Vmax VT Imax IL Io e 1 (33) to give the equation: V V T 1 I I Io e sc Vmax (34) [4] Vmax Voc VT ln 1 VT (37) [4] M. OPEN CIRCUIT VOLTAGE The open circuit voltage has already been visited when discussing the built in potential of a junction. The open circuit voltage is given as: Vo O. The fill factor is the ratio between the maximum power Pmax and the open circuit voltage and short circuit current. This value can be expressed as: Isc VT ln 1 Io (35) The equation reveals that the open circuit voltage depends on the Isc/Io ratio. This implies that under constant temperature the value of the open circuit voltage will change logarithmically FILL FACTOR FF P. Vmax Imax Voc Ioc (38) [4] POWER CONVERSION EFFICIENCY 11 The power conversion efficiency η, is the ratio between the solar cell power and the solar power incident on the solar cell surface. This input power is the irradiance multiplied by the cell area. Vmax Imax Pin FF Voc Isc Pin FF Voc Isc G Area FF Voc Jsc G (39) [4] Where G is the solar constant in W/m^2. the power conversion efficiency is proportional to the three important parameters of a solar cell: the short circuit current, the open circuit voltage and the fill factor. The figure below shows the relationship between the Ioc,, Voc, Imax, Vmax and FF. ISC PMAX The shunt resistances are more uncontrollable by the end user as they are a result of the manufacturing process. They occur during fabrication and are identified as localized shorts at the n-type layer or perimeter shunts along the cell borders. These also are lumped to one resistance model parallel to the device called Rsh. R. Recombination has the effect of degrading the open circuit voltage of the cell. The extent to the degradation is investigated in the model that will follow at the end of this study. The results show that there is significant degradation of the open circuit voltage and the fill factor when recombination dominates. The short circuit current however is not affected by recombination. Recombination result in the loss of minority carriers. Electrons drop from the conduction band back into the valence band and recombine with the holes. This is known and band recombination S. VOC FIGURE 9: Relationship between Voc and Isc with Pmax ISC EFFECTS OF RECOMBINATION EFFECTS OF TEMPERATURE The operating temperature has significant effects on the performance of solar cells. The effects of temperature are also investigated and presented in the solar cell model. As seen before, a lot of parameters of a semiconductor depend on temperature: band gap, saturation current density etc. The effect of temperature to the saturation current density is realized with the following equation: Eg Jo VOC FIGURE 10: The fill factor is the fitness for the I-V curve between the ideal (sharp corner) and the actual I-V relationship (bent knee corner) Q. RESISTANCE LOSSES IN SOLAR CELLS There are some factors that affect a solar cell’s response. These losses can be modeled as series shunt resistances. The series resistances are resistances that exist in the contacts that are connected to the solar cell material where the generated current passes. Also the resistance of the metal grid contacts and current collecting bus also contribute to resistance losses in the generated current. All these losses can be lumped into one resistance model called the series resistance of the solar cell Rs. T. 3 k T B T e (40) CHARACTERISTICS OF SOLAR CELLS The main operating characteristics of solar cells are the beginning of life (BOL) and end of life (EOL) efficiency. They mainly depict the degradation of minority carrier lifetimes in semiconductors. The result is a degradation of photocurrent absorbed by the solar cell. The effect also reduces the maximum power of the solar cell significantly. BOL and EOL efficiencies are more pertinent to space applications where the performance of the solar cell should not degrade below a certain level to ensure power is constantly generated through out the mission. VI. TYPES OF SOLAR CELLS 12 Solar cells are specified by the elements used in fabrication, as well as the number of junctions in the solar cell. These factors are investigated in this section. A. SINGLE JUNCTION SOLAR CELLS To design solar cells, the designer optimizes current and voltage in order to maximize power. To maximize the current, it is obvious that a large number of photons must be captured from the spectrum of solar radiation. Small band gaps may be chosen to capture the lower energy photons, but this has the effect of lowering the voltage in the cell. Increasing the band gap will not necessarily improve the situation as less photons will be captured by the cell. To optimize this, engineers select band select material combinations with band gaps near the middle of the energy spectrum of solar radiation. Silicon and GaAs are two popular materials with band gaps of 1.1eV and 1.4 eV respectively. Figure 12: Splitting different fractions of the spectrum [9] Multi-junctions are created by mechanically stacking or growing multiple layers of semiconductors with decreasing band gaps so that the top layers absorb higher energy photons and the lower layers absorb the transmitted lower energy photons. FIGURE 11: Figure shows optimal band gaps of popular solar cell materials [9] The figure above shows that designs of single junction solar cells are inherently limited to 25% under 1000W/m^2 of solar radiation [9]. B. MULTI-JUNCTION SOLAR CELLS With multi-junction solar cells, it is possible to capture a larger range of photons. This is because there are more junctions that can be tuned to different wavelengths. This is done without sacrificing the voltage. A different semiconductor is selected that would best match a particular portion of sunlight as shown in the figure below: Group III-V elements of the periodic table are popular choices for multi-junction solar cells (tandem solar cells). By carefully adjusting the compositions of the alloys, the band gap can be tuned to a particular wavelength. For example Ga0.5In0.5P is one of NREL’s record setting triple junction tandem solar cells with a band gap of 1.85 eV and a lattice constant of 5.65 angstroms. By reducing the ratios of Gallium and Indium, it is possible to achieve lower or higher band gap energies. One important factor earlier discussed must be taken into account when building tandem solar cells. This is the lattice constant. The lattice constant must be the same in all layers to produce optical transparency and maximum current conductivity. Again, the lattice constant is the measure of the distance between the atom locations in the crystal structure. A mismatch in the crystal lattice constant creates defects or dislocations in the lattice where recombination can occur, which leads to a degradation in performance as discussed earlier. VII. INOVATIVE SOLAR CELL RESEARCH On the 22nd of November 2002, Berkley National Laboratories announced a solar cell with the capability of converting approximately 50% of the suns light to electricity. The highest efficiencies currently attained by multi junction solar cells are about 28% under 1 sun or 45% under concentrator systems [9]. 13 This achievement could revolutionize the solar cell industry and its applications. The solar cell is composed of InxGayN (Indium Gallium Nitride) and the crystal is grown using molecular beam empitaxy (MBE). This method is said to produce pure indium with a band gap of 0.7eV which is pertinent to the operation of the device. The earlier stated value of the band gap for InN was 2.0 eV, which the scientist believe the error was a result of the method used to grow the crystal. The method used was metal-organic chemical vapor deposition (MOVCD), which unfortunately produces samples that are less free of impurities. VIII. 1 2 At this present time, the research team is still researching better ways to produce the cell to establish the best efficiency possible for all layers of the cell. Most of the problems that must be overcome are lattice mismatching and also monolithic growth of the crystal. It is desirable that all the crystals be grown together so that the cell is series connected and has only two terminals. This is important so that each layer of the device have matched currents, i.e. the rate at which they absorb photons is the same. FIGURE 13: Innovative solar cell research discovery by LBNL capturing 50% of the suns light. Courtesy: http://www.lbl.gov/Science-Articles/Archive/MSD-full-spectrumsolar-cell.html Van Zeghbroeck B, “Principles of Semiconductor Devices” University of Colorado http://ece-www.colorado.edu/~bart/book/ Solar Electricity – How Solar Cells Work http://www.soton.ac.uk/~solar/intro/tech0.htm 3 4 5 6 7 8 According to the leading scientist Wladek Walukiewicz, two layers of indium gallium nitride, one tuned to a band gap of 1.7 eV and the other to 1.1 eV, could attain the theoretical 50 percent maximum efficiency for a two-layer multijunction cell. REFERENCES 9 10 Sedra, Smith, “Microelectronic Circuits” Fourth Edition, Oxford Press Castañer, Silvestre, “Modeling Photovoltaic Systems with PSPICE” Wiley Press Decher, “Direct Energy Conversion” Oxford Press, 1997 Sribar, Divkovic-Puksec, “Physics of Semiconductor Devices” Markvart, “Photovoltaic Solar Energy Conversion” School of Engineering Sciences, University of Southampton. July 2002 Hayt, Buck, “Engineering Electromagnetics” Sixth Edition, Mac Graw Hill Press. NREL, Basic Physics and design of III-V Multijuction Solar Cells http://www.nrel.gov/ncpv/pdfs/11_20_dga_basics_9-13.pdf Wladek Walukiewicz, Full Spectrum Solar Cell, NBNL 2002 http://www.lbl.gov/Science-Articles/Archive/MSD-full-spectrum-solarcell.html http://www.lbl.gov/msd/PIs/Walukiewicz/02/02_8_Full_Solar_Spe ctrum.html 11 Cengel, Fundamentals of Thermal Fluid Sciences Paul Tama Sokomba is a senior Electrical and Computer Engineering student at Calvin College. He will be graduation in May 2004 with a BSE in Engineering. His home country is Nigeria, where he hopes someday to go back to and help support the development of technology. He hopes to find a full time job after graduation and then further his education with a Master’s degree in Digital Signal Processing or Control Systems later in the future. Contact email: psokom40@yahoo.com