SAI Performance Measurement
Framework
Professional Standards Committee
20-22 May 2014
Presented By IDI
SAI Performance Measurement Framework
Why SAI PMF?
ISSAI 20 calls for SAIs
to assess and report
publically on their
performance
No internationally agreed
common framework for
measuring SAI’s
performance
The INTOSAI Congress (2010),
decided to develop a
framework for measuring SAI
performance (PMF)
SAI Performance Measurement Framework
2
What is SAI PMF ?
SAI PMF is a tool for measuring,
monitoring, managing and
reporting the performance of a
Supreme Audit Institution.
SAI Performance Measurement Framework
3
Purpose of a SAI PMF Assessment
Why might SAIs want to measure their performance?
a. Identify strengths and weaknesses
b. Introduce / strengthen internal performance management
and accountability
c. Enable external reporting to stakeholders (ISSAI 20: SAIs
Report Publicly on their Performance)
d. Demonstrate progress in capability and performance
e. Demonstrate the value and benefits of the SAI to citizens
(ISSAI 12)
f. Support ISSAI implementation (levels 1-3)
g. Obtain & maintain external support for capacity
development
MULTIPLE PURPOSES FOR SAI PMF ASSESSMENTS
SAI Performance Measurement Framework
4
SAI PMF: Evidence Based Assessment of Performance
Holistic assessment of
the SAI and its
environment –
including factors which
are not covered by the
indicators
Qualitative
assessment
(Performance
Report)
Objective
measurement to
inform qualitative
assessment and track
progress over time
Measurable
indicators
SAI Performance Measurement Framework
5
Six Key SAI PMF Decisions to
be Made by the SAI Head
1
2
Undertake
SAI PMF?
3
Assessment
owner?
Purpose(s)
of the
Assessment?
SAI Performance Measurement Framework
4
5
Assessment
Approach?
6
5. Timing?
6. Use of
Results?
6
Progress made in the development of SAI PMF
• Version 2.0 published 2012 and piloted in
Djibouti, Sierra Leone & Norway
• Global consultation on version 2.0 in
2012
• Updated SAI PMF Pilot Version published
July 2013
• 14 SAI PMF training courses delivered in
Europe, Africa, Middle East, North &
South America, Asia, Pacific
• Training in English, French, Spanish,
Arabic and Portuguese
SAI Performance Measurement Framework
7
Phase 2 Pilots (Based on latest available info)
Completed:
1.
Slovakia
2.
Guatemala
3.
Brazil
Draft Report Stage
4.
Barbados
5.
Palestine
Field Work in Progress:
6.
Bhutan
7.
Mexico
8.
Nepal
Planning Phase:
10.
Bangladesh
11.
Costa Rica
12.
Dominican Republic
13.
Ecuador
Proposed, no Formal
Decision or no Info
17.
Argentina
18.
Armenia
19.
Burkina Faso
20.
Haiti
Ireland
Formal Decision by Head of 21.
SAI to do SAI PMF
22.
India
14.
Czech Republic
23.
Malawi
15.
Latvia
24.
Oman
16.
Maldives
25.
Turkey
26.
Vietnam
Terms of Reference Agreed
9.
Mozambique
SAI Performance Measurement Framework
Included in Regional Plan
• All members of PASAI
8
What is next?
Target 20
phase 2
pilots by
March 2015
Further
improve SAI
PMF,
approve by
WGVBS, KSC
SAI PMF
training,
consultation
with
stakeholders
•
•
•
•
Adoption
by
INTOSAI
Congress
in 2016
SAIs and other users of the framework
INTOSAI Committees – esp. CBC, PSC, PSC sub-committees
INTOSAI Regions
INTOSAI-Donor Steering Committee
SAI Performance Measurement Framework
9