Federalism revised 1-14

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Federalism

Power to the States?

Number of U.S. Governments

Federalism Is…

• A system of government in which political authority is divided between a national (or federal) government, and its political subdivisions (such as states).

• A system where national and state governments each have defined powers, with some being shared by both and some being denied to both.

Why Federalism?

• Shared resources

• States know needs of people

• Allows unity without uniformity--one state’s needs are not another--Florida doesn't need help clearing snow

• Protects against a runaway federal government

• Encourages experimentation

• Allows states to administer federal programs

• Allows states to cooperate with each other

• Equalizes financial resources between rich and poor states

Reasons for the Growth of the

National Government’s Power

• National Scope of Many Problems

• Dependency of the states on federal funds

• Unequal distribution of wealth within the states

• Inability of states to deal politically with some problems

• Statements of power to the national government in the Constitution

– General welfare clause

– Commerce Power

– Defense of nation

– Necessary and proper clause

Powers of the States

Denied Powers

• States cannot

– Enter into treaties

– Coin money

– Impair obligation of contracts

– Cannot enter into compacts with other states without congressional approval

• Congress cannot

--Favor one state over another in regulating commerce

--Cannot lay duties on items exported from any state

Major Responsibilities of the States

• Education laws

• Marriage Laws

• Voting and election laws

• Property laws

• Public Safety Laws

• Welfare of citizens

• Regulation of intrastate trade and business

• Establishment of local units of government

• Collection of state taxes

Dual Federalism

• Federal and state governments are co-equals, each sovereign

• Narrow interpretation of the Constitution

• Federal government only has jurisdiction if clear expressed in the Constitution (ex: coin money, foreign affairs)

• State have greater role and powers (ex: public education, race relations)

What does dual federalism have in common with a layer cake?

Cooperative Federalism: New Deal

Growth of the National Government

• National government clearly supreme over the states with wide interpretation of the

“necessary and proper clause” (Article I,

Sect. 8 of the Constitution, also known as the

“elastic clause.”)

• Federal government intervenes or assists in some areas traditionally left to the states (ex: education, health care, civil rights)

• Began with the New Deal in the 1930’s

What does cooperative federalism have in common with marble cake?

New Federalism: Returning Power to the States

• New Federalism

– Federal / state relationship proposed by

Reagan administration during the 1980

– Returned administrative powers to the state governments

– Reagan Revolution

New Federalism: Returning Power to the States

• The Devolution Revolution

– Contract with America

– Personal Responsibility and Work Opportunity

Reconciliation Act of 1996 (Welfare Reform)

The Supreme Court: A Return to States’

Rights?

• From New Deal to 1980s: Court has generally expanded national authority at the expense of the states.

• Beginning in 1980s : Court interpretations altered

– Willingness to allow Congress to regulate in a variety of areas waned

– Webster v. Reproductive Health Services

– Planned Parenthood of Southeastern Pennsylvania v.

Casey (1992)

– U.S. v. Lopez (1995)

– Bush v. Gore 2000

Grants in Aid

• A method to redistribute income, to remove gross inequality among states and its people

• Categorical Grants

• Project Grants

• Block Grants

Techniques of Federal Control

• Direct Orders

– required by feds. Or face fines and cut-off funding-e.g. cleanup the water & air, end discrimination

• Cross cutting requirements

– Sets conditions before aid is granted

• hire minorities in proportion to the population on a federal highway project

• Cross Over Sanctions

– Money is given on one program based on conditions of another

• Raise the drinking age to 21 or federal highway money will be cut off

Techniques of Federal Control

• Preemption

– Federal regulations negate and supersede state regulations

• No Child Left Behind (NCLB)

• Unfunded Mandates

– Require states to follow federal regulations without the federal government providing the revenues

• Federal law now prohibits unfunded mandates courtesy of The Contract with America

Federalism’s Ideological Arguments

• Conservatives

– Would lessen federal control over states

– Want no unfunded mandates

– Think states are more sensitive to their citizen's needs

– Think there will be less administrative costs

– Like block grants--Let the states do what they want with the money

– Let states administer federal programs--e.g.Medicare,

Medicaid, welfare, food stamps

– Believe in Reaganism, favor New federalism

Federalism’s Ideological Arguments

• Liberals

– Don't think states have the resources or the willingness to do the job

– Think the federal government is the watchdog for compliance for federal regulations-OSHA, clean air, water

– Think states lack expertise

– Think states are parochial and don't care about the needs of the nation

– Don't think states will raise the necessary revenues through taxes

Federalism’s Ideological Arguments

– Think states will be unbalanced in what they can provide their citizens--rich and poor states have different resources (different tax bases)

– Think states are dominated by conservatives

– Favor categorical grants with strings attached

– Favor The Great Society-federally controlled social programs (Medicare, American with Disabilities Act,

1965 Voting Rights Act)

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