RBC Wealth Management Investment management for associations Stuart T. Eisen, CFP ®, AWM Senior Vice President - Financial Advisor President’s Council RBC Wealth Management Tom Miller, CRPC® Investment Associate RBC Wealth Management Professional advice Our team provides a comprehensive approach to managing your assets. This process includes the below steps and is a service of our practice. • Review investment policy statement. • Review association bylaws and covenants. • Make recommendations to achieve short and long term financial objectives. • Monitor the strategy and evaluate potential opportunities in the market. Convenience RBC Wealth Management will help simplify your administrative needs. • All investments held at RBC Wealth Management. • One “signature card”. • Monthly/quarterly statements. • One 1099 end of year reporting. • Custom RBC investment reports. • Online access. • Checking and ACH functions available. Convenience continued… Current “OLD FASHIONED” vs. RBC “Modern” OLD FASHIONED WAY Invest in CD #1 at Bank ABC Signature Card-Statement-1099 • Invest in CD #2 at Bank XYZ Signature Card-Statement-1099 • Invest in CD #3 at Bank 123 Signature Card-Statement-1099 • 3 Signature Cards - 3 Statements 3 End of Year 1099’s Convenience continued… Current “OLD FASHIONED” vs. RBC “Modern” RBC “MODERN” Way • • • • Open an RBC Wealth Management account Invest in CD #1 Invest in CD #2 Invest in CD #3 ONE SIGNATURE CARD ONE STATEMENT ONE 1099 Collaboration We believe by working together, our clients experience a higher level of understanding and allows us to uphold our commitment to providing excellent service. • Work with management companies and boards. • Team approach providing tailored services. • Communication of market information, investment opportunities and other RBC resources. • In person and/or phone reviews of portfolio’s. Experience Our practice focuses on individuals, corporate and non-profit clients. We have been working with Home Owner Associations and Co-ops for over 10 years. Currently work with management companies and over 100 associations. • CAI member since 2003. • 15 years professionally advising clients. • Other services: • - Assist in employer sponsored retirement plan setup/design. - Individual consultations for investment management. Contact information Stuart T. Eisen CFP ®, AWM Senior Vice President - Financial Advisor President’s Council Washington, DC Complex RBC Wealth Management 301-907-2757 or 866-287-0424 (toll free) [email protected] Tom Miller,CRPC Investment Associate RBC Wealth Management 301-907-2759 or 800-368-3880 (toll free) [email protected] RBC Wealth Management 5425 Wisconsin Ave. Suite 301 Chevy Chase MD Team accreditations -Certified Financial Planner (CFP®) Stuart Eisen -Accredited Wealth Manager (AWM) Stuart Eisen -Chartered Retirement Planning Counselor (CRPC®) Tom Miller Disclosures • This information is not intended to be used as the primary basis of investment decisions. Because of individual client requirements, it should not be construed as advice designed to meet the particular investment needs of any investor. • The information contained in these pages is not an offer to sell or a solicitation of an offer to buy the securities, products or services mentioned here, and no offers or sales will be made in jurisdictions in which the offer and sale of these securities, products and services is not qualified or otherwise exempt from regulation. • The opinions expressed in the enclosed report are those of the author and are not necessarily the same as those of RBC Wealth Management or its research department. RBC Wealth Management did not assist in the preparation of the material and makes no guarantee as to its accuracy or the reliability of the sources used for its preparation. • RBC Wealth Management is not a tax advisor. All decisions regarding the tax implications of your investments should be made in consultation with your independent tax advisor.