Directional grain growth from anisotropic kinetic roughening of grain boundaries in sheared colloidal crystals Shreyas Gokhalea,1, K. Hima Nagamanasab,1, V. Santhoshc, A. K. Sooda,c, and Rajesh Ganapathyc,2 a Department of Physics, Indian Institute of Science, Bangalore 560012, India; bChemistry and Physics of Materials Unit, Jawaharlal Nehru Centre for Advanced Scientific Research, Bangalore 560064, India; and cInternational Centre for Materials Science, Jawaharlal Nehru Centre for Advanced Scientific Research, Bangalore 560064, India Edited by James A. Warren, National Institute of Standards and Technology, Gaithersburg, MD, and accepted by the Editorial Board October 25, 2012 (received for review June 19, 2012) The fabrication of functional materials via grain growth engineering implicitly relies on altering the mobilities of grain boundaries (GBs) by applying external fields. Although computer simulations have alluded to kinetic roughening as a potential mechanism for modifying GB mobilities, its implications for grain growth have remained largely unexplored owing to difficulties in bridging the widely separated length and time scales. Here, by imaging GB particle dynamics as well as grain network evolution under shear, we present direct evidence for kinetic roughening of GBs and unravel its connection to grain growth in driven colloidal polycrystals. The capillary fluctuation method allows us to quantitatively extract shear-dependent effective mobilities. Remarkably, our experiments reveal that for sufficiently large strains, GBs with normals parallel to shear undergo preferential kinetic roughening, resulting in anisotropic enhancement of effective mobilities and hence directional grain growth. Single-particle level analysis shows that the mobility anisotropy emerges from strain-induced directional enhancement of activated particle hops normal to the GB plane. We expect our results to influence materials fabrication strategies for atomic and block copolymeric polycrystals as well. colloids | grain boundary migration | anisotropic grain growth T he motion and rearrangement of grain boundaries (GBs) is central to our understanding of recrystallization (1), grain growth and its stagnation (2), and superplasticity (3) in a broad class of polycrystalline materials including metals (4), ceramics (5), colloidal crystals (6), and block copolymers (7, 8). Polycrystals are pervasive as engineering materials and elucidating mechanisms that determine the structure and dynamics of their GBs continue to be a central goal of materials research (9). Advances in computer simulation methods (2, 10, 11) and experiments (12, 13) have provided substantial insights into the microscopic origins of these mechanisms. In conventional materials, nevertheless, establishing a direct link between the dynamics at the single/few atom length scale and the collective behavior of the many thousands of atoms that constitute GBs and grains poses a serious challenge (14). A bridging of length scales is vital for grain growth studies. The key parameter in grain growth and its stagnation is the mobility of GBs, which is determined by their roughness (2, 15). Although transmission electron microscopy (TEM) is well-suited for grain growth measurements, no technique exists that can nonintrusively quantify the atomic scale roughness of buried GBs (14). These experimental shortcomings are compounded in driven polycrystals, which assume practical significance in the fabrication of functional materials via grain growth engineering (2, 7). Driven GBs (16) are thought to kinetically roughen (17), which may result in significantly enhanced mobilities (15) and influence grain growth. Further, in nanocrystalline materials, which often possess superior mechanical properties compared with their coarse-grained counterparts (18), kinetic roughening is expected to have a profound impact on mechanical behavior (16). Despite its technological 20314–20319 | PNAS | December 11, 2012 | vol. 109 | no. 50 relevance, the implications of kinetic roughening for GB mobility and grain growth remain poorly understood. Although molecular dynamics simulations can model atomistic phenomena realistically, they often are limited to small system sizes (19) and short time scales (11), which may influence measurements of GB roughness (15) and predictions of grain growth laws (2, 20). Kinetic Monte Carlo simulations (21) and phase field models (22) are insensitive to microscopic details. Thus, there is a need for a complementary multiscale approach that can probe kinetic roughening and its link to grain growth in driven polycrystals. In this work, we combined techniques in colloid science to investigate the dynamics of GBs in sheared 3D colloidal crystals over length scales spanning from the single-particle level to that of the GB network. Our single-particle resolution experiments reveal that for large oscillatory strains, boundaries with normals oriented parallel to shear are preferentially kinetically roughened. We find that the equilibrium capillary fluctuation method (CFM) allows us to extract effective mobilities, even under shear. Analysis of dynamics at the single-particle level reveals that strain-induced anisotropy in particle displacements is manifested as a preferential enhancement of the effective mobilities. Most strikingly, by imaging the GB network under shear, we show that this shear-induced anisotropy in the mobility leads to directional grain growth. Because colloid models are valuable analogs of atomic systems (23–27), insights gained from the present studies should be relevant for atomic and block copolymeric polycrystals as well. Our system consisted of thermo-responsive size-tunable poly (N-isopropylacrylamide) (PNIPAm) colloids tagged with the fluorophore rhodamine 6G for confocal imaging (Materials and Methods). We adjusted the suspension volume fractions ϕ such that at 311 K, where the particle diameter σ = 0:60 μm, ϕ < 50%, and the equilibrium phase is a liquid. Annealing the samples to 296 K led to particle swelling, with σ = 0:95 μm, resulting in a ϕ ∼ 70%, and the suspension crystallized into a polycrystalline state. A particular advantage of PNIPAm colloids is that they allow us to control the grain size systematically by altering the annealing rate (SI Text and Fig. S1). To mimic the nanocrystalline regime in which GBmediated response is predominant (12, 18) and grain sizes typically are 50–200 atom diameters across, we aimed for average grain sizes of the order of 100 colloid diameters. We restricted Author contributions: S.G., K.H.N., A.K.S., and R.G. designed research; V.S. and R.G. designed the confocal rheometer; S.G. and K.H.N. performed research; V.S. and R.G. contributed new reagents/analytic tools; S.G. and K.H.N. analyzed data; and S.G., K.H.N., A.K.S., and R.G. wrote the paper. The authors declare no conflict of interest. This article is a PNAS Direct Submission. J.A.W. is a guest editor invited by the Editorial Board. 1 S.G. and K.H.N. contributed equally to this work. 2 To whom correspondence should be addressed. E-mail: rajeshg@jncasr.ac.in. This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10. 1073/pnas.1210456109/-/DCSupplemental. www.pnas.org/cgi/doi/10.1073/pnas.1210456109 Results and Discussion Using our confocal rheometer, we simultaneously imaged the real-space particle-level microstructure of colloidal polycrystals subjected to a controlled shear deformation (Materials and Methods, SI Text, and Fig. S2). Samples were loaded in a customdesigned temperature-controlled parallel-plate shear cell with a typical plate separation of g = 45 μm, corresponding to roughly 60 crystalline layers. Thermal annealing of the colloidal suspension at a rate of 0.125 K/min yielded the desired grain size with the ½1; 1; 1" crystal planes parallel to the walls of our shear cell; therefore, our studies are confined to pure tilt boundaries. The plane pqrs in Fig. 1A shows a snapshot of an HAGB. We quantify the dynamics of the GB interface (SI Text) by the height function hðx; tÞ, which is the 1D string formed by the intersection of the A y b` x f` s c` z g n r g` d` e` Θ = 19° ∇v q h` B v h(x,t x,t) v x p ∇ a` C D E Fig. 1. Kinetic roughening of HAGBs. (A) Schematic of the shear geometry. The planes a′b′c′d′ and e′f ′g′h′ form the top and bottom plates of our shear cell. The imaging plane pqrs shows two crystallites with Θ = 198. The GB plane is the shaded region denoted by normal n. This figure corresponds to the configuration n k v. (B–E) Probability distribution of height fluctuations PðΔhÞ for increasing γo : (B) γo = 0%, (C) γo = 2%, (D) γo = 8:3%, and (E) γo = 18:3%. In C–E, solid curves and dashed curves are gaussian fits to histograms that correspond to GBjj and GB⊥, respectively. The circles correspond to w, and the width of the gray-shaded region corresponds to the w for γo = 0%. Gokhale et al. GB plane n with the imaging plane pqrs (thick white line in Fig. 1A). The image plane pqrs typically is 8–10 layers above the bottom plate to avoid wall effects. To investigate shear-induced anisotropic effects, experiments consisted of studying the dynamics of hðx; tÞ at different oscillatory shear strains, γ, for two GB configurations: n k v (denoted by GBk) and n k ∇ × v (denoted by GB⊥), where v is the velocity (Movie S1). γ = γo sinðωtÞ was changed in our experiments by keeping the oscillation frequency fixed at ω = 1 rad/s and changing the strain amplitude γo . The values of γo quoted here have been corrected to incorporate the effect of wall slip (SI Text and Fig. S3). GB properties sensitively depend on Θ (4, 27, 28), and hence we focused on HAGBs within a narrow range of Θs, 198 < Θ < 218, to facilitate quantitative comparison of results from experiments on GBk and GB⊥. Kinetic Roughening of GBs. To characterize the roughness of the interface, we quantify a related parameter: the interface width, w, defined as the root-mean-squared (rms) fluctuations of hðx; tÞ (29). In Fig. 1 B–E, we plot the normalized histograms of height fluctuations PðΔhÞ for increasing γo . Here, Δhðx; tÞ = hðx; tÞ − hhðx; tÞit . For all γo , PðΔhÞ is gaussian for GBk (solid curves) and GB⊥ (dashed curves), allowing us to estimate w (shown by circles) directly from the fits (Fig. 1 C–E). For γo ≤ 2%, wk ≈ w⊥ (Fig. 1 B and C). Remarkably, we find that for γo ≥ 8:3%, GBk undergoes preferential kinetic roughening with wk > w⊥ (Fig. 1 D and E). Earlier studies addressed equilibrium roughening of HAGBs, in the context of faceting–defaceting transition (30), and kinetic roughening of Σ GBs (16). An important finding from the present study is that general nonfaceted HAGBs also undergo kinetic roughening (15). Further, the migration mechanism of GBs is expected to change from a step-type motion to a continuous motion across the roughening transition. In Fig. S4, we plot the GB center-of-mass, defined as hhðx; tÞix , with t. Although it is difficult to estimate the roughening transition temperature for our HAGBs, we indeed find that the motion of GBs at zero-shear and GB⊥ at γo = 8:3% is stepped and that of the kinetically roughened GBk (γo = 8:3%) is continuous (Fig. S4). Shear-Induced Anisotropy in GB Mobility. Having quantified the roughness of GBs, we next focused on determining their mobility, M, which relates the migration velocity of the boundary vGB = MF to the driving force F (4). The net driving force acting on a boundary is composed of two parts, F = Γκ + Pext , where the first term is due to intrinsic boundary curvature, κ, and the second term is from externally imposed stresses. Here, Γ is the GB stiffness (31). To calculate M, we first determined Γ using the CFM (32– 34). In the present studies, a 1D section of the 2D GB interface is considered, which is not unreasonable as recent experiments have shown that Γ for an equilibrium crystal–melt interface obtained by ignoring the third dimension completely is in good agreement with that obtained from 3D computer simulations (35). The equilibrium roughness of an interface is a tradeoff between the interfacial free energy, which is minimum for a smooth interface, and thermal energy. In CFM, thermally excited capillary fluctuations of the interface are decomposed into normal modes and the amplitude kB T of the modes decays as hjAðkÞj2 i = LΓk 2 . Here, kB T is the thermal energy, k is the wavevector, and L is the interface length. Albeit CFM is an equilibrium statistical mechanics approach, studies on a driven colloidal liquid–gas interface have shown that shear leaves the k dependence of hjAðkÞj2 i unchanged, which allows the definition of an effective shear-dependent stiffness, even when the system is out of equilibrium (36). We perform a Fourier decomposition of Δhðx; tÞ (SI Text and Fig. S5) and plot LhjAðkÞj2 ik2 vs. k for GBk (solid circles) and GB⊥ (hollow circles) for increasing γo (Fig. 2 A–C). In close parallel with the sheared colloidal liquid–gas interface (36), the equilibrium CFM analysis is valid for driven solid–solid interfaces PNAS | December 11, 2012 | vol. 109 | no. 50 | 20315 APPLIED PHYSICAL SCIENCES our attention to high-angle grain boundaries (HAGBs) formed when adjacent grains that straddle the boundary have a misorientation angle Θ > 128. Geometrically, GBs can be described by a planar array of misfit dislocations (28). In HAGBs, the density of geometrically necessary dislocations is large and the dislocation cores overlap, leading to a continuous disordered interface. C B A D γο = 18.3% γο = 8.3% γο = 2% E F Fig. 2. Shear-induced anisotropy in GB mobility. LhjAðkÞj2 ik2 vs. k for (A) γo = 2%, (B) γo = 8:3%, and (C) γo = 18:3% for GBjj (●) and GB⊥ (○). (D) Stiffness Γ as a function of γo obtained from A–C by averaging LhjAðkÞj2 ik2 over the shaded region. (E) Mobility M and (F) reduced mobility M* = MΓ as a function of γo for GBjj (●) and GB⊥ (○). In D–F, (□) corresponds to γo = 0%. as well (Fig. S6). We find that LhjAðkÞj2 ik2 is nearly a constant kBΓT over a decade in k, for both boundary configurations and for all γo . Notably, we find that Γ, obtained by averaging LhjAðkÞj2 ik2 over the shaded region (Fig. 2 A–C), is preferentially lowered for GBk (solid circles) compared with GB⊥ (hollow circles) for γo ≥ 8:3% (Fig. 2D and Fig. S5A). An anisotropic lowering of Γ for GBk vs. GB⊥ is a result of anisotropic enhancement in the interface roughness and is consistent with Fig. 1 C–E. It is important to note _ whereas for HAGBs that in ref. 36 Γ depends on the shear rate γ, we find that Γ depends strongly on γo (SI Text and Fig. S7). For capillary fluctuations that decay as hAðk; 0ÞA * ðk; tÞi = 2 hjAðkÞj2 ie−MΓk t , the dynamic correlation function gd ðτÞ = ! " 1 ðΓMtÞ2 kB Tξ (SI Text, Fig. S8, and hΔhðx; tÞΔhðx; t + τÞix;t = Γ erfc ξ Fig. S9 A–C) yields the product MΓ (37). Here, ξ is the lateral correlation length (38) obtained from exponential fits to the height– height correlation function gh ðδxÞ = hΔhðx; tÞΔhðx + δx; tÞix;t (Fig. S9 D and E) and erfcðtÞ is the complementary error function. Fig. S9 A–C shows gd ðτÞ for GBk (solid circles) and GB⊥ (hollow circles) for increasing γo . Plugging in the value of Γ (Fig. 2D), obtained earlier, into the complementary error function fits of the data (black lines in Fig. S9 A–C) yields an effective shear-dependent mobility M. We find that the increase in M with γo for the kinetically roughened boundary, GBk (Fig. 2E, solid circles), is more rapid compared with GB⊥ (Fig. 2E, hollow circles) and is almost an order of magnitude larger at γo = 18:3% (Fig. S5B). It generally is believed that kinetic roughening alters GB mobilities and dictates microstructure evolution in driven polycrystals. However, even in the zero-driving force limit, a connection between roughness and mobility has been shown only in computer simulations (15) and its extension to nonzero driving forces has not been explored. By integrating fast confocal microscopy with rheology, we have shown that the shear-induced anisotropy in M is a direct consequence of preferential kinetic roughening. Will shear-induced anisotropy in mobility, Mk > M⊥ , lead to directional grain growth? To answer this question, we take a closer look at the mobility relation v = MΓκ + MPext (31). Focusing on the second term, one would naively expect that an anisotropy in M implies an anisotropy in v. Although it is difficult to characterize Pext acting on GBs in a driven polycrystal (2), it chiefly consists of contributions from the applied bulk stress and its coupling to the elastic anisotropy in adjacent grains (39). In our experiments, we expect the driving force due to bulk stress to be zero because of the 20316 | www.pnas.org/cgi/doi/10.1073/pnas.1210456109 oscillatory nature of the applied strain. Further, the driving force due to elastic anisotropy becomes significant only for grain sizes larger than about 1 μm (∼3,000σ) in atomic systems (39), which is much larger than the grain sizes used in our experiments (∼100σ). It therefore is likely that in our experiments, Pext = 0 and hence v = MΓκ. We note that with increasing γo , M increases (Fig. 2E) whereas Γ is found to decrease (Fig. 2D) for both GBk and GB⊥. Thus, in the approximation Pext = 0, we expect an anisotropy in GB motion and grain growth only if the reduced mobility, M* = MΓ, is itself anisotropic. Remarkably enough, Fig. 2F shows that anisotropic kinetic roughening indeed results in anisotropic-reduced mobilities with Mkp > M⊥p at large γo . Although we considered a narrow range of Θs to allow comparison across the two GB configurations, given that HAGBs exhibit qualitatively similar dynamics over a broad range of Θs (27, 40), we expect the anisotropy in M and M* to be a generic feature of these boundaries. Directional Grain Growth Under Shear. Even as our single-particle resolution measurements revealed a shear-induced anisotropy in both M and M*, to link this to grain growth it is necessary to probe GB dynamics under shear at the grain network length scale. To this end, we performed Bragg diffraction microscopy (BDM), which is the analog of TEM for colloidal crystals (41), simultaneously with rheometry (Materials and Methods, SI Text, and Fig. S2B). Here, the colloidal crystal sample, confined between the shear plates, is illuminated by a white-light source and a detector is placed at the first Bragg diffracted spot. A perfect single crystal would result in uniform intensity at the detector. For a polycrystal, however, the Bragg condition is met only by crystallites of a particular orientation, resulting in a diffraction contrast image. We note here that BDM does not yield an orientation map of the polycrystal but allows us to distinguish between low-angle GBs, which appear as arrays of discrete spots corresponding to dislocation cores, and HAGBs, which appear as continuous curves (42). A typical BDM snapshot of the colloidal polycrystal is shown in Fig. 3A, with GBks shown by solid lines and GB⊥s shown by dashed lines. Fig. 3 B and C shows hhðx; tÞix vs. t for γo = 3:9%. In complete concord with results thus far, anisotropy in M and M* indeed results in anisotropic grain growth with vk > v⊥ on an average (Movie S2; see also SI Text, Fig. S10, and Movie S3). As a consistency check, we estimated the expected GB velocity by plugging in the value of M* and assuming κ = d1, where d is the average grain radius, which is ∼100 Gokhale et al. A B 6 7 C v 10 11 100 µm 5 3 4 1 2 8 9 μm. The calculated GB velocity is in close agreement with those obtained from BDM measurements. Microscopic Origins of Directional Grain Growth. Our observations cannot be rationalized within the theoretical framework of shearcoupled GB migration because our HAGBs possess no identifiable structural units, the resolved shear stress has no component in the glide plane of boundary dislocations (43–45), and the capillary fluctuation spectrum decays as k12 (46). Instead, we chose to exploit the analogy between HAGBs and glass-forming liquids (27, 40). For HAGBs, the rate-controlling events for migration are single-atom hops across the boundary plane (47, 48) and the characteristic time associated with these hops is the cage-breaking A D time t*. We extracted t* from the inflection point in the mean first passage time τðrÞ (48), defined as the average time taken by a particle to traverse a distance r for the first time. We find that t* for γo = 2% is greater than t* for γo = 8.3% for both GBk and GB⊥ (Fig. 4 A), implying that the activation barrier for cage breaking is lowered at a higher γo (SI Text and Fig. S11). This lowering of activation barriers is reminiscent of the strain-induced deformation of the potential energy landscape of sheared glasses (49). For a migrating boundary, the self-part of the van Hove correlation function Gs ðr; ΔtÞ for Δt ≥ t* develops a characteristic peak at an intermediate distance r with rcage < r < σ. Here, rcage corresponds to the cage size. However, Gs ðr; ΔtÞ (Fig. 4 B and C) do not exhibit peaks between rcage and σ for both GBk and GB⊥ B C E Fig. 4. Single-particle dynamics at GBs. (A) Mean first passage time τðrÞ for GBjj [γo = 2% (■), γo = 8:3% (●)] and GB⊥ [γo = 2% (□), γo = 8:3% (○)]. The dashed curves are Hill function fits used to extract the inflection point t*, shown as solid lines for GBjj and dashed lines for GB⊥. (B and C) Self part of the van Hove correlation function Gs ðr; ΔtÞ for γo = 8:3% for GBjj (B) and GB⊥ (C) at Δt = 0:5t*, t*, and 2t*. (D and E) Angular distribution of displacements contributing to the nearest-neighbor peak of Gs ðr; ΔtÞ for γo = 8:3% over Δt = t* for GBjj (D) and GB⊥ (E). In D and E, the solid arrow denotes the shear direction and the dashed arrow denotes the GB normal. About 50% of particle hops happen within a 40° window centered on the shear direction for both GBjj and GB⊥. Gokhale et al. PNAS | December 11, 2012 | vol. 109 | no. 50 | 20317 APPLIED PHYSICAL SCIENCES Fig. 3. Directional grain growth under shear. (A) Snapshot of a colloidal polycrystal obtained using BDM. The white arrow labeled v shows the shear velocity direction. The curves highlight GBs for which migration velocities were measured. Solid curves indicate GBjjs and the dashed curves indicate GB⊥s. The arrows point along the direction of GB motion, and their length is proportional to the GB migration velocity vGB . (B) hhðx; tÞix vs. t for GBjjs. (C) hhðx; tÞix vs. t for GB⊥s. The lines are least-squares fits to the data. The numbers shown adjacent to the GB center-of-mass profiles vs. time in B and C correspond to those in A. Boundary 4 was used as a reference for the drift correction for GBjjs and GB⊥s. even for Δt > t*, in striking resemblance to observations on stationary GBs (48). This is not entirely surprising given that over the duration of our confocal rheology experiments (420 s), the net displacement of hhðx; tÞix is only about 0:5σ, even for GBjj. Further, although displacements in all directions contribute to the peak at r = σ in Gs ðr; ΔtÞ (Fig. 4 B and C), hops normal to the GB plane are the ones that primarily influence boundary mobility. To determine whether shear biases activated hops, we plot the angular distribution of displacements contributing to the peak in Gs ðr = σ; Δt = t*Þ for GBk and GB⊥. For γo = 2%, the displacements are more isotropically distributed (Fig. S12) compared with γo = 8:3% for which we find a significant enhancement along the shear direction for both GBk and GB⊥ (Fig. 4 D and E). For GBk, these shear-enhanced hops are normal to the boundary plane and therefore lead to a preferential increase in hjAðkÞj2 i (Fig. S6) and M (Fig. 2E). Collectively, our observations show that strain enhances HAGB interface fluctuations without contributing to a bulk driving force for migration, consistent with our earlier assumption of Pext = 0, and is therefore analogous to temperature. As expected, similar to the variation of M and Γ with temperature (50), the dependence of M on γo is much stronger than that of Γ (Fig. 2). Not only does this rationalize the success of the CFM in extracting Γ and M for sheared HAGBs, but it also accounts for the anisotropic enhancement in M* and therefore directional grain growth. Conclusions By bringing together experimental techniques in colloid science, we have bridged vastly disparate length and time scales to unravel the microscopic underpinnings of grain growth in sheared polycrystals. We have shown conclusively that preferential kinetic roughening (Fig. 1 C–E) and the resulting anisotropy in effective mobilities (Fig. 2E) ultimately lead to directional grain growth (Fig. 3). We find that strain enhances only the amplitudes of capillary fluctuation modes (Fig. 2 A–C) but leaves the fluctuation spectrum itself qualitatively unchanged (Fig. S6). This strongly suggests that the paradigm of shear as an effective temperature, routinely adopted to describe driven glasses (51), is germane even to the HAGB interfaces investigated here (27). We observe that the strain-induced lowering of activation barriers and the concomitant anisotropic enhancement of particle displacements satisfactorily explain the observed anisotropy in GB mobility (Fig. 4). Owing to the close similarity in the physics of GBs across diverse systems (4, 8, 27, 37), we expect our results can be extended to atomic and block copolymeric polycrystals as well. Further, by combining the temperature-tunability of PNIPAm 1. Humphreys FJ, Hatherly M (2004) Recrystallization and Related Annealing Phenomena (Elsevier, Oxford, UK), 2nd Ed. 2. 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More importantly, our experiments exemplify a multiscale approach that can be applied readily to elucidate fundamental as well as technologically relevant phenomena, such as grain rotation and coalescence, GB sliding, and texture evolution in driven polycrystals. Materials and Methods PNIPAm colloids of diameter 950 nm (polydispersity <5%) were synthesized by the standard emulsion polymerization route. All the chemicals used were purchased from Sigma-Aldrich and had a purity in excess of 98%. Particles were purified using the method described in ref. 27. The purified samples were concentrated to yield ϕ ∼ 70% at 296 K. Confocal Rheology. To facilitate confocal imaging under shear, we integrated a fast confocal microscope (Visitech VT-Eye) with a commercial rheometer (MCR-301, Anton Paar) mounted on a homemade mechanical stage (SI Text and Fig. S1A). Samples were imaged using a Leica objective (Plan Apochromat 100× N.A. 1.4, oil immersion) and a laser excitation centered at 514 nm. The field of view was a 54 × 54-μm slice containing ∼3,200 particles. Images were captured at 10 frames per second (fps) for γo = 2% and 8.3% and 26 fps for γo = 18.3%. The temperature was maintained at 296 K for all experiments. Standard codes were used for particle tracking (52), and subsequent analysis was performed using algorithms developed independently. The particle-tracking resolution as calculated from the micrometer to pixel ratio is 0.07 μm. BDM Under Shear. For grain growth measurements under shear, we integrated BDM with rheometry (SI Text). The sample was illuminated by a white light LED source incident at an angle θ = 56˚ (see Fig. S1B for a schematic). A lowmagnification Leica objective (Plan Apochromat 10× N.A. 0.4, dry) was used to image the GB network. The temperature was maintained at 296 K, and an oscillatory strain of frequency ω = 1 rad/s and amplitude γo = 3.9% was applied to the sample. The 0.915 × 0.680-mm field of view contained ∼25 grains. 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Werner A, Schmid F, Muller M, Binder K (1997) Anomalous size-dependence of interfacial profiles between coexisting phases of polymer mixtures in thin-film geometry: A Monte Carlo simulation. J Chem Phys 107(19):8175–8188. Gokhale et al. PNAS | December 11, 2012 | vol. 109 | no. 50 | 20319 Supporting Information Gokhale et al. 10.1073/pnas.1210456109 SI Text Controlling Grain Size. The average grain size was altered by controlling the annealing rate. Samples were annealed from 311 K to 296 K at three different rates, and the grain size was found to increase with decreasing annealing rate, as shown in Fig. S1. Shear Geometry for Confocal Rheology and Bragg Diffraction Microscopy. Our rheometer is custom-designed to be mounted on a confocal microscope. A parallel plate geometry consisting of a homemade shear cell was used in all experiments. A glass plate of roughness λ=10, thickness 3 mm, and diameter 20 mm was used as the top plate, and a glass coverslip of thickness 170 μm was used as the bottom plate. The sample was surrounded by oil to prevent evaporation. The sample temperature and annealing rate were regulated using the microscope objective heater for confocal rheology experiments, and by circulating water through metal tubes attached to the bottom plate for Bragg diffraction microscopy (BDM) experiments. Interface Profile. Various regions of the sample were scanned to locate boundaries that are nearly flat over the field of view, with desired orientations with respect to the shear direction. The grain boundary (GB) configurations chosen were GBk, which is nearly perpendicular to the y-axis of the imaging plane (Fig. 1A in the main text), and GB⊥, which is nearly perpendicular to the x-axis. The macroscopic motion of the sample due to thermal gradients, as well as the systematic displacement imposed by the applied shear, was subtracted from the particle displacements to obtain driftcorrected coordinates. The image was divided into bins parallel to the y-axis for GBk and x-axis for GB⊥, and the bin width chosen was slightly larger than a particle diameter. To define the GB interface, all particles belonging to the GB were first identified using the bond-order parameter method described in ref. 1. Any given bin might contain more than one particle because the GB region has a finite width. Within each bin, the interface position was determined by computing the arithmetic mean of the maximum and minimum value of the y coordinate for GBk and x coordinate for GB⊥. The profiles thus obtained were rotated appropriately to study fluctuations normal to the interface. Linear interpolation was then performed on the rotated interface positions to obtain a continuous interface profile. Calculation of True Strain Amplitudes. The glass plates used for rheology experiments are smooth on the particle length scale and hence may result in wall slip. An oscillatory strain with frequency ω ¼ 1 rad/s was applied to the sample. The gap between the rheometer plates was set to 53 μm, which corresponds to 68 crystalline layers. It is not possible to quantify the strain profile over the entire sample thickness from confocal rheology experiments because spherical aberration does not allow imaging of the top plate. However, it is possible to calculate the true strain experienced by the imaging plane (Fig. 1A), which is located 5.9 μm from the bottom plate. To calculate this strain, images were captured at a distance, z = 1.3 μm, 5.9 μm, and 12.1 μm from the bottom plate, for applied strain amplitudes of 1.9%, 7.6%, and 18.9%. At each of these distances, the maximum displacement averaged over ∼40 strain cycles Δs was calculated from the images. By fitting straight lines to the displacement profiles (Fig. S3), the true strains experienced by the imaging plane were computed to be 2%, 8.3%, and 18.3%. These values are very close to the applied strain amplitudes, and the extrapolated fits nearly pass through the points denoting the no-slip displacement at the top plate. The ratio of the Gokhale et al. www.pnas.org/cgi/content/short/1210456109 applied strain to the true strain, γA =γo , is nearly constant for all three applied strain amplitudes. The true strain in BDM experiments cannot be calculated directly. However, by scaling the applied strain by γA =γo , it was estimated to be 3.9%. Effect of Baseline on GB Stiffness and Mobility. The capillary fluctuation method (CFM) requires the interface profile to be defined relative to a baseline. In our experiments, interface fluctuations defined relative to any fixed baseline are influenced by GB migration. To circumvent this problem, the least-squares fit straight line to the instantaneous GB interface profile was chosen as the baseline for the stiffness calculations shown in the main text. To test the robustness of our results, stiffness values also were calculated using the time-averaged GB profile as the baseline (Fig. S5A). The change in baseline resulted in changes in the absolute values of Γ and M, leaving the trend in M vs. γo unaltered (Fig. S5B). Shear Rate Dependence of GB Stiffness. To ascertain whether GB stiffness Γ depends on the shear rate γ_ or the strain amplitude γo itself, we calculated Γ for GBk at a fixed γo ¼ 2%, for ω ¼ 1 rad/s and ω ¼ 10 rad/s, and compared it with the results obtained in Fig. 2D for GBk and GB⊥ (Fig. S7). We observe that Γ is essentially constant for γ_ ¼ γo ω ¼ 0:02 s−1 , irrespective of the GB under consideration. For GBk, however, Γ is lowered dramatically with increasing γo for a fixed ω ¼ 1 rad/s, but exhibits only a modest lowering with increasing ω for a fixed γo ¼ 2%. This shows conclusively that Γ has a stronger dependence on γo _ compared with γ. Dynamic and Static Height–Height Correlation Functions. GB motion leads to a drift of the interface center-of-mass with time (Fig. S8A). Because CFM has been devised to probe the zero-driving force limit, the drift affects the dynamic height–height correlation function gd ðτÞ and needs to be subtracted. A second-order polynomial was fit to the hhðx; tÞix time series to compensate for the drift. The normalized dynamic height–height correlation ! 1" 2 ðτÞ ¼ erfc ðΓMtÞ calculated using the drift-corrected function ggdd ð0Þ ξ interface profile is shown in Fig. S9 A–C. Although the drift-corrected center-of-mass hh1 ðx; tÞix fluctuates about zero (Fig. S8B), it exhibits residual oscillations at the frequency of the imposed strain (Fig. S8B, Inset), which are reflected in gd ðτÞ (Fig. S9 A–C). These oscillations arise because it is not possible to completely eliminate the systematic contribution of shear to particle displacements in dense suspensions (2). The oscillations in Fig. S8B suppress the decay of the static height–height correlation function gh ðδxÞ ¼ hΔhðx; tÞΔhðxþ δx; tÞix;t ¼ kB2ΓTξ e−x=ξ (3) because their amplitude is comparable to that of the interface fluctuations. To minimize the effect of these oscillations, only frames for which hh1 ðx; tÞix lies within the shaded region in Fig. S8B were considered for calculating gh ðδxÞ. Fig. S9 D and E shows gh ðδxÞ for GBk and GB⊥ for all three values of γo . The lateral correlation length ξ was extracted by fitting decaying exponentials to the data. GB Migration Under Zero Shear. To confirm that anisotropic grain growth is indeed a consequence of the imposed shear, BDM experiments were performed in the absence of shear at 300 K (Fig. S10A). In contrast to grain boundary migration under shear (Fig. 3), no preferential enhancement of the GB velocities was observed in the absence of shear as shown in Fig. S10B and Movie S3. 1 of 9 GB Diffusion. The shear-induced anisotropic enhancement of (Fig. S11A). However, for γo ¼ 8:3%, we find that for both GBk and GB⊥, hΔyðtÞ2 i > hΔxðtÞ2 i (Fig. S11B). Moreover, for GBk as well as GB⊥, we observe that hΔxðtÞ2 i and hΔyðtÞ2 i are larger for γo ¼ 8:3% compared with γo ¼ 2%. This is in accordance with the strain-induced lowering of activation barriers for cage breaking. 1. Nagamanasa KH, Gokhale S, Ganapathy R, Sood AK (2011) Confined glassy dynamics at grain boundaries in colloidal crystals. Proc Natl Acad Sci USA 108(28):11323–11326. 2. Skinner TOE, Aarts DGAL, Dullens RPA (2010) Grain-boundary fluctuations in twodimensional colloidal crystals. Phys Rev Lett 105(16):168301. 3. Cheng X, Xu X, Rice SA, Dinner AR, Cohen I (2012) Assembly of vorticity-aligned hardsphere colloidal strings in a simple shear flow. Proc Natl Acad Sci USA 109(1):63–67. activated particle hops also is reflected in the mean squared displacements hΔxðtÞ2 i and hΔyðtÞ2 i (Fig. S11). Here, Δy and Δx denote particle displacements nearly parallel and perpendicular to the shear direction, respectively. We observe that for both GBk and GB⊥, hΔyðtÞ2 i ∼ hΔxðtÞ2 i for γo ¼ 2% Gokhale et al. www.pnas.org/cgi/content/short/1210456109 2 of 9 Fig. S1. BDM images of the polycrystal for three different annealing rates: (A) 2.6 K/min, (B) 0.125 K/min, and (C) 0.015 K/min. Gokhale et al. www.pnas.org/cgi/content/short/1210456109 3 of 9 Fig. S2. Schematic of the shear geometry. (A) Confocal rheology and (B) BDM. CP, colloidal polycrystal; HC, heating/cooling coils; LS, liquid seal; OH, objective heater. Fig. S3. Calculation of true strain amplitudes at the imaging plane. Shear-induced displacement Δs vs. z for γA ¼ 1:9% (★), 7:6% (●), and 18:9% (▲). Solid black lines are linear fits to the shear profiles, and dashed lines are extrapolations of the fits up to the top plate. Fig. S4. GB migration mechanisms. (A) Time series of the GB center-of-mass for γo ¼ 0%, showing pronounced steps. (B) Time series of center-of-mass of GB and GB for γo ¼ 8:3%. GB exhibits step-like features, whereas GB exhibits continuous motion. Gokhale et al. www.pnas.org/cgi/content/short/1210456109 4 of 9 Fig. S5. Stiffness and mobility using the time-averaged GB profile as the baseline. (A) Stiffness Γ and (B) mobility M as a function of γo for GB (●) and GB (○). The □ corresponds to γo ¼ 0%. Fig. S6. Power spectrum of the interface height profile. The interface height function was defined using the least-squares fit straight line to the instantaneous GB profile as the baseline. hjAðkÞj2 i vs. k for (A) GBk and (B) GB⊥ for strain amplitudes γo ¼ 2% (stars), 8:3% (circles), and 18:3% (triangles). The solid black line in A and B has slope = −2 and serves as a guide to the eye. o o Fig. S7. GB stiffness Γ as a function of γ_ . The bottom x-axis corresponds to experiments on GBk (●) and GB⊥ (○) in which γ_ was changed by fixing ω ¼ 1 rad/s and varying γo . The top x-axis corresponds to experiments on GBk (▲) in which γ_ was changed by fixing γo ¼ 2% and varying ω. The □ corresponds to γo ¼ 0%. Gokhale et al. www.pnas.org/cgi/content/short/1210456109 5 of 9 Fig. S8. Center-of-mass hhðx; tÞix drift correction. (A) Time series of hhðx; tÞix of GBk for γo ¼ 8:3%. The black curve is a second-order polynomial fit to the data. (B) Time series of the drift-corrected center-of-mass hh1 ðx; tÞix obtained by subtracting the fit from the data shown in A. The shaded region corresponds to jhh1 ðx; tÞix j < 0:1σh , where σh is the range of the distribution of hh1 ðx; tÞix . (Inset) Magnified portion of B, showing residual oscillations in the time series of hh1 ðx; tÞix . Fig. S9. Dynamic and static height–height correlation functions. (A–C) Normalized dynamic height–height correlation function gd ðτÞ for GBk (●) and GB⊥ (○) for γo ¼ 2% (A), 8:3% (B), and 18:3% (C). The black curves are complimentary error function fits to the data. (D and E) Normalized static height–height correlation function gh ðδxÞ for GBk (D) and GB⊥ (E) for γo ¼ 2% (stars), 8:3% (circles), and 18:3% (triangles). The curves are exponential decay fits to the data. Gokhale et al. www.pnas.org/cgi/content/short/1210456109 6 of 9 Fig. S10. Grain growth under zero shear and at T = 300 K. (A) A BDM snapshot of the polycrystal. The curves highlight GBs for which migration velocities were measured. The arrows point along the direction of GB motion, and their length is proportional to the GB migration velocity. (B) hhðx; tÞix vs. t for the boundaries identified in A. Different symbols represent different boundaries. The solid lines are the least-squares fits to the data. The numbers shown adjacent to the GB center-of-mass profiles vs. time in B correspond to those in A. Fig. S11. GB diffusion. Mean squared displacements hΔxðtÞ2 i (squares) and hΔyðtÞ2 i (circles) of GB particles for (A) γo ¼ 2% and (B) γo ¼ 8:3% for GBk (solid symbols) and GB⊥ (open symbols). The black line has a diffusive slope. The oscillations in hΔxðtÞ2 i and hΔyðtÞ2 i have the same source as those observed in gd ðτÞ. Gokhale et al. www.pnas.org/cgi/content/short/1210456109 7 of 9 Fig. S12. Angular distribution of displacements for γo ¼ 2%. (A) GBk (●) at Δt ¼ t* ¼ 64 s. (B) GB⊥ (○) at Δt ¼ t* ¼ 68 s. The solid arrow corresponds to the direction of shear, and the dashed arrow corresponds to the GB normal. Only about 30% of particle hops happen within a 40° window centered on the shear direction for both GBk and GB⊥ . Movie S1. Raw confocal microscopy video of GBs subjected to an oscillatory strain of amplitude γo = 8.3% and angular frequency ω = 1 rad/s for two boundary configurations: GBk (Left) and GB⊥ (Right). Movie S1 Movie S2. BDM video of directional grain growth under shear for an applied oscillatory strain of amplitude γo = 3.9% and angular frequency ω = 1 rad/s. Movie S2 Gokhale et al. www.pnas.org/cgi/content/short/1210456109 8 of 9 Movie S3. BDM video of isotropic grain growth at zero shear. Movie S3 Gokhale et al. www.pnas.org/cgi/content/short/1210456109 9 of 9