Institutional Arrangements under the Project

advertisement

Institutional Arrangements under the

Project- Stakeholder Roles/ Project

Operations and Management

P.K. Kurian

Consultant, WB

World Water Availability- 2025

Water scarcity – quality and quantity

Should we wait till 2025 to experience this scenario?

Global Population touched 700 crores in 2012, taking 208 years to achieve 7 B from 1 B. But we still have the same quantity of water we had 208 years ago.

1804 1927 1960 1975 1988 1999 2012 2027 2044

Which type of Project are you in?

Academic

Research / Teaching

Heuristic

Gather Information

Analytical

Hermeneutic

Interpretative

Theory

Extensionist

Experimental

Preparatory

Implementational

Adjustmental

RWH

Hospitalized treatment

Transforming

Own Perennial water source

State of Being Healthy with no diseases

A conceptual understanding of RWSSP-LIS as an Input and Output Process at the GP Level

1 Elements outside the system that have the potential to affect all or part of the system

WB

GoI

State

Govts

Society

Polity

Market

SWSM/

SPMU

Media

Other PRIs/

GPs

GP SO

Feedback

2. Inputs.

Resources are taken or received from the external environment

Funds, HR, Information,

Technology and Demand

Articulations

3

GP

WSC

Rules

WSS

Asset s

Skills

Institutional

Arrangements

Leadership

Water supply services

3 WSS- Output

The work of the system exported back into the environment

Feedback

The processes of conversion or transformation of resources with in a system

A continuing source of information concerning the relationship with the external environment used to make the necessary changes inorder to survive and grow into sustainability

Components under RWSSP-LIS

Ground Water

Recharge

Drinking Water Supply

70 LPCD

Construction of

Sanitary Latrines

Contingency

Emergency

Response

IEC

To enhance health, empowerment of communities and development

Capacity Building

Solid & Liquid

Waste

Management

Project

Management

Components under RWSSP-LIS As per PAD

Capacity Building

A1- Capacity Building - MoDWS

A2- Capacity Building - State RWSS Sector Institutions &PRIs

A3- Information, Education and Communications (IEC)

A4- Sector Development Studies

A5- Good Practice Awards

A6- Monitoring, Evaluation, Governance & Accountability.

Infrastructure

Development

Project

Management

Contingency

Emergency

Response

B1: New Investments.

B2: Rehabilitation /Augmentation of Schemes.

B3: Catchment Area Program.

B4: Water Quality Management.

B5: Household, Institutional and Envtal Sanitation.

B6: Infrastructure Support.

C1: Staffing and Consultancy Costs.

C2: Equipment and Miscellaneous costs.

?

Primary/

Community

Intermediary/

SO/ GP/WSC/

MVWSC

Secondary / Strategic

SPMU/ DPMU

Partnership

People change: knowledge, attitude, skills, behavior in relation to water governance & management

Intermediary agents – SO & GPs change their roles, becoming facilitation agents of change than providers.

The Strategic link between the policy makers and Primary and Intermediary levels -devise ways and means to plan and strategize changes relating to processes, interactive communication and building management systems.

Tertiary

Apex/ Policy

GOI/States

Structural and thought process change at the apex /policy making level -to emerge on a sustainable, continuous and permanent level- “Not spasmodic development fits”

Fundamental Principles of LIS Project

• Community participation CAPEX contribution/ Opex contribution/ Demand articulation

• Demand responsiveness- Project responds to community demand

• District-wide approach- Irrespective of the source of funding same fundamental principles will be followed in a district

• Water security for all-in terms of quantity, quality and service level.

• Convergence of water and sanitation measurescon-jointed approach.

Institutional Arrangements For RWSSP-LIS

National MoDWS /PSC/ NPMU/ TAG

Policy guidance / Monitoring Capacity building/

Fin assistance

State

DWSD/PHED/UP JN

Planning, appraisal & approval of MVS /Tech support to

SHS/ SGS / Env. San

SWSM-Framing Sector policy guidelines, Issuing GOs and directions / Overall Sector Monitoring /Sanctioning

SWSM/ SPMU/ WSSO

District DWSM/ DWSC

DPMU/DPMC reform principles / Overseeing technical, financial and social audits / M&E, Capacity Building, Training, other Support

Activities

DWSM-Implementation of dist. Program, Select SOs

AS/TS of all SVS / Small MVS schemes/ Sanitation

Capacity building and IEC with support from WSSO

PHED/DWSC/ UPJN Engineers

Support, Design, Implementation & Monitoring of RWSS Schemes

Village

GP

ZP/ MVWSC

GPWSC/ VWSC

DPMC/SO

GP/ GPWSC - Design & Implementation of

SHS/ SGS / O&M of SHS/ SGS and intravillage MVS/ Guidance to GPWSC/Tariff design and collection / IEC on sanitation/ hygiene

SO: Community Mobilization; IEC;

Support design, & implementation of SVS

/ intra village schemes

Institutional and Implementation

Arrangements –National Level- MoDWS

MoDWS

• Policy guidance

• Monitoring Project

• Capacity building

• Financial assistance

Project Steering

Committee

National Project

Management Unit

NPMU

Technical

Advisory Group-

TAG

• Secretary, MoDWS,

• Principal Secretaries of States -4

• JS-Sanitation

• JS -Water MS

• Approve AAP- States

Experts/ Specialists

• Technical,

• Institutional & Social,

• Environmental,

• Financial,

• Procurement

• M&E

Policy guidance to states.

• Independent review of Project design implementation

• Guiding RWSSP-LIS states

• Developing capacity building

• Institutional strengthening programs

State Level Institutional Arrangements

SLSSC/EC

RD

PRD

DoDW/S

PHED

• Policy guidance

• Monitoring Project

• Capacity building

• Financial assistance

CCDU

SWSM

WSSO

State Project

Management Unit

SPMU

Experts/ Specialists

• Technical,

• Institutional & Social,

• Environmental,

• Financial,

• Procurement

• M&E

Strategic Project Management

Public Water

Utilities

• Collaboration with

WB supported

RWSSP

• Technical Support/

Guidance/

Leadership

EB/

PWD/

Telecom

• Other Public

Utilities having a close and direct bearing on Rural Water

Supply Projects

Specialists

Institutional

State Project Management Unit

Roles and Broad Tasks

1.

Policies/ Sector Development

2.

Operations of the Project.

3.

Establish DPMUs with functions/ Functionaries and Funds

4.

Inter-departmental coordination

5.

Government Orders/ Notifications for the Project

6.

Work with procurement in hiring SOs and DPMCs/

Capacity Building Social

& IEC

1.

Orientation on Roles/ Project as a whole for SPMU/DPMU

2.

Identify Social and Technical TOT Institutions

3.

Prepare Training Modules

4.

Exposure Visits

5.

IEC Plan- What about a Sujal Road Show in the Batch –I GPs/ Rock the GPs

Environmental

Financial

Procurement

Monitoring

1.

Pilot studies- All- GP Water Security Plan/ Environmental Assessment

2.

Vetting of Environmental Plans

1.

Financial Expenditure

2.

Financial Flow Systems/ Accounting procedures/ Trg modules in finance & accounting

1.

Hire SOs/ DPMCs

2.

Procurement Plan for 2 years

3.

Get Trained in Procurement Guidelines

4.

Visualize what procurement methods are going to be used in the Project

1.

Finalize Baselines

2.

Develop into Hindi/Assamese

3.

Get provisional arrangements for entering baseline data (Excel)

4.

Develop formats for reporting – GP To DPMU to SPMU to NPMU/WB for Pre-planning/ Planning/

Implementation and O&M

Technical

All

1.

Build bridges with JN/PHED/DDWS

2.

SVS-SHS/MVS-DPRs

1.

Pilot a few villages- Direct intervention/ Planning for learning.

District level Institutional Arrangements

DWSM ZP/ DC

DWSC

District Project

Management

Consultant-

DPMC

Support

Organizations

District Project

Management Unit

DPMU

Experts/ Specialists

• Technical,

• Institutional & Social,

• Environmental,

• Financial,

• Procurement

• M&E

• Strategic Project

Management

Public Water

Utilities

• Collaboration with

WB supported

RWSSP

• Technical Support/

Guidance/

Leadership

EB/ PWD/

Telecom

• Other Public

Utilities having a close and direct bearing on Rural

Water Supply

Projects

Local Level Institutional Arrangements

Zilla Parishad

Support

Organizations

Gram Panchayat

Gram Sabha

HH HH

Institutions

HH

MVWSC

GPWSC

Some Thoughts on Project

Management

Three Types of People- Choose your type

• B Blockers

F

Floaters

• M Movers

My Professional / Technocrat Heroes/ Get Inspired

• V. Kurian MILK

Who

• E. Sreedharan METRO

• Sam Pithroda TELECOM

are

• JRD TATA Business

your

• AKITO Morito SONY

heroes

• Narayana Murthy IT/Solutions

?

• APJ Abdul Kalam Missiles/Rockets

• T.K. Jose

• V. J. Kurian

Kudumbasree –Largest PAP

Cochin Air Port- PPP

Managerial GRID /Skills

CONCEPTUAL

TOP MGMT

MIDDLE MGMT

SUPERVISION

IDEAS PEOPLE

HUMAN TECHNICAL

Materials/Things

Managerial Functions of PC

CONCEPTUAL

• Demand Driven Project/

• Should water be priced – Should you have right to water or should you have access to water?

• Water -Sanitation and Health

• Community Mobilisation and Management

• Participation

• Decentralization and development

Managerial Functions

Human Skills-Dealing with people

GPM/ GPS/ GPP/ GPWSC/ MVWSC/ DPMU/ SPMU

Communication with People/Listening

Public Speaking

Behavioural competency / Personal conduct

Morals/ Beliefs /Values

Attitude & Willingness

Self Confidence

Learning individual

Interpersonal Skills for Managers

How to conduct oneself in the group

Listening mode / Sharing information

Resolving conflicts

Lead team members as a group

Democratic decision making

Give feedbacks- positive and negative

Creating an atmosphere of trust and confidence

Interpersonal Skills for Managers -

Contd

Praise the Team / Reward the Team

Rebuke / Correct in person (

Akito Morito- If it is good, tell others, If it is bad, tell me only)

 Use Plural Pronouns

I decided

I can do this

We decided

We can do this

 I will think over We shall discuss & decide

 Enable Failures- It is not a crime to fail. How do we treat a failureuse failure as a learning opportunity

 Allow the group to take decisions

 Team Leader/ Manager is best when he is a facilitator of decisions

 Delegate authority to others

 Triangulate – cross check- people/ places/ events/ process

Managerial Skills- Technical

• Water Literacy/ Hydrological Cycle

• Watershed / water – land- biomass relationship

• Water Quality and Health

• Water Resources Inventory

• water- quality- quantity- Rainfall- climate in your area.

• Plan Project against need and resource availability

• AS-TS Process

• Implementation – Allocation of resources, men and materials,

Time aspects of implementation, Action plan

• Project closure- Engineering valuation

• GWR structures suitable to your area/ Convergence

• Environmental sanitation

Project Management Skills -1

Learn how to prepare Work

Breakdown Structure

Jalanidhi- WBS

Water SS

Source development

Supply line installation

Construction of pump house

Construction of OHT

Energisation

Pump Selection/

Installation

Testing and commissioning

Handholding

Sanitation

Sanitation CAP and

Mapping of Sanitation hot spots

Problems and hotspots identified

Community and Domestic sanitation needs

Technical solutions drafted

GP level vetting workshop

Institutional formation and linkage

GWR GPS/

Training/ IEC

Convergence Plan with MGNREGS

Participatory Transect / identification of needs works/

Interventions

Preparation of Technical Plan

Categorise unskilled work/ skilled work/ machine work/ materials

Budget

– NREGS and Jalanidhi

Design of intervention

CAP

Convergence meetings

Community contracting/ Campaigns

Implementation of GWR measures

Major activity

Sub activity

Start date

End date

Action Planning- PMS-2

Purpose of Activity

Major activity

Sub

Activity

Responsibility

Inputs &Resources required

Risks anticipated

Start date

End date

Purpose of activity

Results expected

Responsi bility

Risk mitigation

Inputs and resources required

Risks anticip ated

Measures to overcome risks

Styles of Management- PMS-3

Country Club Management

Low concern for production & high concern for people . Care and concern for the people, with a comfortable and friendly environment and collegial style.

But a low focus on task may give questionable results.

Team Management

High concern for people and production . Firing on all cylinders: people are committed to task and leader is committed to people (as well as task).

Middle of the road

Management

A weak balance of focus on both people and the work.

Doing enough to get things done, but not pushing the boundaries of what may be possible.

Impoverished Management

Low concern for people & productionstay out of trouble.

Minimum effort to get work done. Basically lazy approach that avoids as much work as possible

Authority- Compliance

Produce or perish . High concern for production and low concern for people .

Strong focus on task, but with little concern for people. Focus on efficiency, including the elimination of people wherever possible

Concern for Production

Conflict Resolution- PMS-4

HIGH

LOW

Compete

Win/Lose

Go all out to win and concern for objectives only

Collaborate

Win/ Win

Work towards mutual problem solving- recognize goals of both parties

Avoid

Lose/ Lose

Deny / Suppress or Put aside the problems/ Push under the carpet.

Compromise

Settle for Half the Loaf

TRUST

Accommodate

Lose / Win

Yield or subordinate one’s own concern to those of the other party

HIG

H

Beware of These Three

Mis. Procurement

Mis. Appropriation

Mis. Management

THANK YOU

Download